U.S. Supreme
Court
DOWNES v.
BIDWELL, 182 U.S. 244 (1901)
182 U.S. 244
SAMUEL DOWNES, Doing
Business under the Firm Name of S. B. Downes & Company, Plff. in Err.,
v.
GEORGE R. BIDWELL.
No. 507.
Argued January 8, 9, 10, 11, 1901.
Decided May 27, 1901.
[182 U.S. 244, 247] This was an action begun
in the circuit court by Downes, doing business under the firm name of S. B.
Downes & Co., against the collector of the port of New York, to recover
back duties to the amount of $659.35 exacted and paid under protest upon
certain oranges consigned to the plaintiff at New York, and brought thither
from the port of San Juan in the island of Porto Rico during the month of
November, 1900, after the passage of the act temporarily providing a civil
government and revenues for the island of Porto Rico, known as the Foraker act.
The
district attorney demurred to the complaint for the want of jurisdiction in the
court, and for insufficiency of its averments. The demurrer was sustained, and
the complaint dismissed. Whereupon plaintiff sued out this writ of error.
Messrs.
Frederic R. Coudert, Jr., and Paul Fuller for plaintiff in error.
Solicitor
General Richards and Attorney General Griggs for defendant in error.
Statement
by Mr. Justice Brown:
This
case involves the question whether merchandise brought into the port of New
York from Porto Rico since the passage of the Foraker act is exempt from duty,
notwithstanding the 3d section of that act which requires the payment of '15 [182 U.S. 244, 248] per centum of the duties which are required
to be levied, collected, and paid upon like articles of merchandise imported
from foreign countries.'
1.
The
exception to the jurisdiction of the court is not well taken. By Rev. Stat.
629, subd. 4, the circuit courts are vested with jurisdiction 'of all suits at
law or in equity arising under any act providing for revenue from imports or
tonnage,' irrespective of the amount involved. This section should be construed
in connection with 643, which provides for the removal from state courts to
circuit courts of the United States of suits against revenue officers 'on
account of any act done under color of his office, or of any such [revenue]
law, or on account of any right, title, or authority claimed by such officer or
other person under any such law.' Both these sections are taken from the act of
March 2, 1833 ( 4 Stat. at L. 632, chap. 57) commonly known as the force bill,
and are evidently intended to include all actions against customs officers
acting under color of their office. While, as we have held in De Lima v.
Bidwell, 181 U. S. --, ante, 743, 21 Sup. Ct. Rep. 743, Actions against the
collector to recover back duties assessed upon non-importable property are not
'customs cases' in the sense of the administrative act, they are, nevertheless,
actions arising under an act to provide for a revenue from imports, in the
sense of 629, since they are for acts done by a collector under color of his
office. This subdivision of 629 was not repealed by the jurisdictional act of
1875, or the subsequent act of August 13, 1888, since these acts were 'not
intended to interfere with the prior statutes conferring jurisdiction upon the
circuit or district courts in special cases and over particular subjects.
United States v. Mooney, 116 U.S. 104, 107 , 29 S. L. ed. 550, 552, 6
Sup. Ct. Rep. 304, 306. See also Merchants' Ins. Co. v. Ritchie, 5 Wall. 541,
18 L. ed. 540; Philadelphia v. The Collector, 5 Wall. 720, sub nom.
Philadelphia v. Diehl, 18 L. ed. 614; Hornthall v. The Collector, 9 Wall. 560,
sub nom. Hornthall v. Keary, 19 L. ed. 560 As the case 'involves the
construction or application of the Constitution,' as well as the constitutionality
of a law of the United States, the writ of error was properly sued out from
this court.
2.
In the
case of De Lima v. Bidwell just decided, 181 U. S. --, ante, 743, 21 Sup. Ct.
Rep. 743, we held that, upon the ratification of the treaty of peace with
Spain, Porto Rico ceased to be a foreign country, and became a territory [182 U.S. 244, 249] of the United States, and that duties were
no longer collectible upon merchandise brought from that island. We are now
asked to hold that it became a part of the United States within that provision
of the Constitution which declares that 'all duties, imposts, and excises shall
be uniform throughout the United States.' Art. 1, 8. If Porto Rico be a part of
the United States, the Foraker act imposing duties upon its products is
unconstitutional, not only by reason of a violation of the uniformity clause,
but because by 9 'vessels bound to or from one state' cannot 'be obliged to
enter, clear, or pay duties in another.'
The
case also involves the broader question whether the revenue clauses of the
Constitution extend of their own force to our newly acquired territories. The
Constitution itself does not answer the question. Its solution must be found in
the nature of the government created by that instrument, in the opinion of its
contemporaries, in the practical construction put upon it by Congress, and in
the decisions of this court.
The
Federal government was created in 1777 by the union of thirteen colonies of
Great Britain in 'certain articles of confederation and perpetual union,' the
first one of which declared that 'the stile of this confederacy shall be the
United States of America.' Each member of the confederacy was denominated a
state. Provision was made for the representation of each state by not less than
two nor more than seven delegates; but no mention was made of territories or
other lands, except in article 11, which authorized the admission of Canada,
upon its 'acceding to this confederation,' and of other colonies if such
admission were agreed to by nine states. At this time several states made
claims to large tracts of land in the unsettled west, which they were at first
indisposed to relinquish. Disputes over these lands became so acrid as nearly
to defeat the confederacy, before it was fairly put in operation. Several of
the states refused to ratify the articles, because the convention had taken no
steps to settle the titles to these lands upon principles of equity and sound
policy; but all of them, through fear of being accused of disloyalty, finally
yielded their claims, though Maryland held out until 1781. Most of these states
in the [182 U.S. 244, 250] meantime having ceded their interests in
these lands, the confederate Congress, in 1787, created the first territorial
government northwest of the Ohio river, provided for local self-government, a
bill of rights, a representation in Congress by a delegate, who should have a
seat 'with a right of debating, but not of voting,' and for the ultimate
formation of states therefrom, and their admission into the Union on an equal
footing with the original states.
The
confederacy, owing to well-known historical reasons, having proven a failure, a
new Constitution was formed in 1787 by 'the people of the United States' 'for
the United States of America,' as its preamble declares. All legislative powers
were vested in a Congress consisting of representatives from the several
states, but no provision was made for the admission of delegates from the
territories, and no mention was made of territories as separate portions of the
Union, except that Congress was empowered 'to dispose of and make all needful
rules and regulations respecting the territory or other property belonging to
the United States.' At this time all of the states had ceded their unappropriated
lands except North Carolina and Georgia. It was thought by Chief Justice Taney
in the Dred Scott Case, 19 How. 393, 436, 15 L. ed. 691, 713, that the sole
object of the territorial clause was 'to transfer to the new government the
property then held in common by the states, and to give to that government
power to apply it to the objects for which it had been destined by mutual
agreement among the states before their league was dissolved;' that the power
'to make needful rules and regulations' was not intended to give the powers of
sovereignty, or to authorize the establishment of territorial governments,-in
short, that these words were used in a proprietary, and not in a political,
sense. But, as we observed in De Lima v. Bidwell, the power to establish
territorial governments has been too long exercised by Congress and acquiesced
in by this court to be deemed an unsettled question. Indeed, in the Dred Scott
Case it was admitted to be the inevitable consequence of the right to acquire
territory.
It
is sufficient to observe in relation to these three fundamental instruments,
that it can nowhere be inferred that the [182
U.S. 244, 251] territories
were considered a part of the United States. The Constitution was created by
the people of the United States, as a union of states, to be governed solely by
representatives of the states; and even the provision relied upon here, that
all duties, imposts, and excises shall be uniform 'throughout the United
States,' is explained by subsequent provisions of the Constitution, that 'no
tax or duty shall be laid on articles exported from any state,' and 'no
preference shall be given by any regulation of commerce or revenue to the ports
of one state over those of another; nor shall vessels bound to or from one state
be obliged to enter, clear, or pay duties in another.' In short, the
Constitution deals with states, their people, and their representatives.
The
13th Amendment to the Constitution, prohibiting slavery and involuntary
servitude 'within the United States, or in any place subject to their
jurisdiction,' is also significant as showing that there may be places within
the jurisdiction of the United States that are no part of the Union. To say
that the phraseology of this amendment was due to the fact that it was intended
to prohibit slavery in the seceded states, under a possible interpretation that
those states were no longer a part of the Union, is to confess the very point
in issue, since it involves an admission that, if these states were not a part
of the Union, they were still subject to the jurisdiction of the United States.
Upon
the other hand, the 14th Amendment, upon the subject of citizenship, declares
only that 'all persons born or naturalized in the United States, and subject to
the jurisdiction thereof, are citizens of the United States, and of the state
wherein they reside.' Here there is a limitation to persons born or naturalized
in the United States, which is not extended to persons born in any place
'subject to their jurisdiction.'
The
question of the legal relations between the states and the newly acquired
territories first became the subject of public discussion in connection with
the purchase of Louisiana in 1803. This purchase arose primarily from the fixed
policy of Spain to exclude all foreign commerce from the Mississippi. This
restriction became intolerable to the large number of immigrants who were
leaving the eastern states to settle in the fertile valley [182 U.S. 244, 252]
of that river and its tributaries. After several futile attempts to
secure the free navigation of that river by treaty, advantage was taken of the
exhaustion of Spain in her war with France, and a provision inserted in the
treaty of October 27, 1795, by which the Mississippi river was opened to the
commerce of the United States. 8 Stat. at L. 138, 140, art. 4. In October,
1800, by the secret treaty of San Ildefonso, Spain retroceded to France the
territory of Louisiana. This treaty created such a ferment in this country that
James Monroe was sent as minister extraordinary with discretionary powers to
co-operate with Livingston, then minister to France, in the purchase of New
Orleans, for which Congress appropriated $2,000,000. To the surprise of the
negotiators, Bonaparte invited them to make an offer for the whole of Louisiana
at a price finally fixed at $15,000,000. It is well known that Mr. Jefferson
entertained grave doubts as to his power to make the purchase, or, rather, as
to his right to annex the territory and make it part of the United States, and
had instructed Mr. Livingston to make no agreement to that effect in the
treaty, as he believed it could not be legally done. Owing to a new war between
England and France being upon the point of breaking out, there was need for
haste in the negotiations, and Mr. Livingston took the responsibility of
disobeying his instructions, and, probably owing to the insistence of
Bonaparte, consented to the 3d article of the treaty, which provided that 'the
inhabitants of the ceded territory shall be incorporated in the Union of the
United States, and admitted as soon as possible, according to the principles of
the Federal Constitution, to the enjoyment of all the rights, advantages, and
immunities of citizens of the United States; and in the meantime they shall be
maintained and protected in the free enjoyment of their liberty, property, and
the religion which they profess.' [8 Stat. at L. 202.] This evidently committed
the government to the ultimate, but not to the immediate, admission of
Louisiana as a state, and postponed its incorporation into the Union to the
pleasure of Congress. In regard to this, Mr. Jefferson, in a letter to Senator
Breckinridge of Kentucky, of August 12, 1803, used the following language:
'This treaty must, of course, be laid before both Houses, because [182 U.S. 244, 253]
both have important functions to exercise respecting it. They, I
presume, will see their duty to their country in ratifying and paying for it,
so as to secure a good which would otherwise probably be never again in their
power. But I suppose they must then appeal to the nation for an additional
article to the Constitution approving and confirming an act which the nation
had not previously authorized. The Constitution has made no provision for
holding foreign territory, still less for incorporating foreign nations into
our Union. The Executive, in seizing the fugitive occurrence which so much
advances the good of our country, have done an act beyond the Constitution.'
To
cover the questions raised by this purchase Mr. Jefferson prepared two
amendments to the Constitution, the first of which declared that 'the province
of Louisiana is incorporated with the United States and made part thereof;' and
the second of which was couched in a little different language, viz.:
'Louisiana, as ceded by France to the United States, is made a part of the
United States. Its white inhabitants shall be citizens, and stand, as to their
rights and obligations, on the same footing as other citizens in analogous
situations.' But by the time Congress assembled, October 17, 1803, either the
argument of his friends or the pressing necessity of the situation seems to
have dispelled his doubts regarding his power under the Constitution, since in
his message to Congress he referred the whole matter to that body, saying that
'with the wisdom of Congress it will rest to take those ulterior measures which
may be necessary for the immediate occupation and temporary government of the
country; for its incorporation into the Union.' Jefferson's Writings, vol. 8,
p. 269.
The
raising of money to provide for the purchase of this territory, and the act
providing a civil government, gave rise to an animated debate in Congress, in
which two questions were prominently presented: First, whether the provision
for the ultimate incorporation of Louisiana into the Union was constitutional;
and, second, whether the 7th article of the treaty admitting the ships of Spain
and France for the next twelve years 'into the ports of New Orleans, and in all
other legal ports of entry within the ceded territory, in the same manner as
the ships of [182 U.S. 244, 254] the United States coming directly from
France or Spain, or any of their colonies, without being subject to any other
or greater duty on merchandise or other or greater tonnage than that paid by
the citizens of the United States' [8 Stat. at L. 204], was an unlawful
discrimination in favor of those ports and an infringement upon art. 1, 9, of
the Constitution, that no preference shall be given by any regulation of
commerce or revenue to the ports of one state over those of another.' This
article of the treaty contained the further stipulation that 'during the space
of time above mentioned to other nation shall have a right to the same
privileges in the ports of the ceded territory; . . . and it is well understood
that the object of the above article is to favor the manufactures, commerce,
freight, and navigation of France and Spain.'
It
is unnecessary to enter into the details of this debate. The arguments of
individual legislators are no proper subject for judicial comment. They are so
often influenced by personal or political considerations, or by the assumed
necessities of the situation, that they can hardly be considered even as the
deliberate views of the persons who make them, much less as dictating the
construction to be put upon the Constitution by the courts. United States v.
Union P. R. Co. 91 U.S. 72, 79 , 23 S. L. ed, 224, 228.
Suffice it to say that the administration party took the ground that, under the
constitutional power to make treaties, there was ample power to acquire
territory, and to hold and govern it under laws to be passed by Congress; and
that as Louisiana was incorporated into the Union as a territory, and not as a
state, a stipulation for citizenship became necessary; that as a state they
would not have needed a stipulation for the safety of their liberty, property,
and religion, but as territory this stipulation would govern and restrain the
undefined powers of Congress to 'make rules and regulations' for territories.
The Federalists admitted the power of Congress to acquire and hold territory,
but denied its power to incorporate it into the Union under the Constitution as
it then stood.
They
also attacked the 7th article of the treaty, discriminating in favor of French
and Spanish ships, as a distinct violation of the Constitution against
preference being given to the [182 U.S.
244, 255] ports of one
state over those of another. The administration party, through Mr. Elliott of
Vermont, replied to this that 'the states, as such, were equal and intended to
preserve that equality; and the provision of the Constitution alluded to was
calculated to prevent Congress from making any odious discrimination or
distinctions between particular states. It was not contemplated that this
provision would have application to colonial or territorial acquisitions.' Said
Mr. Nicholson of Maryland, speaking for the administration: It [Louisiana] is
in the nature of a colony whose commerce may be regulated without any reference
to the Constitution. Had it been the island of Cuba which was ceded to us,
under a similar condition of admitting French and Spanish vessels for a limited
time into Havana, could it possibly have been contended that this would be
giving a preference to the ports of one state over those of another, or that
the uniformity of duties, imposts, and excises throughout the United States
would have been destroyed? And because Louisiana lies adjacent to our own
territory is it to be viewed in a different light?'
As
a sequence to this debate two bills were passed, one October 31, 1803 (2 Stat.
at L. 245, chap. 1), authorizing the President to take possession of the territory
and to continue the existing government, and the other November 10, 1803 (2
Stat. at L. 245, chap. 2), making provision for the payment of the purchase
price. These acts continued in force until March 26, 1804, when a new act was
passed providing for a temporary government (2 Stat. at L. 283, chap. 38), and
vesting all legislative powers in a governor and legislative council, to be
appointed by the President. These statutes may be taken as expressing the views
of Congress, first, that territory may be lawfully acquired by treaty, with a
provision for its ultimate incorporation into the Union; and, second, that a
discrimination in favor of certain foreign vessels trading with the ports of a
newly acquired territory is no violation of that clause of the Constitution
(art. 1, 9) that declares that no preference shall be given to the ports of one
state over those of another. It is evident that the constitutionality of this
discrimination can only be supported upon the theory that ports of territories
are not ports of state within the meaning of the Constitution. [182 U.S. 244, 256]
The same construction was adhered to in the treaty with Spain for the
purchase of Florida (8 Stat. at L. 252) the 6th article of which provided that
the inhabitants should 'be incorporated into the Union of the United States, as
soon as may be consistent with the principles of the Federal Constitution;' and
the 15th article of which agreed that Spanish vessels coming directly from
Spanish ports and laden with productions of Spanish growth or manufacture
should be admitted, for the term of twelve years, to the ports of Pensacola and
St. Augustine 'without paying other or higher duties on their cargoes, or of
tonnage, than will be paid by the vessels of the United States,' and that
'during the said term no other nation shall enjoy the same privileges within
the ceded territories.'
So,
too, in the act annexing the Republic of Hawaii, there was a provision
continuing in effect the customs relations of the Hawaiian islands with the
United States and other countries, the effect of which was to compel the
collection in those islands of a duty upon certain articles, whether coming
from the United States or other countries, much greater than the duty provided
by the general tariff law then in force. This was a discrimination against the
Hawaiian ports wholly inconsistent with the revenue clauses of the
Constitution, if such clauses were there operative.
The
very treaty with Spain under discussion in this case contains similar discriminative
provisions, which are apparently irreconcilable with the Constitution, if that
instrument be held to extend to these islands immediately upon their cession to
the United States. By article 4 the United States agree, for the term of ten
years from the date of the exchange of the ratifications of the present treaty,
to admit Spanish ships and merchandise to the ports of the Philippine islands
on the same terms as ships and merchandise of the United States,'-a privilege
not extending to any other ports. It was a clear breach of the uniformity
clause in question, and a manifest excess of authority on the part of the
commissioners, if ports of the Philippine islands be ports of the United
States.
So,
too, by article 13, 'Spanish scientific, literary, and artistic works . . .
shall be continued to be admitted free of [182
U.S. 244, 257] duty in
such territories for the period of ten years, to be reckoned from the date of
the exchange of the ratifications of this treaty.' This is also a clear
discrimination in favor of Spanish literary productions into particular ports.
Notwithstanding
these provisions for the incorporation of territories into the Union, Congress,
not only in organizing the territory of Louisiana by act of March 26, 1804, but
all other territories carved out of this vast inheritance, has assumed that the
Constitution did not extend to them of its own force, and has in each case made
special provision, either that their legislatures shall pass no law
inconsistent with the Constitution of the United States, or that the
Constitution or laws of the United States shall be the supreme law of such
territories. Finally, in Rev. Stat. 1891, a general provision was enacted that
'the Constitution and all laws of the United States which are not locally
inapplicable shall have the same force and effect within all the organized
territories, and in every territory hereafter organized, as elsewhere within
the United States.'
So,
too, on March 6, 1820 (3 Stat. at L. 545, chap. 22), in an act authorizing the
people of Missouri to form a state government, after a heated debate, Congress
declared that in the territory of Louisiana north of 36ø 30' slavery should be
forever prohibited. It is true that, for reasons which have become historical,
this act was declared to be unconstitutional in Scott v. Sandford, 19 How. 393,
15 L. ed. 691, but it is none the less a distinct annunciation by Congress of
power over property in the territories, which it obviously did not possess in
the several states.
The
researches of counsel have collated a large number of other instances in which
Congress has in its enactments recognized the fact that provisions intended for
the states did not embrace the territories, unless specially mentioned. These
are found in the laws prohibiting the slave trade with 'the United States or
territories thereof;' or equipping ships 'in any port or place within the
jurisdiction of the United States;' in the internal revenue laws, in the early
ones of which no provision was made for the collection of taxes in the
territory not included within the boundaries of the existing states, and others
of which extended them expressly to the territories, or 'within [182 U.S. 244, 258]
the exterior boundaries of the United States;' and in the acts extending
the internal revenue laws to the territories of Alaska and Oklahoma. It would
prolong this opinion unnecessarily to set forth the provisions of these acts in
detail. It is sufficient to say that Congress has or has not applied the
revenue laws to the territories, as the circumstances of each case seemed to
require, and has specifically legislated for the territories whenever it was
its intention to execute laws beyond the limits of the states. Indeed, whatever
may have been the fluctuations of opinion in other bodies (and even this court
has not been exempt from them ), Congress has been consistent in recognizing
the difference between the states and territories under the Constitution.
The
decisions of this court upon this subject have not been altogether harmonious.
Some of them are based upon the theory that the Constitution does not apply to
the territories without legislation. Other cases, arising from territories
where such legislation has been had, contain language which would justify the
inference that such legislation was unnecessary, and that the Constitution took
effect immediately upon the cession of the territory to the United States. It
may be remarked, upon the threshold of an analysis of these cases, that too
much weight must not be given to general expressions found in several opinions
that the power of Congress over territories is complete and supreme, because
these words may be interpreted as meaning only supreme under the Constitution;
her, upon the other hand, to general statements that the Constitution covers
the territories as well as the states, since in such cases it will be found
that acts of Congress had already extended the Constitution to such
territories, and that thereby it subordinated, not only its own acts, but those
of the territorial legislatures, to what had become the supreme law of the
land. 'It is a maxim not to be disregarded that general expressions, in every
opinion, are to be taken in connection with the case in which those expressions
are used. If they go beyond the case, they may be respected, but ought not to
control the judgment in a subsequent suit when the very point is presented for
decision. The reason of this maxim is obvious. The question actually [182 U.S. 244, 259] before the court is investigated with care,
and considered in its full extent. Other principles which may serve to
illustrate it are considered in their relation to the case decided, but their
possible bearing on all other cases is seldom completely investigated.' Cohen
v. Virginia, 6 Wheat. 264, 399, 5 L. ed. 257, 290.
The
earliest case is that of Hepburn v. Ellzey, 2 Cranch, 445, 2 L. ed. 332, in
which this court held that, under that clause of the Constitution limiting the
jurisdiction of the courts of the United States to controversies between
citizens of different states, a citizen of the District of Columbia could not
maintain an action in the circuit court of the United States. It was argued
that the word 'state.' in that connection, was used simply to denote a distinct
political society. 'But,' said the Chief Justice, 'as the act of Congress
obviously used the word 'state' in reference to that term as used in the
Constitution, it becomes necessary to inquire whether Columbia is a state in
the sense of that instrument. The result of that examination is a conviction
that the members of the American confederacy only are the states contemplated
in the Constitution , . . . and excludes from the term the signification
attached to it by writers on the law of nations.' This case was followed in Barney
v. Baltimore, 6 Wall. 280, 18 L. ed. 825, and quite recently in Hooe v.
Jamieson, 166 U.S. 395 , 41 L. ed. 1049, 17 Sup. Ct.
Rep. 596. The same rule was applied to citizens of territories in New Orleans
v. Winter, 1 Wheat. 91, 4 L. ed. 44, in which an attempt was made to
distinguish a territory from the District of Columbia. But it was said that
'neither of them is a state in the sense in which that term is used in the
Constitution.' In Scott v. Jones, 5 How. 343, 12 L. ed. 181, and in Miners'
Bank v. Iowa ex rel. District Prosecuting Attorney, 12 How. 1, 13 L. ed. 867,
it was held that under the judiciary act, permitting writs of error to the
supreme court of a state in cases where the validity of a state statute is
drawn in question, an act of a territorial legislature was not within the
contemplation of Congress.
Loughborough
v. Blake, 5 Wheat. 317, 5 L. ed. 98, was an action of trespass or, as appears
by the original record, replevin, brought in the circuit court for the District
of Columbia to try the right of Congress to impose a direct tax for general
purposes on that District. 3 Stat. at L. 216, chap. 60. It was insisted that
Congress could act in a double capacity: in one as legislating [182 U.S. 244, 260]
for the states; in the other as a local legislature for the District of
Columbia. In the latter character, it was admitted that the power of levying
direct taxes might be exercised, but for District purposes only, as a state
legislature might tax for state purposes; but that it could not legislate for
the District under art. 1, 8, giving to Congress the power 'to lay and collect
taxes, imposts, and excises,' which 'shall be uniform throughout the United States,'
inasmuch as the District was no part of the United States. It was held that the
grant of this power was a general one without limitation as to place, and
consequently extended to all places over which the government extends; and that
it extended to the District of Columbia as a constituent part of the United
States. The fact that art. 1 , 2, declares that 'representatives and direct
taxes shall be apportioned among the several states . . . according to their
respective numbers' furnished a standard by which taxes were apportioned, but
not to exempt any part of the country from their operation. 'The words used do
not mean that direct taxes shall be imposed on states only which are
represented, or shall be apportioned to representatives; but that direct
taxation, in its application to states, shall be apportioned to numbers.' That
art. 1, 9, 4, declaring that direct taxes shall be laid in proportion to the
census, was applicable to the District of Columbia, 'and will enable Congress
to apportion on it its just and equal share of the burden, with the same
accuracy as on the respective states. If the tax be laid in this proportion, it
is within the very words of the restriction. It is a tax in proportion to the
census or enumeration referred to.' It was further held that the words of the
9th section did not 'in terms require that the system of direct taxation, when
resorted to, shall be extended to the territories, as the words of the 2d
section require that it shall be extended to all the states. They therefore
may, without violence, be understood to give a rule when the territories shall
be taxed, without imposing the necessity of taxing them.'
There
could be no doubt as to the correctness of this conclusion, so far, at least,
as it applied to the District of Columbia. This District had been a part of the
states of Maryland and [182 U.S. 244,
261] Virginia. It had been
subject to the Constitution, and was a part of the United States. The
Constitution had attached to it irrevocably. There are steps which can never be
taken backward. The tie that bound the states of Maryland and Virginia to the
Constitution could not be dissolved, without at least the consent of the
Federal and state governments to a formal separation. The mere cession of the
District of Columbia to the Federal government relinquished the authority of
the states, but it did not take it out of the United States or from under the
aegis of the Constitution. Neither party had ever consented to that
construction of the cession. If, before the District was set off, Congress had
passed an unconstitutional act affecting its inhabitants, it would have been
void. If done after the District was created, it would have been equally void;
in other words, Congress could not do indirectly, by carving out the District,
what it could not do directly. The District still remained a part of the United
States, protected by the Constitution. Indeed, it would have been a fanciful
construction to hold that territory which had been once a part of the United
States ceased to be such by being ceded directly to the Federal government.
In
delivering the opinion, however, the Chief Justice made certain observations
which have occasioned some embarrassment in other cases. 'The power,' said he,
'to lay and collect duties, imposts, and excises may be exercised, and must be
exercised, throughout the United States. Does this term designate the whole, or
any particular portion of the American empire? Certainly this question can
admit but of one answer. It is the name given to our great Republic which is
composed of states and territories. The District of Columbia, or the territory
west of the Missouri, is not less within the United States than Maryland or
Pennsylvania; and it is not less necessary, on the principles of our Constitution,
that uniformity in the imposition of imposts, duties, and excises should be
observed in the one than in the other. Since, then, the power to lay and
collect taxes, which includes direct taxes, is obviously coextensive with the
power to lay and collect duties, imposts, and excises, and since the latter
extends throughout the United States, it follows that the power to impose
direct taxes also extends through- [182
U.S. 244, 262] out the
United States.' So far as applicable to the District of Columbia, these
observations are entirely sound. So far as they apply to the territories, they
were not called for by the exigencies of the case.
In
line with Loughborough v. Blake is the case of Callan v. Wilson, 127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep.
1301, in which the provisions of the Constitution relating to trial by jury
were held to be in force in the District of Columbia. Upon the other hand, in
De Geofroy v. Riggs 133 U.S. 258 , 33 L. ed. 642, 10 Sup. Ct. Rep.
295, the District of Columbia, as a political community, was held to be one of
'the states of the Union' within the meaning of that term as used in a consular
convention of February 23, 1853, with France. The 7th article of that
convention provided that in all the states of the Union whose existing laws
permitted it Frenchmen should enjoy the right of holding, disposing of, and
inheriting property in the same manner as citizens of the United States; and as
to the states of the Union by whose existing laws aliens were not permitted to
hold real estate the President engaged to recommend to them the passage of such
laws as might be necessary for the purpose of conferring this right. The court
was of opinion that if these terms, 'states of the Union,' were held to exclude
the District of Columbia and the territories, our government would be placed in
the inconsistent position of stipulating that French citizens should enjoy the
right of holding, disposing of, and inheriting property in like manner as
citizens of the United States, in states whose laws permitted it, and engaging
that the President should recommend the passage of laws conferring that right
in states whose laws did not permit aliens to hold real estate, while at the
same time refusing to citizens of France holding property in the District of
Columbia and in some of the territories, where the power of the United States
is in that respect unlimited, a like release from the disabilities of alienage,
'thus discriminating against them in favor of citizens of France holding
property in states having similar legislation. No plausible motive can be
assigned for such discrimination. A right which the government of the United
States apparently desires that citizens of France should enjoy in all the
states it would hardly refuse to them in the district [182 U.S. 244, 263]
embracing its capital, or in any of its own territorial dependencies.'
This
case may be considered as establishing the principle that, in dealing with
foreign sovereignties, the term 'United States' has a broader meaning than when
used in the Constitution, and includes all territories subject to the
jurisdiction of the Federal government, wherever located. In its treaties and
conventions with foreign nations this government is a unit. This is so, not
because the territories comprised a part of the government established by the
people of the states in their Constitution, but because the Federal government
is the only authorized organ of the territories, as well as of the states, in
their foreign relations. By art. 1, 10, of the Constitution, 'no state shall
enter into any treaty, alliance, or confederation, . . . [or] enter into any
agreement or compact with another state, or with a foreign power.' It would be
absurd to hold that the territories, which are much less independent than the
states, and are under the direct control and tutelage of the general
government, possess a power in this particular which is thus expressly
forbidden to the states.
It
may be added in this connection, that to put at rest all doubts regarding the
applicability of the Constitution to the District of Columbia, Congress by the
act of February 21, 1871 (16 Stat. at L. 419, 426, chap. 62, 34), specifically
extended the Constitution and laws of the United States to this District.
The
case of American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242,
originated in a libel filed in the district court for South Carolina, for the
possession of 356 bales of cotton which had been wrecked on the coast of
Florida, abandoned to the insurance companies, and subsequently brought to
Charleston. Canter claimed the cotton as bona fide purchaser at a marshal's
sale at Key West, by virtue of a decree of a territorial court consisting of a
notary and five jurors, proceeding under an act of the governor and legislative
council of Florida. The case turned upon the question whether the sale by that
court was effectual to divest the interest of the underwriters. The district
judge pronounced the proceedings a nullity, and rendered a decree from which
both parties appealed to the circuit court. The circuit court [182 U.S. 244, 264]
reversed the decree of the district court upon the ground that the
proceedings of the court at Key West were legal, and transferred the property
to Canter, the alleged purchaser.
The
opinion of the circuit court was delivered by Mr. Justice Johnson, of the Supreme
Court, and is published in full in a note in Peters's Reports. It was argued
that the Constitution vested the admiralty jurisdiction exclusively in the
general government; that the legislature of Florida had exercised an illegal
power in organizing this court, and that its decrees were void. On the other
hand, it was insisted that this was a court of separate and distinct
jurisdiction from the courts of the United States, and as such its acts were
not to be reviewed in a foreign tribunal, such as was the court of South
Carolina; 'that the district of Florida was no part of the United States, but
only an acquisition or dependency, and as such the Constitution per se had no
binding effect in or over it.' 'It becomes,' said the court 'indispensable to the
solution of these difficulties that we should conceive a just idea of the
relation in which Florida stands to the United States. . . . And, first, it is
obvious that there is a material distinction between the territory now under
consideration and that which is acquired from the aborigines ( whether by
purchase or conquest) within the acknowledged limits of the United States, as
also that which is acquired by the establishment of a disputed line. As to both
these there can be no question that the sovereignty of the state or territory
within which it lies, and of the United States, immediately attached, producing
a complete subjection to all the laws and institutions of the two governments,
local and general, unless modified by treaty. The question now to be considered
relates to territories previously subject to the acknowledged jurisdiction of
another sovereign, such as was Florida to the Crown of Spain. And on this
subject we have the most explicit proof that the understanding of our public
functionaries is that the government and laws of the United States do not
extend to such territory by the mere act of cession. For in the act of Congress
of March 30, 1822, 9, we have an enumeration of the acts of Congress which are
to be held in force in the territory; and in the 10th section an enumeration,
in the nature of a bill [182 U.S. 244,
265] of rights, of
privileges and immunities which could not be denied to the inhabitants of the
territory if they came under the Constitution by the mere act of cession. . . .
These states, this territory, and future states to be admitted into the Union
are the sole objects of the Constitution; there is no express provision
whatever made in the Constitution for the acquisition or government of
territories beyond those limits.' He further held that the right of acquiring
territory was altogether incidental to the treaty-making power; that their
government was left to Congress; that the territory of Florida did 'not stand
in the relation of a state to the United States;' that the acts establishing a
territorial government were the Constitution of Florida; that while, under
these acts, the territorial legislature could enact nothing inconsistent with
what Congress had made inherent and permanent in the territorial government, it
had not done so in organizing the court at Key West.
From
the decree of the circuit court the underwriters appealed to this court, and
the question was argued whether the circuit court was correct in drawing a
distinction between territories existing at the date of the Constitution and
territories subsequently acquired. The main contention of the appellants was
that the superior courts of Florida had been vested by Congress with exclusive
jurisdiction in all admiralty and maritime cases; that salvage was such a case,
and therefore any law of Florida giving jurisdiction in salvage cases to any
other court was unconstitutional. On behalf of the purchaser it was argued that
the Constitution and laws of the United States were not per se in force in
Florida, nor the inhabitants citizens of the United States; that the
Constitution was established by the people of the United States for the United
States; that if the Constitution were in force in Florida it was unnecessary to
pass an act extending the laws of the United States to Florida. 'What is
Florida?' said Mr. Webster. 'It is no part of the United States. How can it be?
How is it represented? Do the laws of the United States reach Florida? Not
unless by particular provisions.'
The
opinion of Mr. Chief Justice Marshall in this case should be read in connection
with art. 3, 1 and 2, of the Constitution, [182
U.S. 244, 266] vesting
'the judicial power of the United States' in 'one Supreme Court and in such
inferior courts as the Congress may from time to time ordain and establish. The
judges both of the Supreme and inferior courts shall hold their offices during
good behavior,' etc. He held that the court 'should take into view the relation
in which Florida stands to the United States;' that territory ceded by treaty
'becomes a part of the nation to which it is annexed, either on the terms
stipulated in the treaty of cession, or on such as its new master shall
impose.' That Florida, upon the conclusion of the treaty, became a territory of
the United States and subject to the power of Congress under the territorial
clause of the Constitution. The acts providing a territorial government for
Florida were examined in detail. He held that the judicial clause of the
Constitution, above quoted, did not apply to Florida; that the judges of the
superior courts of Florida held their office for four years; that 'these courts
are not, then, constitutional courts in which the judicial power conferred by
the Constitution on the general government can be deposited;' that 'they are
legislative courts, created in virtue of the general right of sovereignty which
exists in the government,' or in virtue of the territorial clause of the
Constitution; that the jurisdiction with which they are invested is not a part
of judicial power of the Constitution, but is conferred by Congress in the
exercise of those general powers which that body possesses over the territories
of the United States; and that in legislating for them Congress exercises the
combined powers of the general and of a state government. The act of the
territorial legislature creating the court in question was held not to be
'inconsistent with the laws and Constitution of the United States,' and the
decree of the circuit court was affirmed.
As
the only judicial power vested in Congress is to create courts whose judges
shall hold their offices during good behavior, it necessarily follows that, if
Congress authorizes the creation of courts and the appointment of judges for a
limited time, it must act independently of the Constitution and upon territory
which is not part of the United States within the meaning of the Constitution.
In delivering his opinion in this [182
U.S. 244, 267] case Mr.
Chief Justice Marshall made no reference whatever to the prior case of
Loughborough v. Blake, 5 Wheat. 317, 5 L. ed. 98, in which he had intimated
that the territories were part of the United States. But if they be a part of
the United States, it is difficult to see how Congress could create courts in
such territories, except under the judicial clause of the Constitution. The
power to make needful rules and regulations would certainly not authorize
anything inconsistent with the Constitution if it applied to the territories.
Certainly no such court could be created within a state, except under the
restrictions of the judicial clause. It is sufficient to say that this case has
ever since been accepted as authority for the proposition that the judicial
clause of the Constitution has no application to courts created in the
territories, and that with respect to them Congress has a power wholly
unrestricted by it. We must assume as a logical inference from this case that
the other powers vested in Congress by the Constitution have no application to
these territories, or that the judicial clause is exceptional in that
particular.
This
case was followed in Benner v. Porter, 9 How. 235, 13 L. ed. 119, in which it
was held that the jurisdiction of these territorial courts ceased upon the
admission of Florida into the Union, Mr. Justice Nelson remarking of them (p.
242, L. ed. p. 122), that 'they are not organized under the Constitution, nor
subject to its complex distribution of the powers of government, as the organic
law; but are the creations, exclusively, of the legislative department, and
subject to its supervision and control. Whether or not there are provisions in
that instrument which extend to and act upon these territorial governments, it
is not now material to examine. We are speaking here of those provisions that
refer particularly to the distinction between Federal and state jurisdiction .
. . . (p. 244, L. ed. p. 123). Neither were they organized by Congress under
the Constitution, as they were invested with powers and jurisdiction which that
body were incapable of conferring upon a court within the limits of a state.'
To the same effect are Clinton v. Englebrecht, 13 Wall. 434, 20 L. ed. 659;
Good v. Martin, 95 U.S. 90, 98 , 24 S. L. ed. 341, 344; and
McAllister v. United States, 141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep.
949.
That
the power over the territories is vested in Congress [182 U.S. 244, 268]
without limitation, and that this power has been considered the
foundation upon which the territorial governments rest, was also asserted by
Chief Justice Marshall in M'Culloch v. Maryland, 4 Wheat. 316, 422, 4 L. ed.
579, 605, and in United States v. Gratiot, 14 Pet. 526, 10 L. ed. 573. So, too,
in Church of Jesus Christ of L. D. S. v. United States, 136 U.S. 1 , 34 L. ed. 478, 10 Sup. Ct. Rep.
792, in holding that Congress had power to repeal the charter of the church,
Mr. Justice Bradley used the following forceful language: 'The power of
Congress over the territories of the United States is general and plenary,
arising from and incidental to the right to acquire the territory itself, and
from the power given by the Constitution to make all needful rules and
regulations respecting the territory or other property belonging to the United
States. It would be absurd to hold that the United States has power to acquire
territory, and no power to govern it when acquired. The power to acquire
territory, other than the territory northwest of the Ohio river (which belonged
to the United States at the adoption of the Constitution), is derived from the
treaty-making power and the power to declare and carry on war. The incidents of
these powers are those of national sovereignty and belong to all independent
governments. The power to make acquisitions of territory by conquest, by
treaty, and by cession is an incident of national sovereignty. The territory of
Louisiana, when acquired from France, and the territories west of the Rocky
mountains, when acquired from Mexico, became the absolute property and domain
of the United States, subject to such conditions as the government, in its
diplomatic negotiations, had seen fit to accept relating to the rights of the
people then inhabiting those territories. Having rightfully acquired said
territories, the United States government was the only one which could impose
laws upon them, and its sovereignty over them was complete. . . . Doubtless
Congress, in legislating for the territories, would be subject to those
fundamental limitations in favor of personal rights which are formulated in the
Constitution and its amendments, but those limitations would exist rather by
inference and the general spirit of the Constitution, from which Congress
derives all its powers, than by any express and direct application of its
provisions.' See also, to the same [182
U.S. 244, 269] effect
First Nat. Bank v. Yankton County, 101 U.S. 129 , 25 L. ed. 1046; Murphy v.
Ramsey, 114 U.S. 15 , 29 L. ed. 47, 5 Sup. Ct. Rep.
747.
In
Webster v. Reid, 11 How. 437, 13 L. ed. 761, it was held that a law of the
territory of Iowa, which prohibited the trial by jury of certain actions at law
founded on contract to recover payment for services, was void; but the case is
of little value as bearing upon the question of the extension of the
Constitution to that territory, inasmuch as the organic law of the territory of
Iowa, by express provision and by reference, extended the laws of the United States,
including the ordinance of 1787 (which provided expressly for jury trials), so
far as they were applicable; and the case was put upon this ground. 5 Stat. at
L. 235, 239, chap. 96, 12.
In
Reynolds v. United States, 98 U.S. 145 , 25 L. ed. 244, a law of the
territory of Utah, providing for grand juries of fifteen persons, was held to
be constitutional, though Rev. Stat. 808, required that a grand jury impaneled before
any circuit or district court of the United States shall consist of not less
than sixteen nor more than twenty-three persons. Section 808 was held to apply
only to the circuit and district courts. The territorial courts were free to
act in obedience to their own laws.
In
Ross's Case, 140 U.S. 453 , sub nom. Ross v. McIntyre, 35
L. ed. 581, 11 Sup. Ct. Rep. 897, petitioner had been convicted by the American
consular tribunal in Japan, of a murder committed upon an American vessel in
the harbor of Yokohama, and sentenced to death. There was no indictment by a
grand jury, and no trial by a petit jury. This court affirmed the conviction,
holding that the Constitution had no application, since it was ordained and
established 'for the United States of America,' and not for countries outside
of their limits. 'The guaranties it affords against accusation of capital or
infamous crimes, except by indictment or presentment by a grand jury, and for
an impartial trial by a jury when thus accused, apply only to citizens and
others within the United States, or who are brought there for trial for alleged
offenses committed elsewhere, and not to residents or temporary sojourners
abroad.'
In
Springville v. Thomas, 166 U.S. 707 , 41 L. ed. 1172, 17 Sup. Ct.
Rep. 717, it was held that a verdict returned by less than the whole number of
jurors was invalid because in contravention of the 7th Amendment to the
Constitution and the act of Congress of April 7, 1874 [182 U.S. 244, 270]
(18 Stat. at L. 27, chap. 80), which provide 'that no party has been or
shall be deprived of the right of trial by jury in cases cognizable at common
law.' It was also intimated that Congress 'could not impart the power to change
the constitutional rule,' which was obviously true with respect to Utah, since
the organic act of that territory (9 Stat. at L. 458, chap. 51, 17) had
expressly extended to it the Constitution and laws of the United States. As we
have already held, that provision, once made, could not be withdrawn. If the
Constitution could be withdrawn directly, it could be nullified indirectly by
acts passed inconsistent with it. The Constitution would thus cease to exist as
such, and become of no greater authority than an ordinary act of Congress. In
American Pub. Co. v. Fisher, 166 U.S. 464 , 41 L. ed. 1079, 17 Sup. Ct.
Rep. 618, a similar law providing for majority verdicts was put upon the
express ground above stated, that the organic act of Utah extended the
Constitution over that territory. These rulings were repeated in Thompson v.
Utah, 170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct.
Rep. 620, and applied to felonies committed before the territory became a
state, although the state Constitution continued the same provision.
Eliminating,
then, from the opinions of this court all expressions unnecessary to the
disposition of the particular case, and gleaning therefrom the exact point
decided in each, the following propositions may be considered as established:
1.
That
the District of Columbia and the territories are not states within the judicial
clause of the Constitution giving jurisdiction in cases between citizens of
different states;
2.
That
territories are not states within the meaning of Rev. Stat. 709, permitting
writs of error from this court in cases where the validity of a state statute
is drawn in question;
3.
That
the District of Columbia and the territories are states as that word is used in
treaties with foreign powers, with respect to the ownership, disposition, and
inheritance of property;
4.
That
the territories are not within the clause of the Constitution providing for the
creation of a supreme court and such inferior courts as Congress may see fit to
establish;
5.
That
the Constitution does not apply to foreign countries or to trials therein
conducted, and that Congress may lawfully [182
U.S. 244, 271] provide for
such trials before consular tribunals, without the intervention of a grand or
petit jury;
6.
That
where the Constitution has been once formally extended by Congress to
territories, neither Congress nor the territorial legislature can enact laws
inconsistent therewith.
The
case of Dred Scott v. Sandford, 19 How. 393, 15 L. ed. 691, remains to be
considered. This was an action of trespass vi et armis brought in the circuit
court for the district of Missouri by Scott, alleging himself to be a citizen
of Missouri, against Sandford, a citizen of New York. Defendant pleaded to the
jurisdiction that Scott was not a citizen of the state of Missouri, because a
negro of African descent, whose ancestors were imported as negro slaves.
Plaintiff demurred to this plea and the demurrer was sustained; whereupon, by
stipulation of counsel and with leave of the court, defendant pleaded in bar
the general issue, and specially that the plaintiff was a slave and the lawful
property of defendant, and, as such, he had a right to restrain him. The wife
and children of the plaintiff were also involved in the suit.
The
facts in brief were that plaintiff had been a slave belonging to Dr. Emerson, a
surgeon in the army; that in 1834 Emerson took the plaintiff from the state of
Missouri to Rock Island, Illinois, and subsequently to Fort Snelling, Minnesota
(then known as Upper Louisiana), and held him there until 1838. Scott married
his wife there, of whom the children were subsequently born. In 1838 they
returned to Missouri.
Two
questions were presented by the record: First, whether the circuit court had
jurisdiction; and, second, if it had jurisdiction, was the judgment erroneous
or not? With regard to the first question, the court stated that it was its
duty 'to decide whether the facts stated in the plea are or are not sufficient
to show that the plaintiff is not entitled to sue as a citizen in a court of
the United States,' and that the question was whether 'a negro whose ancestors
were imported into this country and sold as slaves became a member of the
political community formed and brought into existence by the Constitution of
the United States, and as such became entitled to all the rights and privileges
and immunities guaranteed by that instrument to the citizen, one of which
rights is the privilege of suing in a court [182 U.S. 244, 272] of
the United States.' It was held that he was not, and was not included under the
word 'citizens' in the Constitution, and therefore could claim 'none of the
rights and privileges which that instrument provides for and secures to
citizens of the United States;' that it did not follow, because he had all the
rights and privileges of a citizen of a state, he must be a citizen of the
United States; that no state could by any law of its own 'introduce a new
member into the political community created by the Constitution;' that the
African race was not intended to be included, and formed no part of the people
who framed and adopted the Declaration of Independence. The question of the
status of negroes in England and the several states was considered at great
length by the Chief Justice, and the conclusion reached that Scott was not a
citizen of Missouri, and that the circuit court had no jurisdiction of the
case.
This
was sufficient to dispose of the case without reference to the question of
slavery; but, as the plaintiff insisted upon his title to freedom and
citizenship by the fact that he and his wife, though born slaves, were taken by
their owner and kept four years in Illinois and Minnesota, they thereby became
and upon their return to Missouri became citizens of that state, the Chief
Justice proceeded to discuss the question whether Scott was still a slave. As
the court had decided against his citizenship upon the plea in abatement, it
was insisted that further decision upon the question of his freedom or slavery
was extrajudicial and mere obiter dicta. But the Chief Justice held that the
correction of one error in the court below did not deprive the appellate court
of the power of examining further into the record and correcting any other
material error which may have been committed; that the error of an inferior
court in actually pronouncing judgment for one of the parties, in a case in
which it had no jurisdiction, can be looked into or corrected by this court,
even though it had decided a similar question presented in the pleadings.
Proceeding
to decide the case upon the merits, he held that the territorial clause of the
Constitution was confined to the territory which belonged to the United States
at the time the Con- [182 U.S. 244,
273] stitution was
adopted, and did not apply to territory subsequently acquired from a foreign
government.
In
further examining the question as to what provision of the Constitution
authorizes the Federal government to acquire territory outside of the original
limits of the United States, and what powers it may exercise therein over the
person or property of a citizen of the United States, he made use of the
following expressions, upon which great reliance is placed by the plaintiff in
this case (p. 446, L. ed. p. 718): 'There is certainly no power given by the
Constitution to the Federal government to establish or maintain colonies
bordering on the United States or at a distance, to be ruled and governed at
its own pleasure ; . . . and if a new state is admitted, it needs no further legislation
by Congress, because the Constitution itself defines the relative rights and
powers and duties of the state, and the citizens of the state, and the Federal
government. But no power is given to acquire a territory to be held and
governed permanently in that character.'
He
further held that citizens who migrate to a territory cannot be ruled as mere
colonists, and that, while Congress had the power of legislating over
territories until states were formed from them, it could not deprive a citizen
of his property merely because he brought it into a particular territory of the
United States, and that this doctrine applied to slaves as well as to other
property. Hence, it followed that the act of Congress which prohibited a
citizen from holding and owning slaves in territories north of 36ø 30' (known
as the Missouri Compromise) was unconstitutional and void, and the fact that
Scott was carried into such territory, referring to what is now known as
Minnesota, did not entitle him to his freedom.
He
further held that whether he was made free by being taken into the free state
of Illinois and being kept there two years depended upon the laws of Missouri,
and not those of Illinois, and that by the decisions of the highest court of
that state his status as a slave continued, notwithstanding his residence of
two years in Illinois.
It
must be admitted that this case is a strong authority in favor of the
plaintiff, and if the opinion of the Chief Justice be [182 U.S. 244, 274]
taken at its full value it is decisive in his favor. We are not,
however, bound to overlook the fact, that, before the Chief Justice gave
utterance to his opinion upon the merits, he had already disposed of the case
adversely to the plaintiff upon the question of jurisdiction, and that, in view
of the excited political condition of the country at the time, it is
unfortunate that he felt compelled to discuss the question upon the merits,
particularly so in view of the fact that it involved a ruling that an act of
Congress which had been acquiesced in for thirty years was declared
unconstitutional. It would appear from the opinion of Mr. Justice Wayne that
the real reason for discussing these constitutional questions was that 'there
had become such a difference of opinion' about them 'that the peace and harmony
of the country required the settlement of them by judicial decision.' p. 455,
L. ed. p. 721. The attempt was not successful. It is sufficient to say that the
country did not acquiesce in the opinion, and that the Civil War, which shortly
thereafter followed, produced such changes in judicial, as well as public,
sentiment as to seriously impair the authority of this case.
While
there is much in the opinion of the Chief Justice which tends to prove that he
thought all the provisions of the Constitution extended of their own force to
the territories west of the Mississippi, the question actually decided is
readily distinguishable from the one involved in the cause under consideration.
The power to prohibit slavery in the territories is so different from the power
to impose duties upon territorial products, and depends upon such different
provisions of the Constitution, that they can scarcely be considered as
analogous, unless we assume broadly that every clause of the Constitution
attaches to the territories as well as to the states,-a claim quite
inconsistent with the position of the court in the Canter Case. If the
assumption be true that slaves are indistinguishable from other property, the
inference from the Dred Scott Case is irresistible that Congress had no power
to prohibit their introduction into a territory. It would scarcely be insisted
that Congress could with one hand invite settlers to locate in the territories
of the United States, and with the other deny them the right to take their
property and belongings with them. The two [182
U.S. 244, 275] are so
inseparable from each other that one could scarcely be granted and the other
withheld without an exercise of arbitrary power inconsistent with the
underlying principles of a free government. It might indeed be claimed with
great plausibility that such a law would amount to a deprivation of property
within the 14th Amendment. The difficulty with the Dred Scott Case was that the
court refused to make a distinction between property in general and a wholly
exceptional class of property. Mr. Benton tersely stated the distinction by
saying that the Virginian might carry his slaves into the territories, but he
could not carry with him the Virginian law which made him a slave.
In
his history of the Dred Scott Case, Mr. Benton states that the doctrine that
the Constitution extended to territories as well as to states first made its
appearance in the Senate in the session of 1848-1849, by an attempt to amend a
bill giving territorial government to California, New Mexico, and Utah (itself
'hitched on' to a general appropriation bill), by adding the words 'that the
Constitution of the United States and all and singular the several acts of
Congress (describing them) be and the same hereby are extended and given full
force and efficacy in said territories.' Says Mr. Benton: 'The novelty and
strangeness of this proposition called up Mr. Webster, who repulsed as an
absurdity and as an impossibility the scheme of extending the Constitution to
the territories, declaring that instrument to have been made for states, not
territories; that Congress governed the territories independently of the
Constitution and incompatibly with it; that no part of it went to a territory
but what Congress chose to send; that it could not act of itself anywhere, not
even in the states for which it was made, and that it required an act of
Congress to put it in operation before it had effect anywhere Mr. Clay was of
the same opinion and added: 'Now, really, I must say the idea that eo Instanti
upon the consummation of the treaty, the Constitution of the United States
spread itself over the acquired territory and carried along with it the
institution of slavery is so irreconcilable with my comprehension, or any
reason I possess, that I hardly know how to meet it.' Upon the other hand, Mr.
Cal- [182 U.S. 244, 276] houn boldly avowed his intent to carry
slavery into them under the wing of the Constitution, and denounced as enemies
of the south all who opposed it.'
The
amendment was rejected by the House, and a contest brought on which threatened
the loss of the general appropriation bill in which this amendment was
incorporated, and the Senate finally receded from its amendment. 'Such,' said
Mr. Benton, 'were the portentous circumstances under which this new doctrine
first revealed itself in the American Senate, and then as needing legislative
sanction requiring an act of Congress to carry the Constitution into the
territories and to give it force and efficacy there.' Of the Dred Scott Case he
says: 'I conclude this introductory note with recurring to the great
fundamental error of the court (father of all the political errors), that of
assuming the extension of the Constitution to the territories. I call it
assuming, for it seems to be a naked assumption without a reason to support it,
or a leg to stand upon, condemned by the Constitution itself and the whole
history of its formation and administration. Who were the parties to it? The
states alone. Their delegates framed it in the Federal convention; their
citizens adopted it in the state conventions. The Northwest Territory was then
in existence and it had been for three years; yet it had no voice either in the
framing or adopting of the instrument, no delegate at Philadelphia, no
submission of it to their will for adoption. The preamble shows it made by
states. Territories are not alluded to in it.'
Finally,
in summing up the results of the decisions holding the invalidity of the
Missouri Compromise and the self-extension of the Constitution to the
territories, he declares 'that the decisions conflict with the uniform action
of all the departments of the Federal government from its foundation to the
present time, and cannot be received as rules governing Congress and the people
without reversing that action, and admitting the political supremacy of the
court, and accepting an altered Constitution from its hands and taking a new
and portentous point of departure in the working of the government.'
To
sustain the judgment in the case under consideration, it by no means becomes
necessary to show that none of the articles [182 U.S. 244, 277] of
the Constitution apply to the island of Porto Rico. There is a clear
distinction between such prohibitions as go to the very root of the power of
Congress to act at all, irrespective of time of place, and such as are
operative only 'throughout the United States' or among the several states.
Thus,
when the Constitution declares that 'no bill of attainder or ex post facto law
shall be passed,' and that 'no title of nobility shall be granted by the United
States,' it goes to the competency of Congress to pass a bill of that
description. Perhaps the same remark may apply to the 1st Amendment, that
'Congress shall make no law respecting an establishment of religion, or
prohibiting the free exercise thereof; or abridging the freedom of speech, or
of the press; or the right of the people to peacefully assemble and to petition
the government for a redress of grievances.' We do not wish, however, to be
understood as expressing an opinion how far the bill of rights contained in the
first eight amendments is of general and how far of local application.
Upon
the other hand, when the Constitution declares that all duties shall be uniform
'throughout the United States,' it becomes necessary to inquire whether there
be any territory over which Congress has jurisdiction which is not a part of
the 'United States,' by which term we understand the states whose people united
to form the Constitution, and such as have since been admitted to the Union
upon an equality with them. Not only did the people in adopting the 13th
Amendment thus recognize a distinction between the United States and 'any place
subject to their jurisdiction,' but Congress itself, in the act of March 27,
1804 (2 Stat. at L. 298, chap. 56), providing for the proof of public records,
applied the provisions of the act, not only to 'every court and office within
the United States,' but to the 'courts and offices of the respective
territories of the United States and countries subject to the jurisdiction of
the United States,' as to the courts and offices of the several states. This
classification, adopted by the Eighth Congress, is carried into the Revised
Statutes as follows:
'Sec.
905. The acts of the legislature of any state or terri- [182 U.S. 244, 278]
tory, or of any country subject to the jurisdiction of the United
States, shall be authenticated,' etc.
'Sec.
906. All records and exemplifications of books which may be kept in any public
office of and state or territory, or of any country subject to the jurisdiction
of the United States,' etc.
Unless
these words are to be rejected as meaningless, we must treat them as a
recognition by Congress of the fact that there may be territories subject to
the jurisdiction of the United States, which are not of the United States.
In
determining the meaning of the words of article 1, section 8, 'uniform
throughout the United States,' we are bound to consider, not only the
provisions forbidding preference being given to the ports of one state over
those of another (to which attention has already been called), but the other
clauses declaring that no tax or duty shall be laid on articles exported from
any state, and that no state shall, without the consent of Congress, lay any
imposts or duties upon imports or exports, nor any duty on tonnage. The object
of all of these was to protect the states which united in forming the
Constitution from discriminations by Congress, which would operate unfairly or injuriously
upon some states and not equally upon others. The opinion of Mr. Justice White
in Knowlton v. Moore, 178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep.
747, contains an elaborate historical review of the proceedings in the
convention, which resulted in the adoption of these different clauses and their
arrangement, and he there comes to the conclusion (p. 105, L. ed. p. 995, Sup.
Ct. Rep. p. 772) that 'although the provision as to preference between ports
and that regarding uniformity of duties, imposts, and excises were one in
purpose, one in their adoption,' they were originally placed together, and
'became separated only in arranging the Constitution for the purpose of style.'
Thus construed together, the purpose is irresistible that the words 'throughout
the United States' are indistinguishable from the words 'among or between the
several states,' and that these prohibitions were intended to apply only to commerce
between ports of the several states as they then existed or should thereafter
be admitted to the Union.
Indeed,
the practical interpretation put by Congress upon the Constitution has been
long continued and uniform to the effect [182
U.S. 244, 279] that the
Constitution is applicable to territories acquired by purchase or conquest,
only when and so far as Congress shall so direct. Notwithstanding its duty to
'guarantee to every state in this Union a republican form of government' (art.
4, 4), by which we understand, according to the definition of Webster, 'a
government in which the supreme power resides in the whole body of the people,
and is exercised by representatives elected by them,' Congress did not
hesitate, in the original organization of the territories of Louisiana,
Florida, the Northwest Territory, and its subdivisions of Ohio, Indiana,
Michigan, Illinois, and Wisconsin and still more recently in the case of
Alaska, to establish a form of government bearing a much greater analogy to a
British Crown colony than a republican state of America, and to vest the
legislative power either in a governor and council, or a governor and judges,
to be appointed by the President. It was not until they had attained a certain
population that power was given them to organize a legislature by vote of the
people. In all these cases, as well as in territories subsequently organized
west of the Mississippi, Congress thought it necessary either to extend to
Constitution and laws of the United States over them, or to declare that the
inhabitants should be entitled to enjoy the right of trial by jury, of bail,
and of the privilege of the writ of habeas corpus, as well as other privileges
of the bill of rights.
We
are also of opinion that the power to acquire territory by treaty implies, not
only the power to govern such territory, but to prescribe upon what terms the
United States will receive its inhabitants, and what their status shall be in
what Chief Justice Marshall termed the 'American empire.' There seems to be no
middle ground between this position and the doctrine that if their inhabitants
do not become, immediately upon annexation, citizens of the United States,
their children thereafter born, whether savages or civilized, are such, and
entitled to all the rights, privileges and immunities of citizens. If such be
their status, the consequences will be extremely serious. Indeed, it is
doubtful if Congress would ever assent to the annexation of territory upon the
condition that its inhabitants, however foreign they may be to our habits,
traditions, and modes [182 U.S. 244,
280] of life, shall become
at once citizens of the United States. In all its treaties hitherto the
treaty-making power has made special provision for this subject; in the cases
of Louisiana and Florida, by stipulating that 'the inhabitants shall be
incorporated into the Union of the United States and admitted as soon as
possible . . . to the enjoyment of all the rights, advantages, and immunities
of citizens of the United States;' in the case of Mexico, that they should 'be
incorporated into the Union, and be admitted at the proper time (to be judged
of by the Congress of the United States) to the enjoyment of all the rights of
citizens of the United States;' in the case of Alaska, that the inhabitants who
remained three years, 'with the exception of uncivilized native tribes, shall
be admitted to the enjoyment of all the rights,' etc; and in the case of Porto
Rico and the Philippines, 'that the civil rights and political status of the
native inhabitants . . . shall be determined by Congress.' In all these cases
there is an implied denial of the right of the inhabitants to American
citizenship until Congress by further action shall signify its assent thereto.
Grave
apprehensions of danger are felt by many eminent men,-a fear lest an
unrestrained possession of power on the part of Congress may lead to unjust and
oppressive legislation in which the natural rights of territories, or their
inhabitants, may be engulfed in a centralized despotism. These fears, however,
find no justification in the action of Congress in the past century, nor in the
conduct of the British Parliament towards its outlying possessions since the
American Revolution. Indeed, in the only instance in which this court has declared
an act of Congress unconstitutional as trespassing upon the rights of
territories (the Missouri Compromise), such action was dictated by motives of
humanity and justice, and so far commanded popular approval as to be embodied
in the 13th Amendment to the Constitution. There are certain principles of
natural justice inherent in the Anglo-Saxon character, which need no expression
in constitutions or statutes to give them effect or to secure dependencies
against legislation manifestly hostile to their real interests. Even in the
Foraker act itself, the constitutionality of which is so vigorously assailed,
power [182 U.S. 244, 281] was given to the legislative assembly of
Porto Rico to repeal the very tariff in question in this case, a power it has
not seen fit to exercise. The words of Chief Justice Marshall in Gibbons v.
Ogden, 9 Wheat. 1, 6 L. ed. 23, with respect to the power of Congress to
regulate commerce, are pertinent in this connection: 'This power,' said he,
'like all others vested in Congress, is complete in itself, may be exercised to
its utmost extent, and acknowledges no limitations other than are prescribed in
the Constitution. . . . The wisdom and discretion of Congress, their identity
with the people, and the influence which their constituents possess at
elections, are in this, as in many other instances.-as that, for example, of
declaring war,-the sole restraints on which they have relied to secure them
from its abuse. They are the restraints on which the people must often rely
solely in all representative governments.'
So
too, in Johnson v. M'Intosh, 8 Wheat. 543, 583, 5 L. ed. 681, 691, it was said
by him:
'The
title by conquest is acquired and maintained by force. The conqueror prescribes
its limits. Humanity, however, acting on public opinion, has established, as a
general rule, that the conquered shall not be wantonly oppressed, and that
their condition shall remain as eligible as is compatible with the objects of
the conquest. Most usually they are incorporated with the victorious nation and
become subjects or citizens of the government with which they are connected.
The new and old members of the society mingle with each other; the distinction
between them is gradually lost, and they make one people. Where this
incorporation is practicable humanity demands, and a wise policy requires, that
the rights of the conquered to property should remain unimpaired; that the new
subjects should be governed as equitably as the old; and that confidence in
their security should gradually banish the painful sense of being separated
from their ancient connections and united by force to strangers.
'When
the conquest is complete, and the conquered inhabitants can be blended with the
conquerors, or safely governed as a distinct people, public opinion, which not
even the conqueror can disregard, imposes these restraints upon him; and he
can- [182 U.S. 244, 282] not neglect them without injury to his fame
and hazard to his power.'
The
following remarks of Mr. Justice White in the case of Knowlton v. Moore, 178 U.S. 109 , 44 L. ed. 996, 20 Sup. Ct. Rep.
774, in which the court upheld the progressive features of the legacy tax, are
also pertinent:
'The
grave consequences which it is asserted must arise in the future if the right
to levy a progressive tax be recognized involves in its ultimate aspect the
mere assertion that free and representative government is a failure, and that
the grossest abuses of power are foreshadowed unless the courts usurp a purely
legislative function. If a case should ever arise where an arbitrary and
confiscatory exaction is imposed, bearing the guise of a progressive or any
other form of tax, it will be time enough to consider whether the judicial
power can afford a remedy by applying inherent and fundamental principles for
the protection of the individual, even though there be no express authority in
the Constitution to do so.'
It
is obvious that in the annexation of outlying and distant possessions grave
questions will arise from differences of race, habits, laws, and customs of the
people, and from differences of soil, climate, and production, which may
require action on the part of Congress that would be quite unnecessary in the
annexation of contiguous territory inhabited only by people of the same race,
or by scattered bodies of native Indians.
We
suggest, without intending to decide, that there may be a distinction between
certain natural rights enforced in the Constitution by prohibitions against
interference with them, and what may be termed artificial or remedial rights
which are peculiar to our own system of jurisprudence. Of the former class are
the rights to one's own religious opinions and to a public expression of them,
or, as sometimes said, to worship God according to the dictates of one's own
conscience; the right to personal liberty and individual property; to freedom
of speech and of the press; to free access to courts of justice, to due process
of law, and to an equal protection of the laws; to immunities from unreasonable
searches and seizures, as well as cruel and unusual punishments; and to such
other immunities as are in- [182 U.S.
244, 283] dispensable to a
free government. Of the latter class are the rights to citizenship, to suffrage
(Minor v. Happersett, 21 Wall. 162, 22 L. ed. 627 ), and to the particular
methods of procedure pointed out in the Constitution, which are peculiar to
Anglo-Saxon jurisprudence, and some of which have already been held by the states
to be unnecessary to the proper protection of individuals.
Whatever
may be finally decided by the American people as to the status of these islands
and their inhabitants,-whether they shall be introduced into the sisterhood of
states or be permitted to form independent governments,-it does not follow that
in the meantime, a waiting that decision, the people are in the matter of
personal rights unprotected by the provisions of our Constitution and subject
to the merely arbitrary control of Congress. Even if regarded as aliens, they
are entitled under the principles of the Constitution to be protected in life,
liberty, and property. This has been frequently held by this court in respect
to the Chinese, even when aliens, not possessed of the political rights of
citizens of the United States. Yick Wo v. Hopkins, 118 U.S. 356 , 30 L. ed. 220, 6 Sup. Ct. Rep.
1064; Fong Yue Ting v. United States, 149 U.S. 698 , 37 L. ed. 905, 13 Sup. Ct. Rep.
1016; Lem Moon Sing, 158 U.S. 538, 547 , 39 S. L. ed. 1082, 1085,
15 Sup. Ct. Rep. 962; Wong Wing v. United States, 163 U.S. 228 , 41 L. ed. 140, 16 Sup. Ct. Rep.
977. We do not desire, however, to anticipate the difficulties which would
naturally arise in this connection, but merely to disclaim any intention to
hold that the inhabitants of these territories are subject to an unrestrained
power on the part of Congress to deal with them upon the theory that they have
no rights which it is bound to respect.
Large
powers must necessarily be entrusted to Congress in dealing with these
problems, and we are bound to assume that they will be judiciously exercised.
That these powers may be abused is possible. But the same may be said of its
powers under the Constitution as well as outside of it. Human wisdom has never
devised a form of government so perfect that it may not be perverted to bad
purposes. It is never conclusive to argue against the possession of certain
powers from possible abuses of them. It is safe to say that if Congress should
venture upon legislation manifestly dictated by selfish interests, it would
receive quick rebuke at the hands of the people. Indeed, it is scarcely
possible that Congress could do a greater injustice [182 U.S. 244, 284]
to these islands than would be involved in holding that it could not
impose upon the states taxes and excises without extending the same taxes to
them. Such requirement would bring them at once within our internal revenue
system, including stamps, licenses, excises, and all the paraphernalia of that
system, and apply it to territories which have had no experience of this kind,
and where it would prove an intolerable burden.
This
subject was carefully considered by the Senate committee in charge of the
Foraker bill, which found, after an examination of the facts, that property in
Porto Rico was already burdened with a private debt amounting probably to
$30,000,000; that no system of property taxation was or ever had been in force
in the island, and that it probably would require two years to inaugurate one
and secure returns from it; that the revenues had always been chiefly raised by
duties on imports and exports, and that our internal revenue laws, if applied
in that island, would prove oppressive and ruinous to many people and
interests; that to undertake to collect our heavy internal revenue tax, far
heavier than Spain ever imposed upon their products and vocations, would be to
invite violations of the law so innumerable as to make prosecutions impossible,
and to almost certainly alienate and destroy the friendship and good will of
that people for the United States.
In
passing upon the questions involved in this and kindred cases, we ought not to
overlook the fact that, while the Constitution was intended to establish a
permanent form of government for the states which should elect to take
advantage of its conditions, and continue for an indefinite future, the vast
possibilities of that future could never have entered the minds of its framers.
The states had but recently emerged from a war with one of the most powerful
nations of Europe, were disheartened by the failure of the confederacy, and
were doubtful as to the feasibility of a stronger union. Their territory was
confined to a narrow strip of land on the Atlantic coast from Canada to
Florida, with a somewhat indefinite claim to territory beyond the Alleghenies,
where their sovereignty was disputed by tribes of hostile Indians supported, as
was popularly believed, by the British, who had never formally delivered
possession [182 U.S. 244, 285] under the treaty of peace. The vast
territory beyond the Mississippi, which formerly had been claimed by France,
since 1762 had belonged to Spain, still a powerful nation and the owner of a
great part of the Western Hemisphere. Under these circumstances it is little
wonder that the question of annexing these territories was not made a subject
of debate. The difficulties of bringing about a union of the states were so
great, the objections to it seemed so formidable, that the whole thought of the
convention centered upon surmounting these obstacles. The question of
territories was dismissed with a single clause, apparently applicable only to
the territories then existing, giving Congress the power to govern and dispose
of them.
Had
the acquisition of other territories been contemplated as a possibility, could
it have been foreseen that, within little more than one hundred years, we were
destined to acquire, not only the whole vast region between the Atlantic and
Pacific Oceans, but the Russian possessions in America and distant islands in
the Pacific, it is incredible that no provision should have been made for them,
and the question whether the Constitution should or should not extend to them
have been definitely settled. If it be once conceded that we are at liberty to
acquire foreign territory, a presumption arises that our power with respect to
such territories is the same power which other nations have been accustomed to
exercise with respect to territories acquired by them. If, in limiting the
power which Congress was to exercise within the United States, it was also
intended to limit it with regard to such territories as the people of the
United States should thereafter acquire, such limitations should have been
expressed. Instead of that, we find the Constitution speaking only to states,
except in the territorial clause, which is absolute in its terms, and
suggestive of no limitations upon the power of Congress in dealing with them.
The states could only delegate to Congress such powers as they themselves
possessed, and as they had no power to acquire new territory they had none to
delegate in that connection. The logical inference from this is that if Congress
had power to acquire new territory, which is conceded, that power was not
hampered by the constitutional provisions. If, upon the other hand, we assume [182 U.S. 244, 286] that the territorial clause of the
Constitution was not intended to be restricted to such territory as the United
States then possessed, there is nothing in the Constitution to indicate that
the power of Congress in dealing with them was intended to be restricted by any
of the other provisions.
There
is a provision that 'new states may be admitted by the Congress into this
Union.' These words, of course, carry the Constitution with them, but nothing
is said regarding the acquisition of new territories or the extension of the
Constitution over them. The liberality of Congress in legislating the
Constitution into all our contiguous territories has undoubtedly fostered the
impression that it went there by its own force, but there is nothing in the
Constitution itself, and little in the interpretation put upon it, to confirm
that impression. There is not even an analogy to the provisions of an ordinary
mortgage, for its attachment to after-acquired property, without which it
covers only property existing at the date of the mortgage. In short, there is
absolute silence upon the subject. The executive and legislative departments of
the government have for more than a century interpreted this silence as
precluding the idea that the Constitution attached to these territories as soon
as acquired, and unless such interpretation be manifestly contrary to the
letter or spirit of the Constitution, it should be followed by the judicial
department. Cooley, Const. Lim. 81-85. Burrow-Giles Lithographic Co. v. Sarony,
111 U.S. 53, 57 , 28 S. L. ed. 349, 351, 4
Sup. Ct. Rep. 279; Marshall Field & Co. v. Clark, 143 U.S. 649, 691 , 36 S. L. ed. 294, 309, 12
Sup. Ct. Rep. 495.
Patriotic
and intelligent men may differ widely as to the desirableness of this or that
acquisition, but this is solely a political question. We can only consider this
aspect of the case so far as to say that no construction of the Constitution
should be adopted which would prevent Congress from considering each case upon
its merits, unless the language of the instrument imperatively demand it. A
false step at this time might be fatal to the development of what Chief Justice
Marshall called the American empire. Choice in some cases, the natural
gravitation of small bodies towards large ones in others, the result of a
successful war in still others, may bring about conditions which would render
the annexation of distant posses- [182
U.S. 244, 287] sions
desirable. If those possessions are inhabited by alien races, differing from us
in religion, customs, laws, methods of taxation, and modes of thought, the
administration of government and justice, according to Anglo-Saxon principles,
may for a time be impossible; and the question at once arises whether large
concessions ought not to be made for a time, that ultimately our own theories
may be carried out, and the blessings of a free government under the
Constitution extended to them. We decline to hold that there is anything in the
Constitution to forbid such action.
We
are therefore of opinion that the island of Porto Rico is a territory
appurtenant and belonging to the United States, but not a part of the United
States within the revenue clauses of the Constitution; that the Foraker act is
constitutional, so far as it imposes duties upon imports from such island, and
that the plaintiff cannot recover back the duties exacted in this case.
The
judgment of the Circuit Court is therefore affirmed.
Mr.
Justice White, with whom concurred Mr. Justice Shiras and Mr. Justice McKenna,
uniting in the judgment of affirmance:
Mr.
Justice Brown, in announcing the judgment of affirmance, has in his opinion
stated his reasons for his concurrence in such judgment. In the result I
likewise concur. As, however, the reasons which cause me to do so are different
from, if not in conflict with, those expressed in that opinion, if its meaning
is by me not misconceived, it becomes my duty to state the convictions which
control me.
The
recovery sought is the amount of duty paid on merchandise which came into the
United States from Porto Rico after July 1, 1900. The exaction was made in
virtue of the act of Congress approved April 12, 1900, entitled 'An Act Temporarily
to Provide Revenue and a Civil Government for Porto Rico, and for Other
Purposes.' 31 Stat. at L. 77. The right to recover is predicated on the
assumption that Porto Rico, by the ratification of the treaty with Spain,
became incorporated into the [182 U.S.
244, 288] United States,
and therefore the act of Congress which imposed the duty in question is
repugnant to article 1, 8, clause 1, of the Constitution providing that 'the
Congress shall have power to lay and collect taxes, duties, imposts, and excises,
to pay the debts and provide for the common defense and general welfare of the
United States; but all duties, imposts, and excises shall be uniform throughout
the United States.' Subsidiarily, it is contended that the duty collected was
also repugnant to the export and preference clauses of the Constitution. But as
the case concerns no duty on goods going from the United States to Porto Rico,
this proposition must depend also on the hypothesis that the provisions of the
Constitution referred to apply to Porto Rico because that island has been
incorporated into the United States. It is hence manifest that this latter
contention is involved in the previous one, and need not be separately
considered.
The
arguments at bar embrace many propositions which seem to me to be irrelevant,
or, if relevant, to be so contrary to reason and so in conflict with previous
decisions of this court as to cause them to require but a passing notice. To
eliminate all controversies of this character, and thus to come to the pivotal
contentions which the case involves, let me state and concede the soundness of
some principles, referring, in doing so, in the margin to the authorities by
which they are sustained, and making such comment on some of them as may to me
appear necessary.
First.
The government of the United States was born of the Constitution, and all
powers which it enjoys or may exercise must be either derived expressly or by
implication from that instrument. Ever then, when an act of any department is
challenged because not warranted by the Constitution, the existence of the
authority is to be ascertained by determining whether the power has been
conferred by the Constitution, either in express terms or by lawful
implication, to be drawn from the express authority conferred, or deduced as an
attribute which legitimately inheres in the nature of the powers given, and
which flows from the character of the government established by the
Constitution. In other words, while confined to its constitu- [182 U.S. 244, 289]
tional orbit, the government of the United States is supreme within its
lawful sphere. 1
Second.
Every function of the government being thus derived from the Constitution, it
follows that that instrument is everywhere and at all times potential in so far
as its provisions are applicable. 2
Third.
Hence it is that wherever a power is given by the Constitution, and there is a
limitation imposed on the authority, such restriction operates upon and
confines every action on the subject within its constitutional limits. 3
Fourth.
Consequently it is impossible to conceive that, where conditions are brought
about to which any particular provision of the Constitution applies, its
controlling influence may be frustrated by the action of any or all of the
departments of the government. Those departments, when discharging, within the
limits of their constitutional power, the duties which rest on them, may of
course deal with the subjects committed to them in such a way as to cause the
matter dealt with to come under the control of provisions of the Constitution
which may not have been previously applicable. But this does not conflict with
the doctrine just stated, or presuppose that the Constitution may or may not be
applicable at the election of any agency of the government.
Fifth.
The Constitution has undoubtedly conferred on Congress the right to create such
municipal organizations as it may deem best for all the territories of the
United States, whether they have been incorporated or not, to give to the
inhabitants as respects the local governments such degree of representation as
may be conducive to the public well-being, to deprive such [182 U.S. 244, 290]
territory of representative government if it is considered just to do
so, and to change such local governments at discretion. 4
The
plenitude of the power of Congress as just stated is conceded by both sides to
this controversy. It has been manifest from the earliest days, and so many
examples are afforded of it that to refer to them seems superfluous. However,
there is an instance which exemplifies the exercise of the power substantially
in all its forms, in such an apt way that reference is made to it. The instance
referred to is the District of Columbia, which has had from the beginning
different forms of government conferred upon it by Congress, some largely
representative, others only partially so, until, at the present time, the
people of the District live under a local government totally devoid of local
representation, in the elective sense, administered solely by officers
appointed by the President, Congress, in which the District has no
representative in effect, acting as the local legislature.
In
some adjudged cases the power to locally govern at discretion has been declared
to arise as an incident to the right to acquire territory. In others it has
been rested upon the clause of 3, article 4, of the Constitution, which vests
Congress with the power to dispose of and make all needful rules and
regulations respecting the territory or other property of the United States. 5 But
this divergence, if not conflict of opinion, does not imply that the authority
of Congress to govern the territories is outside of the Constitution, since in
either case the right is founded on the Constitution, although referred to
different provisions of that instrument.
While,
therefore, there is no express or implied limitation on Congress in exercising
its power to create local governments for [182
U.S. 244, 291] any and all
of the territories, by which that body is restrained from the widest latitude
of discretion, it does not follow that there may not be inherent, although
unexpressed, principles which are the basis of all free government which cannot
be with impunity transcended. 6 But
this does not suggest that every express limitation of the Constitution which
is applicable has not force, but only signifies that even in cases where there
is no direct command of the Constitution which applies, there may nevertheless
be restrictions of so fundamental a nature that they cannot be transgressed,
although not expressed in so many words in the Constitution.
Sixth.
As Congress in governing the territories is subject to the Constitution, it
results that all the limitations of the Constitution which are applicable to
Congress in exercising this authority necessarily limit its power on this
subject. It follows, also, that every provision of the Constitution which is
applicable to the territories is also controlling therein. To justify a
departure from this elementary principle by a criticism of the opinion of Mr.
Chief Justice Taney in Scott v. Sandford, 19 How. 393, 15 L. ed. 691, appears
to me to be unwarranted. Whatever may be the view entertained of the
correctness of the opinion of the court in that case, in so far as it
interpreted a particular provision of the Constitution concerning slavery, and
decided that as so construed it was in force in the territories, this in no way
affects the principle which that decision announced, that the applicable
provisions of the Constitution were operative. That doctrine was concurred in
by the dissenting judges, as the following excerpts demonstrate. Thus Mr.
Justice McLean, in the course of his dissenting opinion, said (19 How. 542, 15
L. ed. 757):
'In
organizing the government of a territory, Congress is limited to means
appropriate to the attainment of the constitutional object. No powers can be
exercised which are prohibited by the Constitution, or which are contrary to
its spirit.' [182 U.S. 244, 292] Mr. Justice Curtis, also, in the dissent
expressed by him, said (p. 614, L. ed. p. 787):
'If,
then, this clause does contain a power to legislate respecting the territory,
what are the limits of that power?
'To
this I answer that, in common with all other legislative powers of Congress, it
finds limits in the express prohibitions on Congress not to do certain things;
that, in the exercise of the legislative power, Congress cannot pass an ex post
facto law or bill of attainder; and so in respect to each of the other
prohibitions contained in the Constitution.'
Seventh.
In the case of the territories, as in every other instance, when a provision of
the Constitution is invoked, the question which arises is, not whether the
Constitution is operative, for that is self-evident, but whether the provision
relied on is applicable.
Eighth.
As Congress derives its authority to levy local taxes for local purposes within
the territories, not from the general grant of power to tax as expressed in the
Constitution, it follows that its right to locally tax is not to be measured by
the provision empowering Congress 'to lay and collect taxes, duties, imposts,
and excises,' and is not restrained by the requirement of uniformity throughout
the United States. But the power just referred to, as well as the qualification
of uniformity, restrains Congress from imposing an impost duty on goods coming
into the United States from a territory which has been incorporated into and
forms a part of the United States. This results because the clause of the
Constitution in question does not confer upon Congress power to impose such an
impost duty on goods coming from one part of the United States to another part
thereof, and such duty, besides, would be repugnant to the requirement of
uniformity throughout the United States. 7
To
question the principle above stated on the assumption that the rulings on this
subject of Mr. Chief Justice Marshall in Loughborough borough v. Blake were
mere dicta seems to me to be entirely inadmissible. And, besides, if such view
was justified, [182 U.S. 244, 293] the principle would still find support in
the decision in Woodruff v. Parham, and that decision, in this regard, was
affirmed by this court in Brown v. Houston, 114 U.S. 622 , 29 L. ed. 257, 5 Sup. Ct. Rep.
1091 and Fairbank v. United States, 181 U.S. 283 , ante, 648, 21 Sup. Ct. Rep.
648.
From
these conceded propositions it follows that Congress in legislating for Porto
Rico was only empowered to act within the Constitution and subject to its
applicable limitations, and that every provision of the Constitution which
applied to a country situated as was that island was potential in Porto Rico.
And
the determination of what particular provision of the Constitution is
applicable, generally speaking, in all cases, involves an inquiry into the
situation of the territory and its relations to the United States. This is well
illustrated by some of the decisions of this court which are cited in the
margin. 8 Some of
these decisions hold on the one hand that, growing out of the presumably
ephemeral nature of a territorial government, the provisions of the
Constitution relating to the life tenure of judges is inapplicable to courts
created by Congress, even in territories which are incorporated into the United
States, and some, on the other hand, decide that the provisions as to
common-law juries found in the Constitution are applicable under like
conditions; that is to say, although the judge presiding over a jury need not
have the constitutional tenure, yet the jury must be in accordance with the
Constitution. And the application of the provision of the Constitution relating
to juries has been also considered in a different aspect, the case being noted
in the margin. 9
The
question involved was the constitutionality of the statutes of the United
States conferring power on ministers and consuls [182 U.S. 244, 294]
to try American citizens for crimes committed in certain foreign countries.
Rev. Stat. 4083-4086. The court held the provisions in question not to be
repugnant to the Constitution, and that a conviction for a felony without a
previous indictment by a grand jury, or the summoning of a petty jury, was
valid.
It
was decided that the provisions of the Constitution relating to grand and petty
juries were inapplicable to consular courts exercising their jurisdiction in
certain countries foreign to the United States. But this did not import that
the government of the United States in creating and conferring jurisdiction on
consuls and ministers acted outside of the Constitution, since it was expressly
held that the power to call such courts into being and to confer upon them the
right to try, in the foreign countries in question, American citizens, was
deducible from the treaty- making power as conferred by the Constitution. The
court said (p. 463, L. ed. p. 585, Sup. Ct. Rep. p. 900):
'The
treaty-making power vested in our government extends to all proper subjects of
negotiation with foreign governments. It can, equally with any of the former or
present governments of Europe, make treaties providing for the exercise of
judicial authority in other countries by its officers appointed to reside
therein.'
In
other words, the case concerned, not the question of a power outside the
Constitution, but simply whether certain provisions of the Constitution were
applicable to the authority exercised under the circumstances which the case
presented.
Albeit,
as a general rule, the status of a particular territory has to be taken in view
when the applicability of any provision of the Constitution is questioned, it
does not follow, when the Constitution has absolutely withheld from the
government all power on a given subject, that such an inquiry is necessary.
Undoubtedly there are general prohibitions in the Constitution in favor of the
liberty and property of the citizen, which are not mere regulations as to the
form and manner in which a conceded power may be exercised, but which are an absolute
denial of all authority under any circumstances or conditions to do particular
acts. In the nature of things, limitations of this char- [182 U.S. 244, 295]
acter cannot be under any circumstances transcended, because of the
complete absence of power.
The
distinction which exists between the two characters of restrictions-those which
regulate a granted power and those which withdraw all authority on a particular
subject-has in effect been always conceded, even by those who most strenuously
insisted on the erroneous principle that the Constitution did not apply to
Congress in legislating for the territories, and was not operative in such
districts of country. No one had more broadly asserted this principle than Mr.
Webster. Indeed, the support which that proposition receives from expressions
of that illustrious man have been mainly relied upon to sustain it, and yet
there can be no doubt that, even while insisting upon such principle, it was
conceded by Mr. Webster that those positive prohibitions of the Constitution
which withhold all power on a particular subject were always applicable. His
views of the principal proposition and his concession as to the existence of
the qualification are clearly shown by a debate which took place in the Senate
on February 24, 1849, on an amendment offered by Mr. Walker extending the
Constitution and certain laws of the United States over California and New
Mexico. Mr. Webster, in support of his conception that the Constitution did
not, generally speaking, control Congress in legislating for the territories or
operate in such districts, said as follows (20 Cong. Globe, App. p. 272):
'Mr.
President, it is of importance that we should seek to have clear ideas and
correct notions of the question which this amendment of the member from
Wisconsin has presented to us; and especially that we should seek to get some
conception of what is meant by the proposition, in a law, to 'extend the
Constitution of the United States to the territories.' Why, sir, the thing is
utterly impossible. All the legislation in the world, in this general form,
could not accomplish it. There is no cause for the operation of the legislative
power in such a matter as that. The Constitution, what is it-we extend the
Constitution of the United States by law to a territory? What is the
Constitution of the United States? Is not its very first principle that all
within its influence and comprehension shall [182 U.S. 244, 296]
be represented in the legislature which it establishes, with not only
the right of debate and the right to vote in both Houses of Congress, but a
right to partake in the choice of the President and Vice President? And can we
by law extend these rights, or any of them, to a territory of the United
States? Everybody will see that it is altogether impracticable.'
Thereupon,
the following colloquy ensued between Mr. Underwood and Mr. Webster (Ibid.
281-282):
'Mr.
Underwood: 'The learned Senator from Massachusetts says, and says most
appropriately and forcibly, that the principles of the Constitution are
obligatory upon us even while legislating for the territories. That is true, I
admit, in its fullest force, but if it is obligatory upon us while legislating
for the territories, is it possible that it will not be equally obligatory upon
the officers who are appointed to administer the laws in these territories?'
'Mr.
Webster: 'I never said it was not obligatory upon them. What I said was, that
in making laws for these territories it was the high duty of Congress to regard
those great principles in the Constitution intended for the security of
personal liberty and for the security of property.'
'Mr.
Underwood: '. . . Suppose we provide by our legislation that nobody shall be
appointed to an office there who professes the Catholic religion. What do we do
by an act of this sort?'
'Mr.
Webster: 'We violate the Constitution, which says that no religious test shall
be required as qualification for office."
And
this was the state of opinion generally prevailing in the Free Soil and Republican
parties, since the resistance of those parties to the extension of slavery into
the territories, while in a broad sense predicated on the proposition that the
Constitution was not generally controlling in the territories, was sustained by
express reliance upon the 5th Amendment to the Constitution forbidding Congress
from depriving any person of life, liberty, or property without due process of
law. Every platform adopted by those parties down to and including 1860, while
propounding the general doctrine, also in effect declared [182 U.S. 244, 297]
the rule just stated. I append in the margin an excerpt from the
platform of the Free Soil party adopted in 1842.10
The
conceptions embodied in these resolutions were in almost identical language
reiterated in the platform of the Liberty party in 1843, in that of the Free
Soil party in 1852, and in the platform of the Republican party in 1856.
Stanwood, Hist. of Presidency, pp. 218, 253, 254, and 271. In effect, the same
thought was repeated in the declaration of principles made by the Republican
party convention in 1860, when Mr. Lincoln was nominated, as will be seen from
an excerpt therefrom set out in the margin. 11
The
doctrine that those absolute withdrawals of power which [182 U.S. 244, 298]
the Constitution has made in favor of human liberty are applicable to
every condition or status has been clearly pointed out by this court in
Chicago, R. I. & P. R. Co. v. McGlinn (1885) 114 U.S. 542 , 29 L. ed. 270, 5 Sup. Ct. Rep.
1005, where, speaking through Mr. Justice Field, the court said (p. 546, L. ed.
p. 271, Sup. Ct. Rep. p. 1006):
'It
is a general rule of public law, recognized and acted upon by the United
States, that whenever political jurisdiction and legislative power over any
territory are transferred from one nation of sovereign to another the municipal
laws of the country-that is, laws which are intended for the protection of
private rights-continue in force until abrogated or changed by the new
government or sovereign. By the cession, public property passes from one
government to the other, but private property remains as before, and with it
those municipal laws which are designed to secure its peaceful use and
enjoyment. As a matter of course, all laws, ordinances, and regulations in
conflict with the political character, institutions, and constitution of the
new government are at once displaced. Thus, upon a cession of political
jurisdiction and legislative power-and the latter is involved in the former-to
the United States, the laws of the country in support of an established
religion, or abridging the freedom of the press, or authorizing cruel and
unusual punishments, and the like, would at once cease to be of obligatory
force, without any declaration to that effect; and the laws of the country on
other subjects would necessarily be superseded by existing laws of the new
government upon the same matters. But with respect to other laws affecting the
possession, use, and transfer of property, and designed to secure good order
and peace in the community, and promote its health and prosperity, which are
strictly of a municipal character, the rule is general that a change of
government leaves them in force until, by direct action of the new government,
they are altered or repealed. American Ins. Co. v. 356 Bales of Cotton, 1 Pet.
542, 7 L. ed. 255; Halleck, International Law, chap. 34, 14.'
There
is in reason, then, no room in this case to contend that Congress can destroy
the liberties of the people of Porto Rico by exercising in their regard powers
against freedom and justice which the Constitution has absolutely denied. There
can [182 U.S. 244, 299] also be no controversy as to the right of
Congress to locally govern the island of Porto Rico as its wisdom may decide,
and in so doing to accord only such degree of representative government as may
be determined on by that body. There can also be no contention as to the
authority of Congress to levy such local taxes in Porto Rico as it may choose,
even although the amount of the local burden so levied be manifold more onerous
than is the duty with which this case is concerned. But as the duty in question
was not a local tax, since it was levied in the United States on goods coming
from Porto Rico, it follows that, if that island was a part of the United
States, the duty was repugnant to the Constitution, since the authority to levy
an impost duty conferred by the Constitution on Congress does not, as I have
conceded, include the right to lay such a burden on goods coming from one to
another part of the United States. And, besides, if Porto Rico was a part of
the United States the exaction was repugnant to the uniformity clause.
The
sole and only issue, then, is not whether Congress has taxed Porto Rico without
representation,-for, whether the tax was local or national, it could have been
imposed although Porto Rico had no representative local government and was not
represented in Congress,-but is whether the particular tax in question was
levied in such form as to cause it to be repugnant to the Constitution. This is
to be resolved by answering the inquiry, Had Porto Rico, at the time of the
passage of the act in question, been incorporated into and become an integral
part of the United States?
On
the one hand, it is affirmed that, although Porto Rico had been ceded by the
treaty with Spain to the United States, the cession was accompanied by such
conditions as prevented that island from becoming an integral part of the
United States, at least temporarily and until Congress had so determined. On
the other hand, it is insisted that by the fact of cession to the United States
alone, irrespective of any conditions found in the treaty, Porto Rico became a
part of the United States and was incorporated into it. It is incompatible with
the Constitution, it is argued, for the government of the United States to accept
a cession of territory from a foreign country without [182 U.S. 244, 300]
complete incorporation following as an immediate result, and therefore
it is contended that it is immaterial to inquire what were the conditions of
the cession, since if there were any which were intended to prevent
incorporation they were repugnant to the Constitution and void. The result of
the argument is that the government of the United States is absolutely without
power to acquire and hold territory as property or as appurtenant to the United
States. These conflicting contentions are asserted to be sanctioned by many
adjudications of this court and by various acts of the executive and
legislative branches of the government; both sides, in many instances,
referring to the same decisions and to the like acts, but deducing contrary
conclusions from them. From this it comes to pass that it will be impossible to
weigh the authorities relied upon without ascertaining the subject-matter to
which they refer, in order to determine their proper influence. For this
reason, in the orderly discussion of the controversy, I propose to consider the
subject from the Constitution itself, as a matter of first impression, from
that instrument as illustrated by the history of the government, and as
construed by the previous decisions of this court. By this process, if
accurately carried out, it will follow that the true solution of the question
will be ascertained, both deductively and inductively, and the result, besides,
will be adequately proved.
It
may not be doubted that by the general principles of the law of nations every
government which is sovereign within its sphere of action possesses as an
inherent attribute the power to acquire territory by discovery, by agreement or
treaty, and by conquest. It cannot also be gainsaid that, as a general rule,
wherever a government acquires territory as a result of any of the modes above
stated, the relation of the territory to the new government is to be determined
by the acquiring power in the absence of stipulations upon the subject. These
general principles of the law of nations are thus stated by Halleck in his
treatise on International Law, page 126:
'A
state may acquire property or domain in various ways; its title may be acquired
originally by mere occupancy, and confirmed by the presumption arising from the
lapse of time; [182 U.S. 244, 301] or by discovery and lawful possession; or
by conquest, confirmed by treaty or tacit consent; or by grant, cession,
purchase, or exchange; in fine, by any of the recognized modes by which private
property is acquired by individuals. It is not our object to enter into any
general discussion of these several modes of acquisition, any further than may
be necessary to distinguish the character of certain rights of property which
are the peculiar objects of international jurisprudence. Wheaton, International
Law, pt. 2, chap. 4, 1, 4, 5; 1 Phillimore, International Law, 221- 227;
Grotius, de Jur. Bel. ac. Pac., lib. 2, chap. 4; Vattel, Droit des Gens, liv.
2, chaps. 7 and 11; Rutherford, Inst. b. 1, chap. 3, b. 2, chap. 9; Puffendorf,
de Jur. Nat. et. Gent., lib. 4, chaps. 4-6; Moser, Versuch, etc., b. 5, chap.
9; Martens, Precis du Droit des Gens. 35 et seq.; Schmaltz, Droit des Gens,
liv. 4, chap. 1; Kluber, Droit des Gens, 125, 126; Heffter, Droit
International, 76; Ortolan, Domaine International, 53 et seq.; Bowyer,
Universal Public Law, chap. 28; Bello, Derecho Internacional, pt. 1, chap. 4;
Riquelme, Derecho, Pub. Int., lib. 1, title 1, chap. 2; Burlamaqui, Droit de la
Nat. et des Gens, tome 4, pt. 3, chap. 5.'
Speaking
of a change of sovereignty, Halleck says (pp. 76, 814):
'Chap.
3, 23. The sovereignty of a state may be lost in various ways. It may be
vanquished by a foreign power, and become incorporated into the conquering
state as a province or as one of its component parts; or it may voluntarily
unite itself with another in such a way that its independent existence as a
state will entirely cease.
...
* *
'Chap.
33, 3. If the hostile nation be subdued and the entire state conquered, a
question arises as to the manner in which the conqueror may treat it without
transgressing the just bounds established by the rights of conquest. If he
simply replaces the former sovereign, and, on the submission of the people,
governs them according to the laws of the state, they can have no cause of
complaint. Again, if he incorporate them with his former states, giving to them
the rights, privileges, and immunities of his own subjects, he does for them
all that is due [182 U.S. 244, 302] from a humane and equitable conqueror to
his vanquished foes. But if the conquered are a fierce, savage, and restless
people, he may, according to the degree of their indocility, govern them with a
tighter rein, so as to curb their 'impetuosity, and to keep them under
subjection.' Moreover, the rights of conquest may, in certain cases, justify
him in imposing a tribute or other burthen, either a compensation for the
expenses of the war or as a punishment for the injustice he has suffered from
them . . . Vattel, Droit des Gens, liv. 3, ch. 13, 201; 2 Curtius, History,
etc., liv. 7, cap. 8; Grotius, de Bel. ac Pac. lib. 3, caps. 8, 15; Puffendorf,
de Jur. Nat. et Gent. lib. 8, cap. 6, 24; Real, Science du Gouvernement, tome
5, ch. 2, 5; Heffter, Droit International, 124; Abegg. Untersuchungen, etc., p.
86.'
In
American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242, the general
doctrine was thus summarized in the opinion delivered by Mr. Chief Justice
Marshall (p. 542, L. ed. p. 255):
'If
it [conquered territory] be ceded by the treaty, the acquisition is confirmed,
and the ceded territory becomes a part of the nation to which it is annexed,
either on the terms stipulated in the treaty of cession or on such as its new
master shall impose.'
When
our forefathers threw off their allegiance to Great Britain and established a
republican government, assuredly they deemed that the nation which they called
into being was endowed with those general powers to acquire territory which all
independent governments in virtue of their sovereignty enjoyed. This is
demonstrated by the concluding paragraph of the Declaration of Independence,
which reads as follows:
'As
free and independent states, they [the United States of America] have full
power to levy war, conclude peace, contract alliances, establish commerce, and
to do all other acts and things which independent states may of right do.'
That
under the Confederation it was considered that the government of the United
States had authority to acquire territory like any other sovereignty is clearly
established by the 11th of the Articles of Confederation.
The
decisions of this court leave no room for question that, under the
Constitution, the government of the United States, [182 U.S. 244, 303]
in virtue of its sovereignty, supreme within the sphere of its delegated
power, has the full right to acquire territory enjoyed by every other sovereign
nation.
In
American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242, the court,
by Mr. Chief Justice Marshall, said (p. 542, L. ed. p. 255):
'The
Constitution confers absolutely on the government of the Union the powers of
making war and of making treaties; consequently, that government possesses the
power of acquiring territory, either by conquest or by treaty.'
In
United States v. Huckabee (1872) 16 Wall. 414, 21 L. ed. 457, the court
speaking through Mr. Justice Clifford, said (p. 434, L. ed. p. 464):
'Power
to acquire territory either by conquest or treaty is vested by the Constitution
in the United States. Conquered territory, however, is usually held as a mere
military occupation until the fate of the nation from which it is conquered is
determined; but if the nation is entirely subdued, or in case it be destroyed
and ceases to exist, the right of occupation becomes permanent, and the title
vests absolutely in the conqueror. American Ins. Co. v. 356 Bales of Cotton, 1
Pet. 511, 7 L. ed. 242; 30 Hogsheads of Sugar v. Boyle, 9 Cranch, 195, 3 L. ed.
702; Shanks v. Dupont, 3 Pet. 246, 7 L. ed. 668; United States v. Rice, 4
Wheat. 254, 4 L. ed. 564; The Amy Warwick, 2 Sprague, 143, Fed. Cas. No. 342;
Johnson v. M'Intosh, 8 Wheat. 588, 5 L. ed. 692. Complete conquest, by whatever
mode it may be perfected, carries with it all the rights of the former
government; or, in other words, the conqueror, by the completion of his
conquest, becomes the absolute owner of the property conquered from the enemy
nation or state. His rights are no longer limited to mere occupation of what he
has taken into his actual possession, but they extend to all the property and
rights of the conquered state, including even debts as well as personal and
real property. Halleck, International Law, 839; Elphinstone v. Bedreechund, 1
Knapp, P. C. C. 329; Vattel, 365; 3 Phillimore, International Law, 505.'
In
Church of Jesus Christ of L. D. S. v. United States (1889) 136 U.S. 1 , 34 L. ed. 478, 10 Sup. Ct. Rep.
792, Mr. Justice Bradley, announcing the opinion of the court declared (p. 42,
L. ed. p. 491, Sup. Ct. Rep. p. 802):
'The
power to acquire territory, other than the territory northwest of the Ohio
river (which belonged to the United States at the adoption of the Constitution),
is derived from the treaty-making power and the power to declare and carry [182 U.S. 244, 304] on war. The incidents of these powers are
those of national sovereignty, and belong to all independent governments. The
power to make acquisitions of territory by conquest, by treaty, and by cession
is an incident of national sovereignty. The territory of Louisiana, when
acquired from France, and the territories west of the Rocky mountains, when
acquired from Mexico, became the absolute property and domain of the United
States, subject to such conditions as the government, in its diplomatic
negotiations, had seen fit to accept relating to the rights of the people then
inhabiting those territories.'
Indeed,
it is superfluous to cite authorities establishing the right of the government
of the United States to acquire territory, in view of the possession of the
Northwest Territory when the Constitution was framed and the cessions to the
general government by various states subsequent to the adoption of the
Constitution, and in view also of the vast extension of the territory of the
United States brought about since the existence of the Constitution by
substantially every form of acquisition known to the law of nations. Thus, in
part at least, 'the title of the United States to Oregon was founded upon
original discovery and actual settlement by citizens of the United States,
authorized or approved by the government of the United States.' Shively v.
Bowlby, 152 U.S. 50 , 38 L. ed. 349, 14 Sup. Ct. Rep.
566. The province of Louisiana was ceded by France in 1803; the Floridas were
transferred by Spain in 1819; Texas was admitted into the Union by compact with
Congress in 1845; California and New Mexico were acquired by the treaty with
Mexico of 1848, and other western territory from Mexico by the treaty of 1853;
numerous islands have been brought within the dominion of the United States
under the authority of the act of August 18, 1856, chap. 164, usually
designated as the Guano islands act, re-enacted in Revised Statutes, 5570-5578;
Alaska was ceded by Russia in 1867; Medway island, the western end of the
Hawaiian group, 1,200 miles from Honolulu, was acquired in 1867, and $50,000
was expended in efforts to make it a naval station; on the renewal of a treaty
with Hawaii November 9, 1887, Pearl harbor was leased for a permanent naval
station; by joint resolution of Congress the Hawaiian islands came un- [182 U.S. 244, 305] der the sovereignty of the United States in
1898; and on April 30, 1900, an act for the government of Hawaii was approved,
by which the Hawaiian islands were given the status of an incorporated
territory; on May 21, 1890, there was proclaimed by the President an agreement,
concluded and signed with Germany and Great Britain, for the joint
administration of the Samoan islands (26 Stat. at L. 1497); and on February 16,
1900 (31 Stat. at L. --, there was proclaimed a convention between the United
States, Germany, and Great Britain, by which Germany and Great Britain
renounced in favor of the United States all their rights and claims over and in
respect to the island of Tutuilla and all other islands of the Samoan group
east of longitude 171ø west of Greenwich. And finally the treaty with Spain
which terminated the recent war was ratified.
It
is worthy of remark that, beginning in the administration of President
Jefferson, the acquisition of foreign territory above referred to were largely
made while that political party was in power which announced as its fundamental
tenet the duty of strictly construing the Constitution, and it is true to say
that all shades of political opinion have admitted the power to acquire and
lent their aid to its accomplishment. And the power has been asserted in
instances where it has not been exercised. Thus, during the administration of
President Pierce, in 1854, a draft of a treaty for the annexation of Hawaii was
agreed upon, but, owing to the death of the King of the Hawaiian islands, was
not executed. The 2d article of the proposed treaty provided as follows (Ex.
Doc. Senate, 55th Congress, 2d sess., Report No. 681, Calendar No. 747, p. 91):
Article
2.
The
Kingdom of the Hawaiian Islands shall be incorporated into the American Union
as a state, enjoying the same degree of sovereignty as other states, and
admitted as such as soon as it can be done in consistency with the principles
and requirements of the Federal Constitution, to all the rights, privileges,
and immunities of a state as aforesaid, on a perfect equality with the other
states of the Union.
It
is insisted, however, conceding the right of the gov- [182 U.S. 244, 306]
ernment of the United States to acquire territory, as all such territory
when acquired becomes absolutely incorporated into the United States, every
provision of the Constitution which would apply under that situation is
controlling in such acquired territory. This, however, is but to admit the
power to acquire, and immediately to deny its beneficial existence.
The
general principle of the law of nations, already stated, is that acquired
territory, in the absence of agreement to the contrary, will bear such relation
to the acquiring government as may be by it determined. To concede to the
government of the United States the right to acquire, and to strip it of all
power to protect the birthright of its own citizens and to provide for the well
being of the acquired territory by such enactments as may in view of its
condition be essential, is, in effect, to say that the United States is
helpless in the family of nations, and does not possess that authority which
has at all times been treated as an incident of the right to acquire. Let me
illustrate the accuracy of this statement. Take a case of discovery. Citizens
of the United States discover an unknown island, peopled with an uncivilized
race, yet rich in soil, and valuable to the United States for commercial and
strategic reasons. Clearly, by the law of nations, the right to ratify such
acquisition and thus to acquire the territory would pertain to the government
of the United States. Johnson v. M'Intosh, 8 Wheat. 543, 595, 5 L. ed. 681,
694; Martin v. Waddell, 16 Pet. 367, 409, 10 L. ed. 997, 1012; Jones v. United
States, 137 U.S. 202, 212 , 34 S. L. ed. 691, 695, 11
Sup. Ct. Rep. 80; Shively v. Bowlby, 152 U.S. 1, 50 , 38 S. L. ed. 331, 349, 14
Sup. Ct. Rep. 548. Can it be denied that such right could not be practically
exercised if the result would be to endow the inhabitants with citizenship of
the United States and to subject them, not only to local, but also to an equal
proportion of national, taxes, even although the consequence would be to entail
ruin on the discovered territory, and to inflict grave detriment on the United
States, to arise both from the dislocation of its fiscal system and the immediate
bestowal of citizenship on those absolutely unfit to receive it?
The
practice of the government has been otherwise. As early as 1856 Congress
enacted the Guano islands act, heretofore referred to, which by 1 provided that
when any [182 U.S. 244, 307] citizen of the United States shall
'discover a deposit of guano on any island, rock, or key not within the lawful
jurisdiction of any other government, and not occupied by the citizens of any
other government, and shall take peaceable possession thereof, and occupy the
same, said island, rock, or key may, at the discretion of the President of the
United States, be considered as appertaining to the United States.' 11 Stat. at
L. 119, chap. 164; Rev. Stat. 5570. Under the act referred to, it was stated in
argument, that the government now holds and protects American citizens in the
occupation of some seventy islands. The statute came under consideration in
Jones v. United States, 137 U.S. 202 , 34 L. ed. 691, 11 Sup. Ct. Rep.
80, where the question was whether or not the act was valid, and it was decided
that the act was a lawful exercise of power, and that islands thus acquired
were 'appurtenant' to the United States. The court, in the course of the
opinion, speaking through Mr. Justice Gray, said (p. 212, L. ed. p. 695, Sup.
Ct. Rep. p. 83):
'By
the law of nations, recognized by all civilized states, dominion of new
territory may be acquired by discovery and occupation, as well as by cession or
conquest; and when citizens or subjects of one nation, in its name and by its
authority or with its assent, take and hold actual, continuous, and useful
possession (although only for the purpose of carrying on a particular business,
such as catching and curing fish or working mines) of territory unoccupied by
any other government of its citizens, the nation to which they belong may
exercise such jurisdiction and for such period as it sees fit over territory so
acquired. This principle affords ample warrant for the legislation of Congress
concerning guano islands. Vattel, lib. 1, chap. 18; Wheaton, International Law,
8th ed. 161, 165, 176, note 104; Halleck, International Law, chap. 6, 7, 15; 1
Phillimore, International Law, 3d ed. 227, 229, 230, 232, 242; 1 Calvo, Droit
International, 4th ed. 266, 277, 300; Whiton v. Albany City Ins. Co. 109 Mass.
24, 31.
And
these considerations concerning discovery are equally applicable to ownership
resulting from conquest. A just war is declared, and in its prosecution the
territory of the enemy is invaded and occupied. Would not the war, even if
waged successfully, be fraught with danger if the effect of occupation was [182 U.S. 244, 308] to necessarily incorporate an alien and
hostile people into the United States? Take another illustration. Suppose at
the termination of a war the hostile government had been overthrown, and the
entire territory or a portion thereof was occupied by the United States, and
there was no government to treat with or none willing to cede by treaty, and
thus it became necessary for the United States to hold the conquered country
for an indefinite period, or at least until such time as Congress deemed that
it should be either released or retained because it was apt for incorporation
into the United States. If holding was to have the effect which is now claimed
for it, would not the exercise of judgment respecting the retention be so
fraught with danger to the American people that it could not be safely
exercised?
Yet
again. Suppose the United States, in consequence of outrages perpetrated upon
its citizens, was obliged to move its armies or send its fleets to obtain
redress, and it came to pass that an expensive war resulted and culminated in
the occupation of a portion of the territory of the enemy, and that the
retention of such territory-an event illustrated by examples in history-could
alone enable the United States to recover the pecuniary loss it had suffered.
And suppose, further, that to do so would require occupation for an indefinite
period, dependent upon whether or not payment was made of the required
indemnity. It being true that incorporation must necessarily follow the
retention of the territory, it would result that the United States must abandon
all hope of recouping itself for the loss suffered by the unjust war, and hence
the whole burden would be entailed upon the people of the United States. This
would be a necessary consequence, because if the United States did not hold the
territory as security for the needed indemnity it could not collect such
indemnity, and, on the other hand, if incorporation must follow from holding
the territory the uniformity provision of the Constitution would prevent the
assessment of the cost of the war solely upon the newly acquired country. In
this, as in the case of discovery, the traditions and practices of the
government demonstrate the unsoundness of the contention. Congress on May 13,
1846, declared that [182 U.S. 244, 309]
war existed with Mexico.
In the summer of that year New Mexico and California were subdued by the
American arms, and the military occupation which followed continued until after
the treaty of peace was ratified, in May, 1848. Tampico, a Mexican port, was
occupied by our forces on November 15, 1846, and possession was not surrendered
until after the ratification. In the spring of 1847 President Polk, through the
Secretary of the Treasury, prepared a tariff of duties on imports and tonnage
which was put in force in the conquered country. 1 Senate Documents, First
Session, 30th Congress, pp. 562, 569. By this tariff, duties were laid as well
on merchandise, exported from the United States as from other countries, except
as to supplies for our army, and on May 10, 1847, an exemption from tonnage duties
was accorded to 'all vessels chartered by the United States to convey supplies
of any and all descriptions to our army and navy, and actually laden with
supplies.' Ibid. 583. An interesting debate respecting the constitutionality of
this action of the President is contained in 18 Cong. Globe, First Session,
30th Congress, at pp. 478, 479, 484-489, 495, 498, etc.
In
Fleming v. Page, 9 How. 603, 13 L. ed. 276, it was held that the revenue
officials properly treated Tampico as a port of a foreign country during the
occupation by the military forces of the United States, and that duties on
imports into the United States from Tampico were lawfully levied under the
general tariff act of 1846. Thus, although Tampico was in the possession of the
United States, and the court expressly held that in an international sense the
port was a part of the territory of the United States, yet it was decided that
in the sense of the revenue laws Tampico was a foreign country. The special
tariff act promulgated by President Polk was in force in New Mexico and
California until after notice was received of the ratification of the treaty of
peace. In Cross v. Harrison, 16 How. 164, 14 L. ed. 889, certain collections of
impost duties on goods brought from foreign countries into California prior to
the time when official notification had been received in California that the
treaty of cession had been ratified, as well as impost duties levied after the
receipt of such notice, were called in question. The duties collected prior to
the receipt of notice were laid at the rate fixed by the tariff promulgated by
the Presi- [182 U.S. 244, 310] dent; those laid after the notification
conformed to the general tariff laws of the United States. The court decided
that all the duties collected were valid. The court undoubtedly in the course
of its opinion said that immediately upon the ratification of the treaty
California became a part of the United States and subject to its revenue laws.
However, the opinion pointedly referred to a letter of the Secretary of the
Treasury directing the enforcement of the tariff laws of the United States,
upon the express ground that Congress had enacted laws which recognized the
treaty of cession. Besides, the decision was expressly placed upon the
conditions of the treaty, and it was stated, in so many words, that a different
rule would have been applied had the stipulations in the treaty been of a
different character.
But,
it is argued, all the instances previously referred to may be conceded, for
they but illustrate the rule inter arma sitent leges. Hence, they do not apply
to acts done after the cessation of hostilities when a treaty of peace has been
concluded. This not only begs the question, but also embodies a fallacy. A case
has been supposed in which it was impossible to make a treaty because of the
unwillingness or disappearance of the hostile government, and therefore the
occupation necessarily continued, although actual war had ceased. The fallacy
lies in admitting the right to exercise the power, if only it is exerted by the
military arm of the government, but denying it wherever the civil power comes
in to regulate and make the conditions more in accord with the spirit of our
free institutions. Why it can be thought, although under the Constitution the
military arm of the government is in effect the creature of Congress, that such
arm may exercise a power without violating the Constitution, and yet
Congress-the creator-may not regulate, I fail to comprehend.
This
further argument, however, is advanced. Granting that Congress may regulate
without incorporating, where the military arm has taken possession of foreign
territory, and where there has been or can be no treaty, this does not concern
the decision of this case, since there is here involved no regulation, but an
actual cession to the United States of territory by treaty. The general rule of
the law of nations, by which the acquiring [182
U.S. 244, 311] government
fixes the status of acquired territory, it is urged, does not apply to the
government of the United States, because it is incompatible with the
Constitution that that government should hold territory under a cession and
administer it as a dependency without its becoming incorporated. This claim, I
have previously said, rests on the erroneous assumption that the United States
under the Constitution is stripped of those powers which are absolutely
inherent in and essential to national existence. The certainty of this is
illustrated by the examples already made use of in the supposed cases of
discovery and conquest.
If
the authority by treaty is limited as is suggested, then it will be impossible
to terminate a successful war by acquiring territory through a treaty, without
immediately incorporating such territory into the United States. Let me,
however, eliminate the case of war, and consider the treaty-making power as
subserving the purposes of the peaceful evolution of national life. Suppose the
necessity of acquiring a naval station or a coaling station on an island
inhabited with people utterly unfit for American citizenship and totally
incapable of bearing their proportionate burden of the national expense. Could
such island, under the rule which is now insisted upon, be taken? Suppose,
again, the acquisition of territory for an interoceanic canal, where an
inhabited strip of land on either side is essential to the United States for
the preservation of the work. Can it be denied that, if the requirements of the
Constitution as to taxation are to immediately control, it might be impossible
by treaty to accomplish the desired result?
While
no particular provision of the Constitution is referred to, to sustain the
argument that it is impossible to acquire territory by treaty without immediate
and absolute incorporation, it is said that the spirit of the Constitution
excludes the conception of property or dependencies possessed by the United
States and which are not so completely incorporated as to be in all respects a
part of the United States; that the theory upon which the Constitution proceeds
is that of confederated and independent states, and that no territory,
therefore, can be acquired which does not contemplate statehood, and excludes
the acquisition of [182 U.S. 244, 312] any territory which is not in a position to
be treated as an integral part of the United States. But this reasoning is
based on political, and not judicial, considerations. Conceding that the
conception upon which the Constitution proceeds is that no territory, as a
general rule, should be acquired unless the territory may reasonably be
expected to be worthy of statehood, the determination of when such blessing is
to be bestowed is wholly a political question, and the aid of the judiciary
cannot be invoked to usurp political discretion in order to save the Constitution
from imaginary or even real dangers. The Constitution may not be saved by
destroying its fundamental limitations.
Let
me come, however, to a consideration of the express powers which are conferred
by the Constitution, to show how unwarranted is the principle of immediate
incorporation, which is here so strenuously insisted on. In doing so it is
conceded at once that the true rule of construction is not to consider one
provision of the Constitution alone, but to contemplate all, and therefore to limit
one conceded attribute by those qualifications which naturally result from the
other powers granted by that instrument, so that the whole may be interpreted
by the spirit which vivifies, and not by the letter which killeth. Undoubtedly,
the power to carry on war and to make treaties implies also the exercise of
those incidents which ordinarily inhere in them. Indeed, in view of the rule of
construction which I have just conceded-that all powers conferred by the
Constitution must be interpreted with reference to the nature of the government
and be construed in harmony with related provisions of the Constitution-it
seems to me impossible to conceive that the treaty-making power by a mere
cession can incorporate an alien people into the United States without the
express or implied approval of Congress. And from this it must follow that
there can be no foundation for the assertion that, where the treaty-making
power has inserted conditions which preclude incorporation until Congress has
acted in respect thereto, such conditions are void and incorporation results in
spite thereof. If the treaty-making power can absolutely, without the consent
of Congress, incorporate territory, and if that power may [182 U.S. 244, 313]
not insert conditions against incorporation, it must follow that the
treaty-making power is endowed by the Constitution with the most unlimited
right, susceptible of destroying every other provision of the Constitution;
that is, it may wreck our institutions. If the proposition be true, then millions
of inhabitants of alien territory, if acquired by treaty, can, without the
desire or consent of the people of the United States speaking through Congress,
be immediately and irrevocably incorporated into the United States, and the
whole structure of the government be overthrown. While thus aggrandizing the
treaty-making power on the one hand, the construction at the same time
minimizes it on the other, in that it strips that authority of any right to
acquire territory upon any condition which would guard the people of the United
States from the evil of immediate incorporation. The treaty-making power, then,
under this contention, instead of having the symmetrical functions which belong
to it from its very nature, becomes distorted,-vested with the right to destroy
upon the one hand, and deprived of all power to protect the government on the
other.
And,
looked at from another point of view, the effect of the principle asserted is
equally antagonistic, not only to the express provisions, but to the spirit of
the Constitution in other respects. Thus, if it be true that the treaty-making
power has the authority which is asserted, what becomes of that branch of
Congress which is peculiarly the representative of the people of the United
States, and what is left of the functions of that body under the Constitution?
For, although the House of Representatives might be unwilling to agree to the
incorporation of alien races, it would be impotent to prevent its
accomplishment, and the express provisions conferring upon Congress the power
to regulate commerce, the right to raise revenue,-bills for which, by the
Constitution, must originate in the House of Representatives,-and the authority
to prescribe uniform naturalization laws, would be in effect set at naught by the
treaty-making power. And the consequent result-incorporation-would be beyond
all future control of or remedy by the American people, since, at once and
without hope of redress or power of change, incorporation by the treaty would
have been brought about. [182 U.S. 244,
314] The inconsistency of
the position is at once manifest. The basis of the argument is that the treaty
must be considered to have incorporated, because acquisition presupposes the
exercise of judgment as to fitness for immediate incorporation. But the
deduction drawn is, although the judgment exercised is against immediate
incorporation and this result is plainly expressed, the conditions are void
because no judgment against incorporation can be called into play.
All
the confusion and dangers above indicated, however, it is argued, are more
imaginary than real, since, although it be conceded that the treaty-making
power has the right by cession to incorporate without the consent of Congress,
that body may correct the evil by availing itself of the provision of the
Constitution giving to Congress the right to dispose of the territory and other
property of the United States. This assumes that there has been absolute
incorporation by the treaty-making power on the one hand, and yet asserts that
Congress may deal with the territory as if it had not been incorporated into
the United States. In other words, the argument adopts conflicting theories of
the Constitution, and applies them both at the same time. I am not unmindful
that there has been some contrariety of decision on the subject of the meaning
of the clause empowering Congress to dispose of the territories and other
property of the United States, some adjudged cases treating that article as
referring to property as such, and others deriving from it the general grant of
power to govern territories. In view, however, of the relations of the
territories to the government of the United States at the time of the adoption
of the Constitution, and the solemn pledge then existing that they should
forever 'remain a part of the Confederacy of the United States of America,' I
cannot resist the belief that the theory that the disposing clause relates as
well to a relinquishment or cession of sovereignty as to a mere transfer of
rights of property is altogether erroneous.
Observe,
again, the inconsistency of this argument. It considers, on the one hand, that
so vital is the question of incorporation that no alien territory may be
acquired by a cession without absolutely endowing the territory with
incorporation and [182 U.S. 244, 315] the inhabitants with resulting citizenship,
because, under our system of government, the assumption that a territory and
its inhabitants may be held by any other title than one incorporating is
impossible to be thought of. And yet, to avoid the evil consequences which must
follow from accepting this proposition, the argument is that all citizenship of
the United States is precarious and fleeting, subject to be sold at any moment
like any other property. That is to say, to protect a newly acquired people in
their presumed rights, it is essential to degrade the whole body of American
citizenship.
The
reasoning which has sometimes been indulged in by those who asserted that the
Constitution was not at all operative in the territories is that, as they were
acquired by purchase, the right to buy included the right to sell. This has
been met by the proposition that if the country purchased and its inhabitants
became incorporated into the United States, it came under the shelter of the
Constitution, and no power existed to sell American citizens. In conformity to
the principles which I have admitted it is impossible for me to say at one and
the same time that territory is an integral part of the United States protected
by the Constitution, and yet the safeguards, privileges, rights, and immunities
which arise from this situation are so ephemeral in their character that by a
mere act of sale they may be destroyed. And applying this reasoning to the
provisions of the treaty under consideration, to me it seems indubitable that
if the treaty with Spain incorporated all the territory ceded into the United
States, it resulted that the millions of people to whom that treaty related
were, without the consent of the American people as expressed by Congress, and
without any hope of relief, indissolubly made a part of our common country.
Undoubtedly,
the thought that under the Constitution power to dispose of people and
territory, and thus to annihilate the rights of American citizens, was contrary
to the conceptions of the Constitution entertained by Washington and Jefferson.
In the written suggestions of Mr. Jefferson, when Secretary of State, reported
to President Washington in March, 1792, on the subject of proposed negotiations
between the United States and Spain, which were intended to be communicated by
way of in- [182 U.S. 244, 316] struction to the commissioners of the
United States appointed to manage such negotiations, it was observed, in
discussing the possibility as to compensation being demanded by Spain 'for the
ascertainment of our right' to navigate the lower part of the Mississippi, as
follows:
'We
have nothing else' (than a relinquishment of certain claims on Spain) 'to give
in exchange. For as to territory, we have neither the right nor the disposition
to alienate an inch of what belongs to any member of our Union. Such a
proposition therefore is totally inadmissible, and not to be treated for a
moment.' Ford's Writings of Jefferson, vol. 5, p. 476.
The
rough draft of these observations was submitted to Mr. Hamilton, then Secretary
of the Treasury, for suggestions, previously to sending it to the President,
some time before March 5, and Hamilton made the following (among other) notes
upon it:
'Page
25. Is it true that the United States have no right to alienate an inch of the
territory in question, except in the case of necessity intimated in another
place? Or will it be useful to avow the denial of such a right? It is
apprehended that the doctrine which restricts the alienation of territory to
cases of extreme necessity is applicable rather to peopled territory than to
waste and uninhabited districts. Positions restraining the right of the United
States to accommodate to exigencies which may arise ought ever to be advanced
with great caution.' Ford's Writings of Jefferson, vol. 5, p. 443.
Respecting
this note, Mr. Jefferson commented as follows:
'The
power to alienate the unpeopled territories of any state is not among the
enumerated powers given by the Constitution to the general government, and if
we may go out of that instrument and accommodate to exigencies which may arise
by alienating the unpeopled territory of a state, we may accommodate ourselves
a little more by alienating that which is peopled, and still a little more by
selling the people themselves. A shade or two more in the degree of exigency is
all that will be requisite, and of that degree we shall ourselves be the
judges. However, may it not be hoped that these questions are forever laid to
rest by the 12th Amendment once made a part of the Constitution, declaring
expressly that 'the powers not delegated to the [182 U.S. 244, 317]
United States by the Constitution are reserved to the states
respectively?' And if the general government has no power to alienate the
territory of a state, it is too irresistible an argument to deny ourselves the
use of it on the present occasion.' Ibid.
The
opinions of Mr. Jefferson, however, met the approval of President Washington.
On March 18, 1792, in inclosing to the commissioners to Spain their commission,
he said, among other things:
'You
will herewith receive your commission; as also observations on these several
subjects reported to the President and approved by him, which will therefore
serve as instructions for you. These expressing minutely the sense of our
government, and what they wish to have done, it is unnecessary for me to do
more here than desire you to pursue these objects unremittingly,' etc. Ford's
Writings of Jefferson, vol. 5, p. 456.
When
the subject-matter to which the negotiations related is considered, it becomes
evident that the word 'state' as above used related merely to territory which
was either claimed by some of the states, as Mississippi territory was by
Georgia, or to the Northwest Territory, embraced within the ordinance of 1787,
or the territory south of the Ohio ( Tennessee), which had also been endowed
with all the rights and privileges conferred by that ordinance, and all which
territory had originally been ceded by states to the United States under
express stipulations that such ceded territory should be ultimately formed into
states of the Union. And this meaning of the word 'state' is absolutely in
accord with what I shall hereafter have occasion to demonstrate was the conception
entertained by Mr. Jefferson of what constituted the United States.
True,
from the exigency of a calamitous war or the necessity of a settlement of
boundaries, it may be that citizens of the United States may be expatriated by
the action of the treaty-making power, impliedly or expressly ratified by
Congress.
But
the arising of these particular conditions cannot justify the general
proposition that territory which is an integral part of the United States may,
as a mere act of sale, be disposed of. If, however, the right to dispose of an
incorporated American territory and citizens by the mere exertion of the power
to sell [182 U.S. 244, 318] be conceded, arguendo, it would not relieve
the dilemma. It is ever true that, where a malign principle is adopted, as long
as the error is adhered to it must continue to produce its baleful results.
Certainly, if there be no power to acquire subject to a condition, it must
follow that there is no authority to dispose of subject to conditions, since it
cannot be that the mere change of form of the transaction could bestow a power
which the Constitution has not conferred. It would follow, then, that any
conditions annexed to a disposition which looked to the protection of the
people of the United States, or to enable them to safeguard the disposal of
territory, would be void; and thus it would be that either the United States
must hold on absolutely, or must dispose of unconditionally.
A
practical illustration will at once make the consequences clear. Suppose Congress
should determine that the millions of inhabitants of the Philippine islands
should not continue appurtenant to the United States, but that they should be
allowed to establish an autonomous government, outside of the Constitution of
the United States, coupled, however, with such conditions providing for control
as far only as essential to the guaranty of life and property and to protect
against foreign encroachment. If the proposition of incorporation be well
founded, at once the question would arise whether the ability to impose these
conditions existed, since no power was conferred by the Constitution to annex
conditions which would limit the disposition. And if it be that the question of
whether territory is immediately fit for incorporation when it is acquired is a
judicial, and not a legislative one, it would follow that the validity of the
conditions would also come within the scope of judicial authority, and thus the
entire political policy of the government be alone controlled by the judiciary.
The
theory as to the treaty-making power upon which the argument which has just
been commented upon rests, it is now proposed to be shown, is refuted by the
history of the government from the beginning. There has not been a single
cession made from the time of the Confederation up to the present day,
excluding the recent treaty with Spain, which has not contained stipulations to
the effect that the United States through Con- [182 U.S. 244, 319]
gress would either not disincorporate or would incorporate the ceded
territory into the United States. There were such conditions in the deed of
cession by Virginia when it conveyed the Northwest Territory to the United
States. Like conditions were attached by North Carolina to the cession whereby
the territory south of the Ohio, now Tennessee, was transferred. Similar
provisions were contained in the cession by Georgia of the Mississippi
territory, now the states of Alabama and Mississippi. Such agreements were also
expressed in the treaty of 1803, ceding Louisiana; that of 1819, ceding the
Floridas, and in the treaties of 1848 and 1853, by which a large extent of
territory was ceded to this country, as also in the Alaska treaty of 1867. To
adopt the limitations on the treaty-making power now insisted upon would presuppose
that every one of these conditions thus sedulously provided for were
superfluous, since the guaranties which they afforded would have obtained,
although they were not expressly provided for.
When
the various treaties by which foreign territory has been acquired are
considered in the light of the circumstances which surrounded them, it becomes
to my mind clearly established that the treaty-making power was always deemed
to be devoid of authority to incorporate territory into the United States without
the assent, express or implied, of Congress, and that no question to the
contrary has ever been even mooted. To appreciate this it is essential to bear
in mind what the words 'United States' signified at the time of the adoption of
the Constitution. When by the treaty of peace with Great Britain the
independence of the United States was acknowledged, it is unquestioned that all
the territory within the boundaries defined in that treaty, whatever may have
been the disputes as to title, substantially belonged to particular states. The
entire territory was part of the United States, and all the native white
inhabitants were citizens of the United States and endowed with the rights and
privileges arising from that relation. When, as has already been said, the
Northwest Territory was ceded by Virginia, it was expressly stipulated that the
rights of the inhabitants in this regard should be respected. The ordinance of
1787, providing for the government of the Northwest Territory, fulfilled [182 U.S. 244, 320] this promise on behalf of the
Confederation. Without undertaking to reproduce the text of the ordinance, it
suffices to say that it contained a bill of rights, a promise of ultimate
statehood, and it provided ( italics mine) that 'the said territory and the
states which may be formed therein shall ever remain a part of this Confederacy
of the United States of America, subject to the Articles of Confederation, and
to such alterations therein as shall be constitutionally made, and to all the
acts and ordinances of the United States in Congress assembled, conformably
thereto.' It submitted the inhabitants to a liability for a tax to pay their
proportional part of the public debt and the expenses of the government, to be
assessed by the rule of apportionment which governed the states of the
Confederation. It forbade slavery within the territory, and contained a
stipulation that the provisions of the ordinance should ever remain unalterable
unless by common consent.
Thus
it was at the adoption of the Constitution, the United States, as a
geographical unit and as a governmental conception both in the international
and domestic sense, consisted not only of states, but also of territories, all
the native white inhabitants being endowed with citizenship, protected by
pledges of a common union, and, except as to political advantages, all enjoying
equal rights and freedom, and safeguarded by substantially similar guaranties,
all being under the obligation to contribute their proportionate share for the
liquidation of the debt and future expenses of the general government.
The
opinion has been expressed that the ordinance of 1787 became inoperative and a
nullity on the adoption of the Constitution (Taney, Ch. J., in Scott v.
Sandford, 19 How. 438, 15 L. ed. 713), while, on the other hand, it has been
said that the ordinance of 1787 was 'the most solemn of all engagements,' and
became a part of the Constitution of the United States by reason of the 6th
article, which provided that 'all debts contracted and engagements entered into
before the adoption of this Constitution shall be as valid against the United
States under this Constitution as under the Confederation.' Per Baldwin, J.,
concurring opinion in Pollard v. Kibbe, 14 Pet. 417, 10 L. ed. 521, and per
Catron, J ., in dissenting opinion in Stra- [182 U.S. 244, 321] der.
Graham, 10 How. 98, 13 L. ed. 343. Whatever view may be taken of this
difference of legal opinion, my mind refuses to assent to the conclusion that
under the Constitution the provision of the Northwest Territory ordinance
making such territory forever a part of the Confederation was not binding on
the government of the United States when the Constitution was formed. When it
is borne in mind that large tracts of this territory were reserved for distribution
among the Continental soldiers, it is impossible for me to believe that it was
ever considered that the result of the cession was to take the Northwest
Territory out of the Union, the necessary effect of which would have been to
expatriate the very men who by their suffering and valor had secured the
liberty of their united country. Can it be conceived that North Carolina, after
the adoption of the Constitution, would cede to the general government the
territory south of the Ohio river, intending thereby to expatriate those
dauntless mountaineers of North Carolina who had shed lustre upon the
Revolutionary arms by the victory of King's mountain? And the rights bestowed
by Congress after the adoption of the Constitution, as I shall proceed to
demonstrate, were utterly incompatible with such a theory.
Beyond
question, in one of the early laws enacted at the first session of the First
Congress, the binding force of the ordinance was recognized, and certain of its
provisions concerning the appointment of officers in the territory were amended
to conform the ordinance to the new Constitution. 1 Stat. at L. 50, chap. 8.
In
view of this it cannot, it seems to me, be doubted that the United States
continued to be composed of states and territories, all forming an integral
part thereof and incorporated therein, as was the case prior to the adoption of
the Constitution. Subsequently, the territory now embraced in the state of
Tennessee was ceded to the United States by the state of North Carolina. In
order to insure the rights of the native inhabitants, it was expressly
stipulated that the inhabitants of the ceded territory should enjoy all the
rights, privileges, benefits, and advantages set forth in the ordinance 'of the
late Congress for the government of the western territory of the United [182 U.S. 244, 322] States.' A condition was, however, inserted
in the cession, that no regulation should be made by Congress tending to
emancipate slaves. By act of April 2, 1790 (1 Stat. at L. 106, chap. 6) this
cession was accepted. And at the same session, on May 26, 1790, an act was
passed for the government of this territory, under the designation of 'the
territory of the United States south of the Ohio river.' 1 Stat. at L. 123,
chap. 14. This act, except as to the prohibition which was found in the
Northwest Territory ordinance as to slavery, in express terms declared that the
inhabitants of the territory should enjoy all the rights conferred by that
ordinance.
A
government for the Mississippi territory was organized on April 7, 1798. 1
Stat. at L. 549, chap. 28. The land embraced was claimed by the state of
Georgia, and her rights were saved by the act. The 6th section thereof provided
as follows:
'Sec.
6. And be it further enacted, That from and after the establishment of the said
government, the people of the aforesaid territory shall be entitled to and
enjoy, all and singular, the rights, privileges, and advantages granted to the
people of the territory of the United States northwest of the river Ohio, in and
by the aforesaid ordinance of the thirteenth day of July, in the year one
thousand seven hundred and eighty-seven, in as full and ample a manner as the
same are possessed and enjoyed by the people of the said last-mentioned
territory.'
Thus
clearly defined by boundaries, by common citizenship, by like guaranties, stood
the United States when the plan of acquiring by purchase from France the
province of Louisiana was conceived by President Jefferson. Naturally, the
suggestion which arose was the power on the part of the government of the
United States, under the Constitution, to incorporate into the United States-a
Union then composed, as I have stated, of states and territories-a foreign
province inhabited by an alien people, and thus make them partakers in the
American commonwealth. Mr. Jefferson, not doubting the power of the United
States to acquire, consulted Attorney General Lincoln as to the right by treaty
to stipulate for incorporation. By that officer Mr. Jefferson was, in effect,
advised that the power to incorporate, that is, to share the privileges and im-
[182 U.S. 244, 323] munities of the people of the United States
with a foreign population, required the consent of the people of the United
States, and it was suggested, therefore, that if a treaty of cession were made
containing such agreements it should be put in the form of a change of
boundaries, instead of a cession, so as thereby to bring the territory within
the United States. The letter of Mr. Lincoln was sent by President Jefferson to
Mr. Gallatin, the Secretary of the Treasury. Mr. Gallatin did not agree as to
the propriety of the expedient suggested by Mr. Lincoln. In a letter to
President Jefferson, in effect so stating, he said:
'But
does any constitutional objection really exist? To me it would appear (1) that
the United States as a nation have an inherent right to acquire territory; (2)
that whenever that acquisition is by treaty, the same constituted authorities
in which the treaty-making power is vested have a constitutional right to
sanction the acquisition; (3) that whenever the territory has been acquired
Congress have the power either of admitting into the Union as a new state, or
of annexing to a state, with the consent of that state, or of making
regulations for the government of such territory.' Gallatin's Writings, vol. 1,
p. 11, etc.
To
this letter President Jefferson replied in January, 1803, clearly showing that
he thought there was no question whatever of the right of the United States to
acquire, but that he did not believe incorporation could be stipulated for and
carried into effect without the consent of the people of the United States. He
said (italics mine):
'You
are right, in my opinion, as to Mr. L.'s proposition: There is no
constitutional difficulty as to the acquisition of territory, and whether when
acquired it may be taken into the Union by the Constitution as it now stands
will become a question of expediency. I think it will be safer not to permit
the enlargement of the Union but by amendment of the Constitution.' Gallatin's
Writings, vol. 1, p. 115.
And
the views of Mr. Madison, then Secretary of State, exactly conformed to those
of President Jefferson, for, on March 2, 1803, in a letter to the commissioners
who were negotiating the treaty, he said:
'To
incorporate the inhabitants of the hereby ceded territory [182 U.S. 244, 324]
with the citizens of the United States, being a provision which cannot
now be made, it is to be expected from the character and policy of the United
States that such incorporation will take place without unnecessary delay.' 2
State Papers, 540.
Let
us pause for a moment to accentuate the irreconcilable conflict which exists
between the interpretation given to the Constitution at the time of the
Louisiana treaty by Jefferson and Madison, and the import of that instrument as
now insisted upon. You are to negotiate, said Madison to the commissioners, to
obtain a cession of the territory, but you must not under any circumstances
agree 'to incorporate the inhabitants of the hereby ceded territory with the
citizens of the United States, being a provision which cannot now be made.'
Under the theory now urged, Mr. Madison should have said: You are to negotiate
for the cession of the territory of Louisiana to the United States, and if
deemed by you expedient in accomplishing this purpose, you may provide for the
immediate incorporation of the inhabitants of the acquired territory into the
United States. This you can freely do because the Constitution of the United
States has conferred upon the treaty-making power the absolute right to bring
all the alien people residing in acquired territory into the United States, and
thus divide with them the rights which peculiarly belong to the citizens of the
United States. Indeed, it is immaterial whether you make such agreements, since
by the effect of the Constitution, without reference to any agreements which
you may make for that purpose, all the alien territory and its inhabitants will
instantly become incorporated into the United States if the territory is
acquired.
Without
going into details, it suffices to say that a compliance with the instructions
given them would have prevented the negotiators on behalf of the United States
from inserting in the treaty any provision looking even to the ultimate
incorporation of the acquired territory into the United States. In view of the
emergency and exigencies of the negotiations, however, the commissioners were
constrained to make such a stipulation, and the treaty provided as follows:
'Art.
3. The inhabitants of the ceded territory shall be incorporated in the Union of
the United States, and admitted [182
U.S. 244, 325] as soon as
possible, according to the principles of the Federal Constitution, to the
enjoyment of all the rights, advantages, and immunities of citizens of the
United States; and in the meantime they shall be maintained and protected in
the free enjoyment of their liberty, property, and the religion which they
profess.' 8 Stat. at L. 202.
Weighing
the provisions just quoted, it is evident they refute the theory of
incorporation arising at once from the mere force of a treaty, even although
such result be directly contrary to any provisions which a treaty may contain.
Mark the language. It expresses a promise: 'The inhabitants of the ceded
territory shall be incorporated in the Union of the United States. . . .'
Observe how guardedly the fulfilment of this pledge is postponed until its
accomplishment is made possible by the will of the American people, since it is
to be executed only 'as soon as possible according to the principles of the
Federal Constitution.' If the view now urged be true, this wise circumspection
was unnecessary, and, indeed, as I have previously said, the entire proviso was
superfluous, since everything which it assured for the future was immediately
and unalterably to arise.
It
is said, however, that the treaty for the purchase of Louisiana took for
granted that the territory ceded would be immediately incorporated into the
United States, and hence the guaranties contained in the treaty related, not to
such incorporation, but was a pledge that the ceded territory was to be made a
part of the Union as a state. The minutest analysis, however, of the clauses of
the treaty, fails to disclose any reference to a promise of statehood, and
hence it can only be that the pledges made referred to incorporation into the
United States. This will further appear when the opinions of Jefferson and
Madison and their acts on the subject are reviewed. The argument proceeds upon
the theory that the words of the treaty, 'shall be incorporated into the Union
of the United States,' could only have referred to a promise of statehood,
since the then existing and incorporated territories were not a part of the
Union of the United States, as that Union consisted only of the states. But
this has been shown to be unfounded, [182
U.S. 244, 326] since the
'Union of the United States' was composed of states and territories, both
having been embraced within the boundaries fixed by the treaty of peace between
Great Britain and the United States which terminated the Revolutionary War, the
latter, the territories, embracing districts of country which were ceded by the
states to the United States under the express pledge that they should forever
remain a part thereof. That this conception of the Union composing the United
States was the understanding of Jefferson and Madison, and indeed of all those
who participated in the events which preceded and led up to the Louisiana
treaty, results from what I have already said, and will be additionally
demonstrated by statements to be hereafter made. Again, the inconsistency of
the argument is evident. Thus, while the premise upon which it proceeds is that
foreign territory, when acquired, becomes at once a part of the United States,
despite conditions in the treaty expressly excluding such consequence, it yet
endeavors to escape the refutation of such theory which arises from the history
of the government by the contention that the territories which were a part of
the United States were not component constituents of the Union which composed
the United States. I do not understand how foreign territory which has been
acquired by treaty can be asserted to have been absolutely incorporated into
the United States as a part thereof despite conditions to the contrary inserted
in the treaty, and yet the assertion be made that the territories which, as I
have said, were in the United States originally as a part of the states, and
which were ceded by them upon express condition that they should forever so
remain a part of the United States, were not a part of the Union composing the
United States. The argument, indeed, reduces itself to this, that for the
purpose of incorporating foreign territory into the United States domestic
territory must be disincorporated. In other words, that the Union must be, at
least in theory, dismembered for the purpose of maintaining the doctrine of the
immediate incorporation of alien territory.
That
Mr. Jefferson deemed the provision of the treaty relating to incorporation to
be repugnant to the Constitution is unquestioned. While he conceded, as has
been seen, the right [182 U.S. 244,
327] to acquire, he
doubted the power to incorporate the territory into the United States without
the consent of the people by a consitutional amendment. In July, 1803, he
proposed two drafts of a proposed amendment, which he thought ought to be
submitted to the people of the United States to enable them to ratify the terms
of the treaty. The first of these, which is dated July, 1803, is printed in the
margin. 12
The
second and revised amendment was as follows:
'Louisiana,
as ceded by France to the United States, is made a part of the United States.
Its white inhabitants shall be citizens, and stand, as to their rights and
obligations, on the same footing with other citizens of the United States in
analogous situations. Save only that, as to the portion thereof lying north of
the latitude of the mouth of Arcana river, no new state shall be established
nor any grants of land made therein other than to Indians in exchange for
equivalent portions of lands occupied by them until an amendment of the Constitution
shall be made for those purposes.
'Florida
also, whensoever it may be rightfully obtained, shall become a part of the
United States. Its white inhabitants shall thereupon become citizens, and shall
stand, as to their rights and obligations, on the same footing with other
citizens of the United States in analogous situations.' Ford's Writings of
Jefferson, vol. 8, p. 241.
It
is strenuously insisted that Mr. Jefferson's conviction on the subject of the
repugnancy of the treaty to the Constitution was [182 U.S. 244, 328]
based alone upon the fact that he thought the treaty exceeded the limits
of the Constitution, because he deemed that it provided for the admission,
according to the Constitution, of the acquired territory as a new state or
states into the Union, and hence, for the purpose of conferring this power, he
drafted the amendment. The contention is refuted by two considerations: The
first, because the two forms of amendment which Mr. Jefferson prepared did not
purport to confer any power upon Congress to admit new states; and, second,
they absolutely forbade Congress from admitting a new state out of a described
part of the territory without a further amendment to the Constitution. It
cannot be conceived that Mr. Jefferson would have drafted an amendment to cure
a defect which he thought existed, and yet say nothing in the amendment on the
subject of such defect. And, moreover, it cannot be conceived that he drafted
an amendment to confer a power he supposed to be wanting under the Constitution,
and thus ratify the treaty, and yet in the very amendment withhold in express
terms, as to a part of the ceded territory, the authority which it was the
purpose of the amendment to confer.
I
excerpt in the margin13 two letters from Mr. Jefferson, one [182 U.S. 244, 329]
written under date of July 7, 1803, to William Dunbar, and the other
dated September 7, 1803, to Wilson Cary Nicholas, which show clearly the
difficulties which were in the mind of Mr. Jefferson, and which remove all
doubt concerning the meaning of the amendment which he wrote and the adoption
of which he deemed necessary to cure any supposed want of power concerning the
treaty would be provided for.
These
letters show that Mr. Jefferson bore in mind the fact that the Constitution in
express terms delegated to Congress the power to admit new states, and
therefore no further authority on this subject was required. But he thought
this power in Congress was confined to the area embraced within the limits of
the United States, as existing at the adoption of the Constitution. To fulfil
the stipulations of the treaty so as to cause the ceded territory to become a
part of the United States, Mr. Jefferson deemed an amendment to the
Constitution to be essential. For this reason the amendment which he formulated
declared that the territory ceded was to be 'a part of the United States, and
its white inhabitants shall be citizens, and stand, as to their rights and
obligations, on the same footing with other citizens of the United States in analogous
situations.' What these words meant is not open to doubt when it is observed
that they were but the paraphrase of the following words, which were contained
in the first proposed amendment which Mr. Jefferson wrote: 'Vesting the
inhabitants thereof with all rights possessed by other territorial citizens of
the United States,'-which clearly show that it was the want of power to
incorporate the ceded country into the United States as a territory which was
in Mr. Jefferson's mind, and to accomplish which re- [182 U.S. 244, 330]
sult he thought an amendment to the Constitution was required. This
provision of the amendment applied to all of the territory ceded, and therefore
brought it all into the United States, and hence placed it in a position where
the power of Congress to admit new states would have attached to it. As Mr.
Jefferson deemed that every requirement of the treaty would be fulfilled by
incorporation, and that it would be unwise to form a new state out of the upper
part of the new territory, after thus providing for the complete execution of
the treaty by incorporation of all the territory into the United States, he
inserted a provision forbidding Congress from admitting a new state out of a
part of the territory.
With
the debates which took place on the subject of the treaty I need not
particularly concern myself. Some shared Mr. Jefferson's doubts as to the right
of the treaty-making power to incorporate the territory into the United States
without an amendment of the Constitution; others deemed that the provision of
the treaty was but a promise that Congress would ultimately incorporate as a
territory, and, until by the action of Congress this latter result was brought
about, full power of legislation to govern as deemed best was vested in Congress.
This latter view prevailed. Mr. Jefferson's proposed amendment to the
Constitution, therefore, was never adopted by Congress, and hence was never
submitted to the people.
An
act was approved on October 31, 1803 (2 Stat. at L. 245, chap. 1) 'to enable
the President of the United States to take possession of the territories ceded
by France to the United States by the treaty concluded at Paris on the 30th of
April last, and for the temporary government thereof.' The provisions of this
act were absolutely incompatible with the conception that the territory had
been incorporated into the United States by virtue of the cession. On November
10, 1803 (2 Stat. at L. 245, chap. 2 ), an act was passed providing for the
issue of stock to raise the funds to pay for the territory. On February 24,
1804 (2 Stat. at L. 251, chap. 13), an act was approved which expressly
extended certain revenue and other laws over the ceded country. On March 26,
1804 (2 Stat. at L. 283, chap. 38), an act was passed dividing the 'province of
Louisiana' into Orleans territory on the south and the district of Louisiana to
[182 U.S. 244, 331] the north. This act extended over the
territory of Orleans a large number of the general laws of the United States,
and provided a form of government. For the purposes of government the district
of Louisiana was attached to the territory of Indiana, which had been carved
out of the Northwest Territory. Although the area described as Orleans
territory was thus under the authority of a territorial government, and many
laws of the United States had been extended by act of Congress to it, it was
manifest that Mr. Jefferson thought that the requirement of the treaty that it
should be incorporated into the United States had not been complied with.
In
a letter written to Mr. Madison on July 14, 1804, Mr. Jefferson, speaking of
the treaty of cession, said (Ford's Writings of Jefferson, vol. 8, p. 313):
'The
inclosed reclamations of Girod & Chote against the claims of Bapstroop to a
monopoly of the Indian commerce supposed to be under the protection of the 3d
article of the Louisiana convention, as well as some other claims to abusive
grants, will probably force us to meet that question. The article has been
worded with remarkable caution on the part of our negotiators. It is that the
inhabitants shall be admitted as soon as possible, according to the principles
of our Constitution, to the enjoyment of all the rights of citizens, and, in
the meantime, en attendant, shall be maintained in their liberty, property, and
religion. That is, that they shall continue under the protection of the treaty
until the principles of our Constitution can be extended to them, when the
protection of the treaty is to cease, and that of our own principles to take
its place. But as this could not be done at once, it has been provided to be as
soon as our rules will admit. Accordingly, Congress has begun by extending
about twenty particular laws by their titles, to Louisiana. Among these is the
act concerning intercourse with the Indians, which establishes a system of
commerce with them admitting no monopoly. That class of rights, therefore, are
now taken from under the treaty and placed under the principles of our laws. I
imagine it will be necessary to express an opinion to Governor Claiborne on
this subject, after you shall have made up one.' [182 U.S. 244, 332]
In another letter to Mr. Madison, under date of August 15, 1804, Mr.
Jefferson said (Ibid. p. 315):
'I
am so much impressed with the expediency of putting a termination to the right
of France to patronize the rights of Louisiana, which will cease with their
complete adoption as citizens of the United States, that I hope to see that
take place on the meeting of Congress.'
At
the following session of Congress, on March 2, 1805 (2 Stat. at L. 322, chap.
23), an act was approved, which, among other purposes, doubtless was intended
to fulfil the hope expressed by Mr. Jefferson in the letter just quoted. That
act, in the 1st section, provided that the inhabitants of the territory of
Orleans 'shall be entitled to and enjoy all the rights, privileges, and
advantages secured by the said ordinance' ( that is, the ordinance of 1787)
'and now enjoyed by the people of the Mississippi territory.' As will be
remembered, the ordinance of 1787 had been extended to that territory. 1 Stat.
at L. 550, chap. 28. Thus, strictly in accord with the thought embodied in the
amendments contemplated by Mr. Jefferson, citizenship was conferred, and the
territory of Orleans was incorporated into the United States to fulfil the
requirements of the treaty, by placing it exactly in the position which it
would have occupied had it been within the boundaries of the United States as a
territory at the time the Constitution was framed. It is pertinent to recall
that the treaty contained stipulations giving certain preferences and
commercial privileges for a stated period to the vessels of French and Spanish
subjects, and that, even after the action of Congress above stated, this
condition of the treaty continued to be enforced, thus demonstrating that even
after the incorporation of the territory the express provisions conferring a
temporary right which the treaty had stipulated for and which Congress had
recognized were not destroyed, the effect being that incorporation as to such
matter was for the time being in abeyance.
The
upper part of the province of Louisiana, designated by the act of March 26,
1804 (2 Stat. at L. 283, chap. 38), as the district of Louisiana, and by the
act of March 3, 1805 (2 Stat. at L. 331, chap. 31), as the territory of
Louisiana, was created the territory of Mis- [182 U.S. 244, 333]
souri on June 4, 1812. 2 Stat. at L. 743, chap. 95. By this latter act,
though the ordinance of 1787 was not in express terms extended over the territory,-probably
owing to the slavery agitation,-the inhabitants of the territory were accorded
substantially all the rights of the inhabitants of the Northwest Territory.
Citizenship was in effect recognized in the 9th section, while the 14th section
contained an elaborate declaration of the rights secured to the people of the
territory.
Pausing
to analyze the practical construction which resulted from the acquisition of
the vast domain covered by the Louisiana purchase, it indubitably results,
first, that it was conceded by every shade of opinion that the government of
the United States had the undoubted right to acquire, hold, and govern the
territory as a possession, and that incorporation into the United States could
under no circumstances arise solely from a treaty of cession, even although it
contained provisions for the accomplishment of such result; second, it was
strenuously denied by many eminent men that, in acquiring territory,
citizenship could be conferred upon the inhabitants within the acquired
territory; in other words, that the territory could be incorporated into the
United States without an amendment to the Constitution; and, third, that the
opinion which prevailed was that, although the treaty might stipulate for
incorporation and citizenship under the Constitution, such agreements by the
treaty-making power were but promises depending for their fulfilment on the
furture action of Congress. In accordance with this view the territory acquired
by the Louisiana purchase was governed as a mere dependency until, conformably
to the suggestion of Mr. Jefferson, it was by the action of Congress
incorporated as a territory into the United States, and the same rights were
conferred in the same mode by which other territories had previously been incorporated,
that is, by bestowing the privileges of citizenship and the rights and
immunities which pertained to the Northwest Territory.
Florida
was ceded by treaty signed on February 22, 1819. 8 Stat. at L. 252. While
drafted in accordance with the precedent afforded by the treaty ceding
Louisiana, the Florida treaty was slightly modified in its phraseology,
probably to meet the view [182 U.S.
244, 334] that under the
Constitution Congress had the right to determine the time when incorporation
was to arise. Acting under the precedent afforded by the Louisiana case,
Congress adopted a plan of government which was wholly inconsistent with the
theory that the territory had been incorporated. General Jackson was appointed
governor under this act, and exercised a degree of authority entirely in
conflict with the conception that the territory was a part of the United
States, in the sense of incorporation, and that those provisions of the
Constitution which would have been applicable under that hypothesis were then
in force. It will serve no useful purpose to go through the gradations of
legislation adopted as to Florida. Suffice it to say that in 1822 (3 Stat. at
L. 654, chap. 13), an act was passed as in the case of Missouri, and presumably
for the same reason, which, while not referring to the Northwest Territory
ordinance, in effect endowed the inhabitants of that territory with the rights
granted by such ordinance.
This
treaty also, it is to be remarked, contained discriminatory commercial
provisions incompatible with the conception of immediate incorporation arising
from the treaty, and they were enforced by the executive officers of the
government.
The
intensity of the political differences which existed at the outbreak of
hostilities with Mexico and at the termination of the war with that country,
and the subject around which such conflicts of opinion centered, probably
explain why the treaty of peace with Mexico departed from the form adopted in
the previous treaties concerning Florida and Louisiana. That treaty, instead of
expressing a cession in the form previously adopted, whether intentionally or
not I am unable, of course, to say, resorted to the expedient suggested by
Attorney General Lincoln to President Jefferson, and accomplished the cession by
changing the boundaries of the two countries; in other words, by bringing the
acquired territory within the described boundaries of the United States. The
treaty, besides, contained a stipulation for rights of citizenship; in other
words, a provision equivalent in terms to those used in the previous treaties
to which I have referred. The controversy which was then flagrant on the
subject of slavery prevented the passage of [182 U.S. 244, 335] bill
giving California a territorial form of government, and California, after
considerable delay, was therefore directly admitted into the Union as a state.
After the ratification of the treaty various laws were enacted by Congress,
which in effect treated the territory as acquired by the United States; and the
executive officers of the government, conceiving that these acts were an
implied or express ratification of the provisions of the treaty by Congress,
acted upon the assumption that the provisions of the treaty were thus made
operative, and hence incorporation had thus become efficacious.
Ascertaining
the general rule from the provisions of this latter treaty and the practical
execution which it received, it will be seen that the precedents established in
the cases of Louisiana and Florida were departed from to a certain extent; that
is, the rule was considered to be that where the treaty, in express terms,
brought the territory within the boundaries of the United States and provided
for incorporation, and the treaty was expressly or impliedly recognized by Congress,
the provisions of the treaty ought to be given immediate effect. But this did
not conflict with the general principles of the law of nations which I have at
the outset stated, but enforced it, since the action taken assumed, not that
incorporation was brought about by the treat-making power wholly without the
consent of Congress, but only that, as the treaty provided for incorporation in
express terms, and Congress had acted without repudiating it, its provisions
should be at once enforced.
Without
referring in detail to the acquisition from Russia of Alaska, it suffices to
say that that treaty also contained provisions for incorporation, and was acted
upon exactly in accord with the practical construction applied in the case of
the acquisitions from Mexico, as just stated. However, the treaty ceding Alaska
contained an express provision excluding from citizenship the uncivilized
native tribes, and it has been nowhere contended that this condition of
exclusion was inoperative because of the want of power under the Constitution
in the treaty-making authority to so provide, which must be the case if the
limitation on the treaty- making power, which is here asserted, be well
founded. The treaty concerning Alaska, therefore, adds [182 U.S. 244, 336]
cogency to the conception established by every act of the government
from the foundation,-that the condition of a treaty, when expressly or
impliedly ratified by Congress, becomes the measure by which the rights arising
from the treaty are to be adjusted.
The
demonstration which it seems to me is afforded by the review which has preceded
is, besides, sustained by various other acts of the government which to me are
wholly inexplicable except upon the theory that it was admitted that the
government of the United States had the power to acquire and hold territory
without immediately incorporating it. Take, for instance, the simultaneous
acquisition and admission of Texas, which was admitted into the Union as a
state by joint resolution of Congress, instead of by treaty. To what grant of
power under the Constitution can this action be referred, unless it be admitted
that Congress is vested with the right to determine when incorporation arises?
It cannot be traced to the authority conferred on Congress to admit new states,
for to adopt that theory would be to presuppose that this power gave the
prerogative of conferring statehood on wholly foreign territory. But this I
have incidentally shown is a mistaken conception. Hence, it must be that the
action of Congress at one and the same time fulfilled the function of
incorporation; and, this being so, the privilege of statehood was added. But I
shall not prolong this opinion by occupying time in referring to the many other
acts of the government which further refute the correctness of the propositions
which are here insisted on and which I have previously shown to be without
merit. In concluding my appreciation of the history of the government,
attention is called to the 13th Amendment to the Constitution, which to my mind
seems to be conclusive. The 1st section of the amendment, the italics being
mine, reads as follows: 'Sec. 1. Neither slavery nor involuntary servitude,
except as a punishment for crime, whereof the party shall have been duly
convicted, shall exist within the United States, or any place subject to their
jurisdiction.' Obviously this provision recognized that there may be places
subject to the jurisdiction of the United States, but which are not [182 U.S. 244, 337] incorporated into it, and hence are not
within the United States in the completest sense of those words.
Let
me now proceed to show that the decisions of this court, without a single
exception, are absolutely in accord with the true rule as evolved from a
correct construction of the Constitution as a matter of first impression, and
as shown by the history of the government which has been previously epitomized.
As it is appropriate here, I repeat the quotation which has heretofore been
made from the opinion, delivered by Mr. Chief Justice Marshall, in American
Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242, where, considering
the Florida treaty, the court said (p. 542, L. ed. p. 255):
'The
usage of the world is, if a nation be not entirely subdued, to consider the
holding of conquered territory as a mere military occupation until its fate
shall be determined at the treaty of peace. If it be ceded by the treaty the
acquisition is confirmed, and the ceded territory becomes a part of the nation
to which it is annexed, either on the terms stipulated in the treaty of cession
or on such as its new master shall impose.'
In
Fleming v. Page the court, speaking through Mr. Chief Justice Taney, discussing
the acts of the military forces of the United States while holding possession
of Mexican territory, said (9 How. 614, 13 L. ed. 281):
'The
United States, it is true, may extend its boundaries by conquest or treaty, and
may demand the cession of territory as the condition of peace in order to
indemnify its citizens for the injuries they have suffered, or to reimburse the
government for the expenses of the war. But this can be done only by the
treaty-making power or the legislative authority.'
In
Cross v. Harrison, 16 How. 164, 14 L. ed. 889, the question for decision, as I
have previously observed, was as to the legality of certain duties collected
both before and after the ratification of the treaty of peace, on foreign
merchandise imported into California. Part of the duties collected were
assessed upon importations made by local officials before notice had been
received of the ratification of the treaty of peace, and when duties were laid
under a tariff which had been promulgated by the President. Other duties were
imposed subsequent to the receipt of notification of the ratification, and these
latter duties were laid [182 U.S. 244,
338] according to the
tariff as provided in the laws of the United States. All the exactions were
upheld. The court decided that, prior to and up to the receipt of notice of the
ratification of the treaty, the local government lawfully imposed the tariff
then in force in California, although it differed from that provided by
Congress, and that subsequent to the receipt of notice of the ratification of
the treaty the duty prescribed by the act of Congress, which the President had
ordered the local officials to enforce, could be lawfully collected. The
opinion undoubtedly expressed the thought that by the ratification of the
treaty in question, which, as I have shown, not only included the ceded
territory within the boundaries of the United States, but also expressly
provided for incorporation, the territory had become a part of the United
States, and the body of the opinion quoted the letter of the Secretary of the
Treasury, which referred to the enactment of laws of Congress by which the
treaty had been impliedly ratified. The decision of the court as to duties
imposed subsequent to the receipt of notice of the ratification of the treaty
of peace undoubtedly took the fact I have just stated into view, and, in addition,
was unmistakably proceeded upon the nature of the rights which the treaty
conferred. No comment can obscure or do away with the patent fact, namely, that
it was unequivocally decided that if different provisions had been found in the
treaty a contrary result would have followed. Thus, speaking through Mr.
Justice Wayne, the court said (16 How. 197, 14 L. ed. 903):
'By
the ratification of the treaty California became a part of the United States.
And, as there is nothing differently stipulated in the treaty with respect to
commerce, it became instantly bound and privileged by the laws which Congress
had passed to raise a revenue from duties on imports and tonnage.'
It
is, then, as I think, indubitably settled by the principles of the law of
nations, by the nature of the government created under the Constitution, by the
express and implied powers conferred upon that government by the Constitution,
by the mode in which those powers have been executed from the beginning, and by
an unbroken lien of decisions of this court, first announced by Marshall and
followed and lucidly expounded [182
U.S. 244, 339] by Taney,
that the treaty-making power cannot incorporate territory into the United
States without the express or implied assent of Congress, that it may insert in
a treaty conditions against immediate incorporation, and that on the other
hand, when it has expressed in the treaty the conditions favorable to
incorporation they will, if the treaty be not repudiated by Congress, have the
force of the law of the land, and therefore by the fulfilment of such
conditions cause incorporation to result. It must follow, therefore, that where
a treaty contains no conditions for incorporation, and, above all, where it not
only has no such conditions, but expressly provides to the contrary, that
incorporation does not arise until in the wisdom of Congress it is deemed that
the acquired territory has reached that state where it is proper that it should
enter into and form a part of the American family.
Does,
then, the treaty in question contain a provision for incorporation, or does it,
on the contrary, stipulate that incorporation shall not take place from the
mere effect of the treaty and until Congress has so determined?-is then the
only question remaining for consideration.
The
provisions of the treaty with respect to the status of Porto Rico and its
inhabitants are as follows:
Article
II.
Spain
cedes to the United States the Island of Porto Rico and other islands now under
Spanish sovereignty in the West Indies, and the island of Guam, in the Marianas
or Ladrones.
Article
IX.
Spanish
subjects, natives of the Peninsula, residing in the territory over which Spain
by the present treaty relinquishes or cedes her sovereignty, may remain in such
territory or may remove therefrom, retaining in either event all their rights
of property, including the right to sell or dispose of such property or of its
proceeds; and they shall also have the right to carry on their industry,
commerce, and professions, being subject in respect thereof to such laws as are
applicable to other foreigners. In case they remain in the territory they may
pre- [182 U.S. 244, 340] serve their allegiance to the Crown of
Spain by making, before a court of record, within a year from the date of the
exchange of ratifications of this treaty, a declaration of their decision to
preserve such allegiance; in default of which declaration they shall be held to
have renounced it and to have adopted the nationality of the territory in which
they may reside.
The
civil rights and political status of the native inhabitants of the territories
hereby ceded to the United States shall be determined by the Congress.
Article
X.
The
inhabitants of the territories over which Spain relinquishes or cedes her
sovereignty shall be secured in the free exercise of their religion.
It
is to me obvious that the above-quoted provisions of the treaty do not
stipulate for incorporation, but, on the contrary, expressly provide that the
'civil rights and political status of the native inhabitants of the territories
hereby ceded' shall be determined by Congress. When the rights to which this
careful provision refers are put in juxtaposition with those which have been
deemed essential from the foundation of the government to bring about
incorporation, all of which have been previously referred to, I cannot doubt
that the express purpose of the treaty was not only to leave the status of the
territory to be determined by Congress, but to prevent the treaty from
operating to the contrary. Of course, it is evident that the express or implied
acquiescence by Congress in a treaty so framed cannot import that a result was
brought about which the treaty itself-giving effect to its provisions-could not
produce. And, in addition, the provisions of the act by which the duty here in
question was imposed, taken as a whole, seem to me plainly to manifest the
intention of Congress that, for the present at least, Porto Rico is not to be
incorporated into the United States.
The
fact that the act directs the officers to swear to support the Constitution
does not militate against this view, for, as I have conceded, whether the
island be incorporated or not, the applicable provisions of the Constitution
are there in force. A [182 U.S. 244,
341] further analysis of
the provisions of the act seems to me not to be required in view of the fact
that as the act was reported from the committee it contained a provision
conferring citizenship upon the inhabitants of Porto Rico, and this was
stricken out in the Senate. The argument, therefore, can only be that rights
were conferred, which, after consideration, it was determined should not be
granted. Moreover I fail to see how it is possible, on the one hand, to declare
that Congress in passing the act had exceeded its powers by treating Porto Rico
as not incorporated into the United States, and, at the same time, it be said
that the provisions of the act itself amount to an incorporation of Porto Rico
into the United States, although the treaty had not previously done so. It in
reason cannot be that the act is void because it seeks to keep the island
disincorporated, and, at the same time, that material provisions are not to be
enforced because the act does incorporate. Two irreconcilable views of that act
cannot be taken at the same time, the consequence being to cause it to be
unconstitutional.
In
what has preceded I have in effect considered every substantial proposition,
and have either conceded or reviewed every authority referred to as
establishing that immediate incorporation resulted from the treaty of cession
which is under consideration. Indeed, the whole argument in favor of the view
that immediate incorporation followed upon the ratification of the treaty in
its last analysis necessarily comes to this: Since it has been decided that
incorporation flows from a treaty which provides for that result, when its
provisions have been expressly or impliedly approved by Congress, it must
follow that the same effect flows from a treaty which expressly stipulates to
the contrary, even although the condition to that end has been approved by
Congress. That is to say, the argument is this: Because a provision for
incorporation when ratified incorporates, therefore a provision against
incorporation must also produce the very consequence which it expressly
provides against.
The
result of what has been said is that while in an international sense Porto Rico
was not a foreign country, since it was subject to the sovereignty of and was
owned by the United States, it was foreign to the United States in a domestic
sense, [182 U.S. 244, 342] because the island had not been
incorporated into the United States, but was merely appurtenant thereto as a
possession. As a necessary consequence, the impost in question assessed on
coming from Porto Rico into the United States after the cession was within the
power of Congress, and that body was not, moreover, as to such impost,
controlled by the clause requiring that imposts should be uniform throughout
the United States; in other words, the provision of the Constitution just
referred to was not applicable to Congress in legislating for Porto Rico.
Incidentally
I have heretofore pointed out that the arguments of expediency pressed with so
much earnestness and ability concern the legislative, and not the judicial,
department of the government. But it may be observed that, even if the
disastrous consequences which are foreshadowed as arising from conceding that
the government of the United States may hold property without incorporation
were to tempt me to depart from what seems to me to be the plain line of
judicial duty, reason admonishes me that so doing would not serve to prevent
the grave evils which it is insisted must come, but, on the contrary, would
only render them more dangerous. This must be the result, since, as already
said, it seems to me it is not open to serious dispute that the military arm of
the government of the United States may hold and occupy conquered territory
without incorporation for such length of time as may seem appropriate to
Congress in the exercise of its discretion. The denial of the right of the
civil power to do so would not, therefore, prevent the holding of territory by
the United States if it was deemed best by the political department of the government,
but would simply necessitate that it should be exercised by the military
instead of by the civil power.
And
to me it further seems apparent that another and more disastrous result than
that just stated would follow as a consequence of an attempt to cause judicial
judgment to invade the domain of legislative discretion. Quite recently one of
the stipulations contained in the treaty with Spain which is now under
consideration came under review by this court. By the provision in question
Spain relinquished 'all claim of sover- [182
U.S. 244, 343] eignty over
and title to Cuba.' It was further provided in the treaty as follows:
'And
as the island is upon the evacuation by Spain to be occupied by the United
States, the United States will, so long as such occupation shall last, assume
and discharge the obligations that may under international law result from the
fact of its occupation, and for the protection of life and property.'
It
cannot, it is submitted, be questioned that, under this provision of the
treaty, as long as the occupation of the United States lasts, the benign
sovereignty of the United States extends over and dominates the island of Cuba.
Likewise, it is not, it seems to me, questionable that the period when that
sovereignty is to cease is to be determined by the legislative department of
the government of the United States in the exercise of the great duties imposed
upon it, and with the sense of the responsibility which it owes to the people
of the United States, and the high respect which it of course feels for all the
moral obligations by which the government of the United States may, either
expressly or impliedly, be bound. Considering the provisions of this treaty,
and reviewing the pledges of this government extraneous to that instrument, by
which the sovereignty of Cuba is to be held by the United States for the
benefit of the people of Cuba and for their account, to be relinquished to them
when the conditions justify its accomplishment, this court unanimously held in
Neely v. Henkel, 180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep.
302, that Cuba was not incorporated into the United States, and was a foreign
country. It follows from this decision that it is lawful for the United States
to take possession of and hold in the exercise of its sovereign power a
particular territory, without incorporating it into the United States, if there
be obligations of honor and good faith which, although not expressed in the
treaty, nevertheless sacredly bind the United States to terminate the dominion
and control when, in its political discretion, the situation is ripe to enable
it to do so. Conceding, then, for the purpose of the argument, it to be true
that it would be a violation of duty under the Constitution for the legislative
department, in the exercise of its discretion, to accept a cession of and
permanently hold territory which is not [182
U.S. 244, 344] intended to
be incorporated, the presumption necessarily must be that that department,
which within its lawful sphere is but the expression of the political
conscience of the people of the United States, will be faithful to its duty
under the Constitution, and therefore, when the unfitness of particular
territory for incorporation is demonstrated, the occupation will terminate. I
cannot conceive how it can be held that pledges made to an alien people can be
treated as more sacred than is that great pledge given by every member of every
department of the government of the United States to support and defend the
Constitution.
But
if it can be supposed-which, of course, I do not think to be conceivable-that
the judiciary would be authorized to draw to itself by an act of usurpation
purely political functions, upon the theory that if such wrong is not committed
a greater harm will arise, because the other departments of the government will
forget their duty to the Constitution and wantonly transcend its limitations, I
am further admonished that any judicial action in this case which would be
predicated upon such an unwarranted conception would be absolutely unavailing.
It cannot be denied that under the rule clearly settled in Neely v. Henkel, 180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep.
302, the sovereignty of the United States may be extended over foreign
territory to remain paramount until, in the discretion of the political
department of the government of the United States, it be relinquished. This
method, then, of dealing with foreign territory, would in any event be
available. Thus, the enthralling of the treaty-making power, which would result
from holding that no territory could be acquired by treaty of cession without
immediate incorporation, would only result in compelling a resort to the
subterfuge of relinquishment of sovereignty, and thus indirection would take
the place of directness of action,-a course which would be incompatible with
the dignity and honor of the government.
I
am authorized to say that Mr. Justice Shiras and Mr. Justice McKenna concur in
this opinion.
Mr.
Justice Gray, concurring: [182 U.S.
244, 345] Concurring in
the judgment of affirmance in this case, and in substance agreeing with the
opinion of Mr. Justice White, I will sum up the reasons for my concurrence in a
few propositions which may also indicate my position in other cases now
standing for judgment.
The
cases now before the court do not touch the authority of the United States over
the territories in the strict and technical sense, being those which lie within
the United States, as bounded by the Atlantic and Pacific Oceans, the Dominion
of Canada and the Republic of Mexico, and the territories of Alaska and Hawaii;
but they relate to territory in the broader sense, acquired by the United
States by war with a foreign state.
As
Chief Justice Marshall said: 'The Constitution confers absolutely on the
government of the Union the powers of making war and of making treaties; consequently,
that government possesses the power of acquiring territory, either by conquest
or by treaty. The usage of the world is, if a nation be not entirely subdued,
to consider the holding of conquered territory as a mere military occupation,
until its fate shall be determined at the treaty of peace. If it be ceded by
the treaty, the acquisition is confirmed, and the ceded territory becomes a
part of the nation to which it is annexed, either on the terms stipulated in
the treaty of cession, or on such as its new master shall impose.' American
Ins. Co. v. 356 Bales of Cotton (1828) 1 Pet. 511, 542, 7 L. ed. 242, 255.
The
civil government of the United States cannot extend immediately, and of its own
force, over territory acquired by war. Such territory must necessarily, in the
first instance, be governed by the military power under the control of the
President as Commander in Chief. Civil government cannot take effect at once,
as soon as possession is acquired under military authority, or even as soon as that
possession is confirmed by treaty. It can only be put in operation by the
action of the appropriate political department of the government, at such time
and in such degree as that department may determine. There must, of necessity,
be a transition period.
In
a conquered territory, civil government must take effect either by the action
of the treaty-making power, or by that of [182
U.S. 244, 346] the
Congress of the United States. The office of a treaty of cession ordinarily is
to put an end to all authority of the foreign government over the territory,
and to subject the territory to the disposition of the government of the United
States.
The
government and disposition of territory so acquired belong to the government of
the United States, consisting of the President, the Senate, elected by the
states, and the House of Representatives, chosen by and immediately
representing the people of the United States. Treaties by which territory is
acquired from a foreign state usually recognize this.
It
is clearly recognized in the recent treaty with Spain, especially in the 9th
article, by which 'the civil rights and political status of the native
inhabitants of the territories hereby ceded to the United States shall be
determined by the Congress.'
By
the 4th and 13th articles of the treaty, the United States agree that for ten
years Spanish ships and merchandise shall be admitted to the ports of the
Philippine islands on the same terms as ships and merchandise of the United
States, and Spanish scientific, literary, and artistic works not subversive of
public order shall continue to be admitted free of duty into all the ceded
territories. Neither of these provisions could be carried out if the
Constitution required the customs regulations of the United States to apply in
those territories.
In
the absence of congressional legislation, the regulation of the revenue of the
conquered territory, even after the treaty of cession, remains with the
executive and military authority.
So
long as Congress has not incorporated the territory into the United States,
neither military occupation nor cession by treaty makes the conquered territory
domestic territory, in the sense of the revenue laws; but those laws concerning
'foreign countries' remain applicable to the conquered territory until changed
by Congress. Such was the unanimous opinion of this court, as declared by Chief
Justice Taney in Fleming v. Page, 9 How. 603, 617, 13 L. ed. 276, 281.
If
Congress is not ready to construct a complete government for the conquered
territory, it may establish a temporary government, which is not subject to all
the restrictions of the Constitution. [182
U.S. 244, 347] Such was
the effect of the act of Congress of April 12, 1900 (31 Stat. at L. chap. 191),
entitled 'An Act Temporarily to Provide Revenues and a Civil Government for
Porto Rico, and for Other Purposes.' By the 3d section of that act, it was
expressly declared that the duties thereby established on merchandise and
articles going into Porto Rico from the United States, or coming into the
United States from Porto Rico, should cease in any event on March 1, 1902, and
sooner if the legislative assembly of Porto Rico should enact and put into
operation a system of local taxation to meet the necessities of the government established
by that act.
The
system of duties temporarily established by that act during the transition
period was within the authority of Congress under the Constitution of the
United States.
Mr.
Chief Justice Fuller, with whom concurred Mr. Justice Harlan, Mr. Justice
Brewer, and Mr. Justice Peckham, dissenting:
This
is an action brought to recover moneys exacted by the collector of customs at
the port of New York as import duties on two shipments of fruit from ports in
the island of Porto Rico to the port of New York in November, 1900
The
treaty ceding Porto Rico to the United States was ratified by the Senate
February 6, 1899; Congress passed an act to carry out its obligations March 3,
1899; and the ratifications were exchanged, and the treaty proclaimed April 11,
1899. Then followed the act approved April 12, 1900. 31 Stat. at L. 77, chap.
191.
Mr.
Justice Harlan, Mr. Justice Brewer, Mr. Justice Peckham, and myself are unable
to concur in the opinions and judgment of the court in this case. The majority
widely differ in the reasoning by which the conclusion is reached, although
there seems to be concurrence in the view that Porto Rico belongs to the United
States, but nevertheless, and notwithstanding the act of Congress, is not a
part of the United States subject to the provisions of the Constitution in
respect of the levy of taxes, duties, imposts, and excises. [182 U.S. 244, 348]
The inquiry is whether the act of April 12, 1900, so far as it requires
the payment of import duties on merchandise brought from a port of Porto Rico
as a condition of entry into other ports of the United States, is consistent
with the Federal Constitution.
The
act creates a civil government for Porto Rico, with a governor, secretary,
attorney general, and other officers, appointed by the President, by and with
the advice and consent of the Senate, who, together with five other persons,
likewise so appointed and confirmed, are constituted an executive council;
local legislative powers are vested in a legislative assembly consisting of the
executive council and a house of delegates to be elected; courts are provided
for, and, among other things, Porto Rico is constituted a judicial district,
with a district judge, attorney, and marshal, to be appointed by the President
for the term of four years. The district court is to be called the district
court of the United States for Porto Rico, and to possess, in addition to the
ordinary jurisdiction of district courts of the United States, jurisdiction of
all cases cognizant in the circuit courts of the United States. The act also
provides that 'writs of error and appeals from the final decisions of the
supreme court of Porto Rico and the district court of the United States shall
be allowed and may be taken to the Supreme Court of the United States in the
same manner and under the same regulations and in the same cases as from the
supreme courts of the territories of the United States; and such writs of error
and appeal shall be allowed in all cases where the Constitution of the United
States, or a treaty thereof, or an act of Congress is brought in question and
the right claimed thereunder is denied.'
It
was also provided that the inhabitants continuing to reside in Porto Rico, who
were Spanish subjects on April 11, 1899, and their children born subsequent
thereto (except such as should elect to preserve their allegiance to the Crown
of Spain), together with citizens of the United States residing in Porto Rico,
should 'constitute a body politic under the name of The People of Porto Rico,
with governmental powers as hereinafter conferred, and with power to sue and be
sued as such.' [182 U.S. 244, 349] All officials authorized by the act are
required to, 'before entering upon the duties of their respective offices, take
an oath to support the Constitution of the United States and the laws of Porto
Rico.'
The
2d, 3d, 4th, 5th and 38th sections of the act are printed in the margin. 14
[182 U.S. 244, 350] It will be seen that duties are imposed
upon 'merchandise coming into Porto Rico from the United States:' 'merchandise [182 U.S. 244, 351] coming into the United States from Porto
Rico;' taxes upon 'articles of merchandise of Porto Rican manufacture coming
into the United States and withdrawn from consumption or sale' 'equal to the
internal-revenue tax imposed in the United States upon like articles of
domestic manufacture;' and 'on all articles of merchandise of United States
manufacture coming into Porto Rico,' 'a tax equal in rate and amount to the
internal-revenue tax imposed in Porto Rico upon the like articles of Porto
Rican manufacture.'
And
it is also provided that all duties collected in Porto Rico on imports from
foreign countries and on 'merchandise coming into Porto Rico from the United
States,' and 'the gross amount of all collections of duties and taxes in the
United States upon articles of merchandise coming from Porto Rico,' shall be
held as a separate fund and placed 'at the disposal of the President to be used
for the government and benefit of Porto Rico' until the local government is
organized, when 'all collections of taxes and duties under this act shall be
paid into the treasury of Porto Rico, instead of being paid into the Treasury
of the United States.'
The
1st clause of 8 of article 1 of the Constitution [182 U.S. 244, 352]
provides: 'The Congress shall have power to lay and collect taxes,
duties, imposts, and excises, to pay the debts, and provide for the common
defense and general welfare of the United States; but all duties, imposts, and
excises shall be uniform throughout the United States.'
Clauses
4, 5, and 6 of 9 are:
'No
capitation, or other direct, tax shall be laid, unless in proportion to the
census or enumeration hereinbefore directed to be taken.
'No
tax or duty shall be laid on articles exported from any state.
'No
preference shall be given by any regulation of commerce or revenue to the ports
of one state over those of another; nor shall vessels bound to or from one
state be obliged to enter, clear, or pay duties in another.'
This
act on its face does not comply with the rule of uniformity, and that fact is
admitted.
The
uniformity required by the Constitution is a geographical uniformity, and is
only attained when the tax operates with the same force and effect in every
place where the subject of it is found. Knowlton v. Moore, 178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep.
747; Head Money Cases, 112 U.S. 594 , sub nom. Edye v. Robertson, 28
L. ed. 802, 5 Sup. Ct. Rep. 247. But it is said that Congress in attempting to
levy these duties was not exercising power derived from the 1st clause of 8, or
restricted by it, because in dealing with the territories Congress exercises
unlimited powers of government, and, moreover, that these duties are merely
local taxes.
This
court, in 1820, when Marshall was Chief Justice, and Washington, William
Johnson, Livingston, Todd, Duvall, and Story were his associates, took a
different view of the power of Congress in the matter of laying and collecting
taxes, duties, imposts, and excises in the territories, and its ruling in
Loughborough v. Blake, 5 Wheat. 317, 5 L. ed. 98, has never been overruled.
It
is said in one of the opinions of the majority that the Chief Justice 'made
certain observations which have occasioned some embarrassment in other cases.'
Manifestly this is so in this case, for it is necessary to overrule that
decision in order to reach the result herein announced. [182 U.S. 244, 353]
The question in Loughborough v. Blake was whether Congress had the right
to impose a direct tax on the District of Columbia apart from the grant of
exclusive legislation, which carried the power to levy local taxes. The court
held that Congress had such power under the clause in question. The reasoning
of Chief Justice Marshall was directed to show that the grant of the power 'to
lay and collect taxes, duties, imposts, and excises,' because it was general
and without limitation as to place, consequently extended 'to all places over
which the government extends,' and he declared that, if this could be doubted,
the doubt was removed by the subsequent words, which modified the grant, 'but
all duties, imposts, and excises shall be uniform throughout the United
States.' He then said: 'It will not be contended that the modification of the
power extends to places to which the power itself does not extend. The power,
then, to lay and collect duties, imposts, and excises may be exercised, and
must be exercised, throughout the United States. Does this term designate the
whole, or any particular portion of the American empire? Certainly this
question can admit of but one answer. It is the name given to our great
republic, which is composed of states and territories. The District of
Columbia, or the territory west of the Missouri, is not less within the United
States than Maryland or Pennsylvania; and it is not less necessary, on the
principles of our Constitution, that uniformity in the imposition of imposts,
duties, and excises should be observed in the one than in the other. Since,
then, the power to lay and collect taxes, which includes direct taxes, is
obviously coextensive with the power to lay and collect duties, imposts, and
excises, and since the latter extends throughout the United States, it follows
that the power to impose direct taxes also extends throughout the United
States.'
It
is wholly inadmissible to reject the process of reasoning by which the Chief
Justice reached and tested the soundness of his conclusion, as merely obiter.
Nor
is there any intimation that the ruling turned on the theory that the
Constitution irrevocably adhered to the soil of Maryland and Virginia, and
therefore accompanied the parts which were ceded to form the District, or that
'the tie' be- [182 U.S. 244, 354] tween those states and the Constitution
'could not be dissolved without at least the consent of the Federal and state
governments to a formal separation,' and that this was not given by the cession
and its acceptance in accordance with the constitutional provision itself, and
hence that Congress was restricted in the exercise of its powers in the
District, while not so in the territories.
So
far from that, the Chief Justice held the territories as well as the District
to be part of the United States for the purposes of national taxation, and
repeated in effect what he had already said in M'Culloch v. Maryland, 4 Wheat.
408, 4 L. ed. 602; 'Throughout this vast republic, from the St. Croix to the
Gulf of Mexico, from the Atlantic to the Pacific, revenue is to be collected
and expended, armies are to be marched and supported.'
Conceding
that the power to tax for the purposes of territorial government is implied
from the power to govern territory, whether the latter power is attributed to
the power to acquire or the power to make needful rules and regulations, these
particular duties are nevertheless not local in their nature, but are imposed
as in the exercise of national powers. The levy is clearly a regulation of
commerce, and a regulation affecting the states and their people as well as
this territory and its people. The power of Congress to act directly on the
rights and interests of the people of the states can only exist if and as
granted by the Constitution. And by the Constitution Congress is vested with
power 'to regulate commerce with foreign nations, and among the several states,
and with the Indian tribes.' The territories are indeed not mentioned by name,
and yet commerce between the territories and foreign nations is covered by the
clause, which would seem to have been intended to embrace the entire internal
as well as foreign commerce of the country.
It
is evident that Congress cannot regulate commerce between a territory and the
states and other territories in the exercise of the bare power to govern the
particular territory, and as this act was framed to operate and does operate on
the people of the states, the power to so legislate is apparently [182 U.S. 244, 355]
rested on the assumption that the right to regulate commerce between the
states and territories comes within the commerce clause by necessary
implication. Stoutenburgh v. Hennick, 129 U.S. 141 , 32 L. ed. 637, 9 Sup. Ct. Rep.
256.
Accordingly
the act of Congress of August 8, 1890, entitled 'An Act to Limit the Effect of
the Regulations of Commerce between the Several States, and with Foreign
Countries in Certain Cases,' applied in terms to the territories as well as to
the states. [26 Stat. at L. 313, chap. 728.]
In
any point of view, the imposition of duties on commerce operates to regulate
commerce, and is not a matter of local legislation; and it follows that the
levy of these duties was in the exercise of the national power to do so, and
subject to the requirement of geographical uniformity.
The
fact that the proceeds are devoted by the act to the use of the territory does
not make national taxes, local. Nobody disputes the source of the power to lay
and collect, duties geographically uniform, and apply the proceeds by a proper
appropriation act to the relief of a particular territory, but the destination
of the proceeds would not change the source of the power to lay and collect.
And that suggestion certainly is not strengthened when based on the diversion of
duties collected from all parts of the United States to a territorial treasury
before reaching the Treasury of the United States. Clause 7 of 9 of article 1
provides that 'no money shall be drawn from the Treasury, but in consequence of
appropriations made by law,' and the proposition that this may be rendered
inapplicable if the money is not permitted to be paid in so as to be
susceptible of being drawn out is somewhat startling.
It
is also urged that Chief Justice Marshall was entirely in fault because, while
the grant was general and without limitation as to place, the words,
'throughout the United States,' imposed a limitation as to place so far as the
rule of uniformity was concerned, namely, a limitation to the states as such.
Undoubtedly
the view of the Chief Justice was utterly inconsistent with that contention,
and, in addition to what has been quoted, he further remarked: 'If it be said
that the principle of uniformity, estab lished in the Constitution, secures the
District from oppression in the imposition of indirect taxes, it is [182 U.S. 244, 356] not less true that the principle of
apportionment, also established in the Constitution, secures the District from
any oppressive exercise of the power to lay and collect direct taxes.' [5
Wheat. 325, 5 L. ed. 100.] It must be borne in mind that the grant was of the
absolute power of taxation for national purposes, wholly unlimited as to place,
and subject to only one exception and two qualifications. The exception was
that exports could not be taxed at all. The qualifications were that direct
taxes must be imposed by the rule of apportionment, and indirect taxes by the
rule of uniformity. License Tax Cases, 5 Wall. 462, 18 L. ed. 497. But as the
power necessarily could be exercised throughout every part of the national
domain, state, territory, District, the exception and the qualifications
attended its exercise. That is to say, the protection extended to the people of
the states extended also to the people of the District and the territories.
In
Knowlton v. Moore, 178 U.S. 41 , 44 L. ed. 969, 20 Sup. Ct. Rep.
747, it is shown that the words, 'throughout the United States,' are but a
qualification introduced for the purpose of rendering the uniformity
prescribed, geographical, and not intrinsic, as would have resulted if they had
not been used.
As
the grant of the power to lay taxes and duties was unqualified as to place, and
the words were added for the sole purpose of preventing the uniformity required
from being intrinsic, the intention thereby to circumscribe the area within
which the power could operate not only cannot be imputed, but the contrary
presumption must prevail.
Taking
the words in their natural meaning,-in the sense in which they are frequently
and commonly used,-no reason is perceived for disagreeing with the Chief
Justice in the view that they were used in this clause to designate the
geographical unity known as 'The United States,' 'our great republic, which is
composed of states and territories.'
Other
parts of the Constitution furnish illustrations of the correctness of this
view. Thus, the Constitution vests Congress with the power 'to establish an
uniform rule of naturalization, and uniform laws on the subject of bankruptcy
throughout the United States.' [182
U.S. 244, 357] This
applies to the territories as well as the states, and has always been
recognized in legislation as binding.
Aliens
in the territories are made citizens of the United States, and bankrupts
residing in the territories are discharged from debts owing citizens of the
states, pursuant to uniform rules and laws enacted by Congress in the exercise
of this power.
The
14th Amendment provides that 'all persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens of the United
States and of the state wherein they reside;' and this court naturally held, in
the Slaughter-House Cases, 16 Wall. 36, 21 L. ed. 394, that the United States
included the District and the territories. Mr. Justice Miller observed: 'It had
been said by eminent judges that no man was a citizen of the United States,
except as he was a citizen of one of the states composing the Union. Those,
therefore, who had been born and resided always in the District of Columbia or
in the territories, though within the United States, were not citizens. Whether
this proposition was sound or not had never been judicially decided.' And he
said the question was put at rest by the amendment, and the distinction between
citizenship of the United States and citizenship of a state was clearly
recognized and established. 'Not only may a man be a citizen of the United
States without being a citizen of a state, but an important element is
necessary to convert the former into the latter. He must reside within the
state to make him a citizen of it, but it is only necessary that he should be
born or naturalized in the United States to be a citizen of the Union.'
No
person is eligible to the office of President unless he has 'attained the age
of thirty-five years, and been fourteen years a resident within the United
States.' Clause 5, 1, art. 2.
Would
a native-born citizen of Massachusetts be ineligible if he had taken up his
residence and resided in one of the territories for so many years that he had
not resided altogether fourteen years in the states? When voted for he must be
a citizen of one of the states (clause 3, 1, art. 2; art. 12), but as to length
of time must residence in the territories be counted against him? [182 U.S. 244, 358]
The 15th Amendment declares that 'the right of citizens of the United
States to vote shall not be denied or abridged by the United States or by any
state on account of race, color, or previous condition of servitude.' Where
does that prohibition on the United States especially apply if not in the
territories?
The
13th Amendment says that neither slavery nor involuntary servitude 'shall exist
within the United States or any place subject to their jurisdiction.' Clearly
this prohibition would have operated in the territories if the concluding words
had not been added. The history of the times shows that the addition was made
in view of the then condition of the country,-the amendment passed the house
January 31, 1865,-and it is, moreover, otherwise applicable than to the
territories. Besides, generally speaking, when words are used simply out of
abundant caution, the fact carries little weight.
Other
illustrations might be adduced, but it is unnecessary to prolong this opinion
by giving them.
I
repeat that no satisfactory ground has been suggested for restricting the words
'throughout the United States,' as qualifying the power to impose duties, to
the states, and that conclusion is the more to be avoided when we reflect that
it rests, in the last analysis, on the assertion of the possession by Congress
of unlimited power over the territories.
The
government of the United States is the government ordained by the Constitution,
and possesses the powers conferred by the Constitution. 'This original and
supreme will organizes the government, and assigns to different departments
their respective powers. It may either stop here, or establish certain limits
not to be transcended by those departments. The government of the United States
is of the latter description. The powers of the legislature are defined and
limited; and that those limits may not be mistaken or forgotten, the
Constitution is written. To what purpose are powers limited, and to what purpose
is that limitation committed to writing, if these limits may, at any time, be
passed by those intended to be restrained?' Marbury v. Madison, 1 Cranch, 176,
2 L. ed. 73. The opinion of the court, by Chief Justice Marshall, in that case,
was delivered at [182 U.S. 244, 359] the February term, 1803, and at the October
term, 1885, the court, in Yick Wo v. Hopkins, 118 U.S. 356 , 30 L. ed. 220, 6 Sup. Ct. Rep.
1064, speaking through Mr. Justice Matthews, said: 'When we consider the nature
and theory of our institutions of government, the principles upon which they
are supposed to rest, and review the history of their development, we are
constrained to conclude that they do not mean to leave room for the play and
action of purely personal and arbitrary power. Sovereignty itself is, of
course, not subject to law, for it is the author and source of law; but in our
system, while sovereign powers are delegated to the agencies of government,
sovereignty itself remains with the people, by whom and for whom all government
exists and acts. And the law is the definition and limitation of power.'
From
Marbury v. Madison to the present day, no utterance of this court has intimated
a doubt that in its operation on the people, by whom and for whom it was
established, the national government is a government of enumerated powers, the
exercise of which is restricted to the use of means appropriate and plainly
adapted to constitutional ends, and which are 'not prohibited, but consist with
the letter and spirit of the Constitution.'
The
powers delegated by the people to their agents are not enlarged by the
expansion of the domain within which they are exercised. When the restriction on
the exercise of a particular power by a particular agent is ascertained, that
is an end of the question.
To
hold otherwise is to overthrow the basis of our constitutional law, and
moreover, in effect, to reassert the proposition that the states, and not the
people, created the government.
It
is again to antagonize Chief Justice Marshall, when he said: 'The government of
the Union, then (whatever may be the influence of this fact on the case), is
emphatically and truly a government of the people. In form and in substance it
emanates from them. Its powers are granted by them, and are to be exercised
directly on them and for their benefit. This government is acknowledged by all
to be one of enumerated powers.' 4 Wheat. 404, 4 L. ed. 601.
The
prohibitory clauses of the Constitution are many, and [182 U.S. 244, 360]
they have been repeatedly given effect by this court in respect of the
territories and the District of Columbia.
The
underlying principle is indicated by Chief Justice Taney, in The Passenger
Cases, 7 How. 492, 12 L. ed. 790, where he maintained the right of the American
citizen to free transit in these words: 'Living, as we do, under a common
government charged with the great concerns of the whole Union, every citizen of
the United States, from the most remote states or territories, is entitled to
free access, not only to the principal departments established at Washington,
but also to its judicial tribunals and public offices in every state and
territory of the Union. . . . For all the great purposes for which the Federal
government was formed, we are one people, with one common country. We are all
citizens of the United States; and, as members of the same community, must have
the right to pass and repass through every part of it without interruption, as
freely as in our own states.'
In
Cross v. Harrison, 16 How. 197, 14 L. ed. 903, it was held that by the
ratification of the treaty with Mexico 'California became a part of the United
States,' and that 'the right claimed to land foreign goods within the United
States at any place out of a collection district, if allowed, would be a
violation of that provision in the Constitution which enjoins that all duties,
imposts, and excises shall be uniform throughout the United States.'
In
Dred Scott v. Sandford, 19 How. 393, 15 L. ed. 691, the court was unanimous in
holding that the power to legislate respecting a territory was limited by the
restrictions of the Constitution, or, as Mr. Justice Curtis put it, by 'the
express prohibitions on Congress not to do certain things.'
Mr.
Justice McLean said: 'No powers can be exercised which are prohibited by the
Constitution, or which are contrary to its spirit.'
Mr.
Justice Campbell: 'I look in vain, among the discussions of the time, for the
assertion of a supreme sovereignty for Congress over the territory then
belonging to the United States, or that they might thereafter acquire. I seek
in vain for an annunciation that a consolidated power had been inaugurated, [182 U.S. 244, 361] whose subject comprehended an empire, and
which had no restriction but the discretion of Congress.'
Chief
Justice Taney: 'The powers over person and property of which we speak are not
only not granted to Congress, but are in express terms denied, and they are
forbidden to exercise them. And this prohibition is not confined to the states,
but the words are general, and extend to the whole territory over which the
Constitution gives it power to legislate, including those portions of it
remaining under territorial government, as well as that covered by states. It
is a total absence of power everywhere within the dominion of the United
States, and places the citizens of a territory, so far as these rights are
concerned, on the same footing with citizens of the states, and guards them as
firmly and plainly against any inroads which the general government might
attempt under the plea of implied or incidental powers.'
Many
of the later cases were brought from territories over which Congress had
professed to 'extend the Constitution,' or from the District after similar
provision, but the decisions did not rest upon the view that the restrictions
on Congress were self-imposed, and might be withdrawn at the pleasure of that
body.
Capital
Traction Co. v. Hof, 174 U.S. 1 , 43 L. ed. 873, 19 Sup. Ct. Rep.
580, is a fair illustration, for it was there ruled, citing Webster v. Reid, 11
How. 437, 13 L. ed. 761; Callan v. Wilson, 127 U.S. 550 , 32 L. ed. 226, 8 Sup. Ct. Rep.
1301; Thompson v. Utah, 170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct.
Rep. 620, that 'it is beyond doubt, at the present day, that the provisions of
the Constitution of the United States securing the right of trial by jury,
whether in civil or in criminal cases, are applicable to the District of
Columbia.'
No
reference whatever was made to 34 of the act of February 21, 1871 ( 16 Stat. at
L. 419, chap. 62), which, in providing for the election of a delegate for the
District, closed with the words: 'The person having the greatest number of
legal votes shall be declared by the governor to be duly elected, and a
certificate thereof shall be given accordingly; and the Constitution and all
the laws of the United States, which are not locally inapplicable, shall have
the same force and effect within the said District of Columbia as elsewhere
within the United States.' [182 U.S.
244, 362] Nor did the
court in Bauman v. Ross, 167 U.S. 548 , 42 L. ed. 270, 17 Sup. Ct. Rep.
966, attribute the application of the 5th Amendment to the act of Congress, a
although it was cited to another point.
The
truth is that, as Judge Edmunds wrote, 'the instances in which Congress has
declared, in statutes organizing territories, that the Constitution and laws
should be in force there, are no evidence that they were not already there, for
Congress and all legislative bodies have often made enactments that in effect
merely declared existing law. In such cases they declare a pre-existing truth
to ease the doubts of casuists.' Cong. Rec. 56th Cong. 1st Sess., p. 3507.
In
Callan v. Wilson, 127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep.
1301, which was a criminal prosecution in the District of Columbia, Mr. Justice
Harlan, speaking for the court, said: 'There is nothing in the history of the
Constitution or of the original amendments to justify the assertion that the
people of this District may be lawfully deprived of the benefit of any of the
constitutional guaranties of life, liberty, and property,-especially of the
privilege of trial by jury in criminal cases.' And further: 'We cannot think
that the people of this District have, in that regard, less rights than those
accorded to the people of the territories of the United States.'
In
Thompson v. Utah, 170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct.
Rep. 620, it was held that a statute of the state of Utah providing for the
trial of criminal cases other than capital, by a jury of eight, was invalid as
applied on a trial for a crime committed before Utah was admitted; that it was
not 'competent for the state of Utah, upon its admission into the Union, to do
in respect of Thompson's crime what the United States could not have done while
Utah was a territory;' and that an act of Congress providing for a trial by a
jury of eight persons in the territory of Utah would have been in conflict with
the Constitution.
Article
6 of the Constitution ordains: 'This Constitution, and the laws of the United
States which shall be made in pursuance thereof and all treaties made, or which
shall be made, under the authority of the United States, shall be the supreme
law of the land.'
And,
as Mr. Justice Curtis observed in United States v. Morris, [182 U.S. 244, 363]
1 Curt. C. C. 50, Fed. Cas. No. 15,815, 'nothing can be clearer than the
intention to have the Constitution, laws, and treaties of the United States in
equal force throughout every part of the terribory of the United States, alike
in all places, at all times.'
But
it is said that an opposite result will be reached if the opinion of Chief
Justice Marshall in American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L.
ed 242, be read 'in connection with art. 3, 1 and 2 of the Constitution,
vesting 'the judicial power of the United States' in 'one Supreme Court, and in
such inferior courts as the Congress may from time to time ordain and
establish. The judges, both of the Supreme and inferior courts, shall hold
their offices during good behavior," etc. And it is argued: 'As the only
judicial power vested in Congress is to create courts whose judges shall hold
their offices during good behavior, it necessarily follows that, if Congress
authorizes the creation of courts and the appointment of judges for a limited
time, it must act independently of the Constitution, and upon territory which
is not part of the United States within the meaning of the Constitution.'
And
further, that if the territories 'be a part of the United States, it is
difficult to see how Congress could create courts in such territories, except
under the judicial clause of the Constitution.'
By
the 9th clause of 8 of article 1, Congress is vested with power 'to constitute
tribunals inferior to the Supreme Court,' while by 1 of article 3 the power is
granted to it to establish inferior courts in which the judicial power of the
government treated of in that article is vested.
That
power was to be exerted over the controversies therein named, and did not
relate to the general administration of justice in the territories, which was
committed to courts established as part of the territorial government.
What
the Chief Justice said was: 'These courts, then, are not constitutional courts,
in which the judicial power conferred by the Constitution on the general
government can be deposited. They are incapable of receiving it. They are
legislative courts, created in virtue of the general right of sovereignty which
exists in the government, or in virtue of that [182 U.S. 244, 364]
clause which enables Congress to make all needful rules and regulations
respecting the territory belonging to the United States. The jurisdiction with
which they are invested is not a part of that judicial power which is defined
in the 3d article of the Constitution, but is conferred by Congress in the
execution of those general powers which that body possesses over the
territories of the United States.'
The
Chief Justice was dealing with the subject in view of the nature of the
judicial department of the government and the distinction between Federal and
state jurisdiction, and the conclusion was, to use the language of Mr. Justice
Harlan in McAllister v. United States, 141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep.
949, 'that courts in the territories, created under the plenary municipal
authority that Congress possesses over the territories of the United States,
are not courts of the United States created under the authority conferred by
that article.'
But
it did not therefore follow that the territories were not parts of the United
States, and that the power of Congress in general over them was unlimited; nor
was there in any of the discussions on this subject the least intimation to
that effect.
And
this may justly be said of expressions in some other cases supposed to give
color to this doctrine of absolute dominion in dealing with civil rights.
In
Murphy v. Ramsey, 114 U.S. 15 , 29 L. ed. 47, 5 Sup. Ct. Rep.
747, Mr. Justice Matthews said: 'The personal and civil rights of the
inhabitants of the territories are secured to them, as to other citizens, by
the principles of constitutional liberty which restrain all the agencies of
government, state and national. Their political rights are franchises, which
they hold as privileges in the legislative discretion of the Congress of the
United States.'
In
the Church of Jesus Christ of L. D. S. v. United States, 136 U.S. 44 , 34 L. ed. 491, 10 Sup. Ct. Rep.
803, Mr. Justice Bradley observed: 'Doubtless Congress, in legislating for the
territories, would be subject to those fundamental limitations in favor of
personal rights which are formulated in the Constitution and its amendments;
but these limitations would exist rather by inference and the general spirit of
the Constitution, from which Congress derives all its powers, than by any
express and direct application of its provisions. [182 U.S. 244, 365]
That able judge was referring to the fact that the Constitution does not
expressly declare that its prohibitions operate on the power to govern the
territories, but, because of the implication that an express provision to that
effect might be essential, three members of the court were constrained to
dissent, regarding it, as was said, 'of vital consequence that absolute power
should never be conceded as belonging under our system of government to any one
of its departments.'
What
was ruled in Murphy v. Ramsey is that in places over which Congress has
exclusive local jurisdiction its power over the political status is plenary.
Much
discussion was had at the bar in respect of the citizenship of the inhabitants
of Porto Rico, but we are not required to consider that subject at large in
these cases. It will be time enough to seek a ford when, if ever, we are
brought to the stream.
Yet
although we are confined to the question of the validity of certain duties
imposed after the organization of Porto Rico as a territory of the United
States, a few observations and some references to adjudged cases may well
enough be added in view of the line of argument pursued in the concurring
opinion.
In
American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 541,- in which, by the way,
the court did not accept the views of Mr. Justice Johnson in the circuit court
or of Mr. Webster in argument,-Chief Justice Marshall said: 'The course which
the argument has taken will require that in deciding this question the court
should take into view the relation in which Florida stands to the United
States. The Constitution confers absolutely on the government of the Union the
powers of making war and of making treaties; consequently that government
possesses the power of acquiring territory, either by conquest or by treaty.
The usage of the world is, if a nation be not entirely subdued, to consider the
holding of conquered territory as a mere military occupation until its fate
shall be determined at the treaty of peace. If it be ceded by the treaty, the
acquisition is confirmed, and the ceded territory becomes a part of the nation
to which it is annexed, either on the terms stipulated in the treaty of
cession, or on such as its new master shall impose. [182 U.S. 244, 366]
On such transfer of territory, it has never been held that the relations
of the inhabitants with each other undergo any change. Their relations with
their former sovereign are dissolved, and new relations are created between
them and the government which has acquired their territory. The same act which
transfers their country transfers the allegiance of those who remain in it; and
the law, which may be denominated political, is necessarily changed, although
that which regulates the intercourse and general conduct of individuals remains
in force until altered by the newly created power of the state. On the 2d of
February, 1819, Spain ceded Florida to the United States. The 6th article of
the treaty of cession contains the following provision: 'The inhabitants of the
territories which his Catholic Majesty cedes to the United States by this
treaty shall be incorporated in the Union of the United States as soon as may
be consistent with the principles of the Federal Constitution, and admitted to
the enjoyment of the privileges, rights, and immunities of the citizens of the
United States.' This treaty is the law of the land, and admits the inhabitants
of Florida to the enjoyment of the privileges, rights, and immunities of the
citizens of the United States. It is unnecessary to inquire whether this is not
their condition independent of stipulation. They do not, however, participate
in political power; they do not share in the government till Florida shall
become a state. In the meantime, Florida continues to be a territory of the
United States; governed by virtue of that clause in the Constitution which
empowers Congress 'to make all needful rules and regulations respecting the
territory or other property belonging to the United States.' Perhaps the power
of governing a territory belonging to the United States, which has not, by
becoming a state, acquired the means of self-government, may result necessarily
from the facts that it is not within the jurisdiction of any particular state,
and is within the power and jurisdiction of the United States. The right to govern
may be the inevitable consequence of the right to acquire territory. Whichever
may be the source whence the power is derived, the possession of it is
unquestioned.' [182 U.S. 244, 367] General Halleck (International Law, 1st ed.
chap. 33, 14), after quoting from Chief Justice Marshall, observed:
'This
is now a well-settled rule of the law of nations, and is universally admitted.
Its provisions are clear and simple and easily understood; but it is not so
easy to distinguish between what are political and what are municipal laws, and
to determine when and how far the constitution and laws of the conqueror change
or replace those of the conquered. And in case the government of the new state
is a constitutional government, of limited and divided powers, questions
necessarily arise respecting the authority, which, in the absence of
legislative action, can be exercised in the conquered territory after the
cessation of war and the conclusion of a treaty of peace. The determination of
these questions depends upon the institutions and laws of the new sovereign,
which, though conformable to the general rule of the law of nations, affect the
construction and application of that rule to particular cases.'
In
United States v. Percheman, 7 Pet. 87, 8 L. ed. 617, the Chief Justice said:
'The
people change their allegiance; their relation to their ancient sovereign is
dissolved; but their relations to each other, and their rights of property,
remain undisturbed. If this be the modern rule even in cases of conquest, who
can doubt its application to the case of an amicable cession of territory? . .
. The cession of a territory by its name from one sovereign to another,
conveying the compound idea of surrendering at the same time the lands and the
people who inhabit them, would be necessarily understood to pass the
sovereignty only, and not to interfere with private property.'
Again,
the court in Pollard v. Hagan, 3 How. 225, 11 L. ed. 572:
'Every
nation acquiring territory, by treaty or otherwise, must hold it subject to the
constitution and laws of its own government, and not according to those of the
government ceding it.'
And
in Chicago, R. I. & P. R. Co. v. McGlinn, 114 U.S. 546 , 29 L. ed. 271, 5 Sup. Ct. Rep.
1006: 'It is a general rule of public law, recognized and acted upon by the
United States, that whenever [182 U.S.
244, 368] political
jurisdiction and legislative power over any territory are transferred from one
nation or sovereign to another, the municipal laws of the country, that is,
laws which are intended for the protection of private rights, continue in force
until abrogated or changed by the new government or sovereign. By the cession,
public property passes from one government to the other, but private property
remains as before, and with it those municipal laws which are designed to
secure its peaceful use and enjoyment. As a matter of course, all laws,
ordinances, and regulations in conflict with the political character,
institutions, and constitution of the new government are at once displaced.
Thus, upon a cession of political jurisdiction and legislative power-and the
latter is involved in the former-to the United States, the laws of the country in
support of an established religion, or abridging the freedom of the press, or
authorizing cruel and unusual punishments, and the like, would at once cease to
be of obligatory force without any declaration to that effect; and the laws of
the country on other subjects would necessarily be superseded by existing laws
of the new government upon the same matters. But with respect to other laws
affecting the possession, use, and transfer of property, and designed to secure
good order and peace in the community, and promote its health and prosperity,
which are strictly of a municipal character, the rule is general that a change
of government leaves them in force until, by direct action of the new
government, they are altered or repealed.'
When
a cession of territory to the United States is completed by the ratification of
a treaty, it was stated in Cross v. Harrison, 16 How. 198, 14 L. ed. 903, that
the land ceded becomes a part of the United States, and that, as soon as it
becomes so, the territory is subject to the acts which were in force to
regulate foreign commerce with the United States, after those had ceased which
had been instituted for its regulation as a belligerent right; and the latter
ceased after the ratification of the treaty. This statement was made by the
justice delivering the opinion, as the result of the discussion and argument
which he had already set forth. It was his summing up of what he supposed was
decided on that subject in the case in which he was writing. [182 U.S. 244, 369]
The new master was, in the instance of Porto Rico, the United States, a
constitutional government with limited powers, and the terms which the
Constitution itself imposed, or which might be imposed in accordance with the
Constitution, were the terms on which the new master took possession.
The
power of the United States to acquire territory by conquest, by treaty, or by
discovery and occupation, is not disputed, nor is the proposition that in all
international relations, interests, and responsibilities the United States is a
separate, independent, and sovereign nation; but it does not derive its powers
from international law, which, though a part of our municipal law, is not a
part of the organic law of the land. The source of national power in this
country is the Constitution of the United States; and the government, as to our
internal affairs, possesses no inherent sovereign power not derived from that
instrument, and inconsistent with its letter and spirit.
Doubtless
the subjects of the former sovereign are brought by the transfer under the
protection of the acquiring power, and are so far forth impressed with its
nationality, but it does not follow that they necessarily acquire the full
status of citizens. The 9th article of the treaty ceding Porto Rico to the
United States provided that Spanish subjects, natives of the Peninsula,
residing in the ceded territory, might remain or remove, and in case they
remained might preserve their allegiance to the Crown of Spain by making a
declaration of their decision to do so, 'in default of which declaration they
shall be held to have renounced it and to have adopted the nationality of the
territory in which they reside.'
The
same article also contained this paragraph: 'The civil rights and political
status of the native inhabitants of the territories hereby ceded to the United
States shall be determined by Congress.' This was nothing more than a
declaration of the accepted principles of international law applicable to the
status of the Spanish subjects and of the native inhabitants. It did not assume
that Congress could deprive the inhabitants of ceded territory of rights to
which they might be entitled. The grant by Spain could not enlarge the powers
of Congress, nor did it [182 U.S. 244,
370] purport to secure
from the United States a guaranty of civil or political privileges.
Indeed,
a treaty which undertook to take away what the Constitution secured, or to
enlarge the Federal jurisdiction, would be simply void.
'It
need hardly be said that a treaty cannot change the Constitution, or be held
valid if it be in violation of that instrument. This results from the nature
and fundamental principles of our government.' The Cherokee Tobacco, 11 Wall.
620, sub nom. 207 Half Pound Papers of Smoking Tobacco v. United States, 20 L.
ed. 229.
So,
Mr. Justice Field in De Geofroy v. Riggs, 133 U.S. 267 , 33 L. ed. 645, 10 Sup. Ct. Rep.
297: 'The treaty power, as expressed in the Constitution, is in terms unlimited
except by those restraints which are found in that instrument against the
action of the government or of its departments, and those arising from the
nature of the government itself and of that of the states. It would not be contended
that it extends so far as to authorize what the Constitution forbids, or a
change in the character of the government or in that of one of the states, or a
cession of any portion of the territory of the latter, without its consent.'
And
it certainly cannot be admitted that the power of Congress to lay and collect
taxes and duties can be curtailed by an arrangement made with a foreign nation
by the President and two thirds of a quorum of the Senate. See 2 Tucker, Const.
354, 355, 356.
In
the language of Judge Cooley: 'The Constitution itself never yields to treaty
or enactment; it neither changes with time nor does it in theory bend to the
force of circumstances. It may be amended according to its own permission; but
while it stands it is 'a law for rulers and people, equally in war and in
peace, and covers with the shield of its protection all classes of men, at all
times and under all circumstances.' Its principles cannot, therefore, be set
aside in order to meet the supposed necessities of great crises. 'No doctrine
involving more pernicious consequences was ever invented by the wit of man than
that any of its provisions can be suspended during any of the great exigencies
of government."
I
am not intimating in the least degree that any reason exists for regarding this
article to be unconstitutional, but even if it [182 U.S. 244, 371]
were, the fact of the cession is a fact accomplished, and this court is
concerned only with the question of the power of the government in laying
duties in respect of commerce with the territory so ceded.
In
the concurring opinion of Mr. Justice White, we find certain important
propositions conceded, some of which are denied or not admitted in the other.
These are to the effect that 'when an act of any department is challenged
because not warranted by the Constitution, the existence of the authority is to
be ascertained by determining whether the power has been conferred by the
Constitution, either in express terms or by lawful implication;' that, as every
function of the government is derived from the Constitution, 'that instrument
is everywhere and at all times potential in so far as its provisions are
applicable;' that 'wherever a power is given by the Constitution, and there is
a limitation imposed on the authority, such restriction operates upon and
confines every action on the subject within its constitutional limits;' that
where conditions are brought about to which any particular provision of the
Constitution applies, its controlling influence cannot be frustrated by the
action of any or all of the departments of the government; that the
Constitution has conferred on Congress the right to create such municipal
organizations as it may deem best for all the territories of the United States,
but every applicable express limitation of the Constitution is in force, and
even where there is no express command which applies, there may nevertheless be
restrictions of so fundamental a nature that they cannot be transgressed though
not expressed in so many words; that every provision of the Constitution which
is applicable to the territories is controlling therein, and all the
limitations of the Constitution applicable to Congress in governing the
territories necessarily limit its power; that in the case of the territories, when
a provision of the Constitution is invoked, the question is whether the
provision relied on is applicable; and that the power to lay and collect taxes,
duties, imposts, and excises, as well as the qualification of uniformity,
restrains Congress from imposing an impost duty on goods coming into the United
States from a territory [182 U.S. 244,
372] which has been
incorporated into and forms a part of the United States.
And
it is said that the determination of whether a particular provision is applicable
involves an inquiry into the situation of the territory and its relations to
the United States, although it does not follow, when the Constitution has
withheld all power over a given subject, that such an inquiry is necessary.
The
inquiry is stated to be: 'Had Porto Rico, at the time of the passage of the act
in question, been incorporated into and become an integral part of the United
States?' And the answer being given that it had not, it is held that the rule
of uniformity was not applicable.
I
submit that that is not the question in this case. The question is whether,
when Congress has created a civil government for Porto Rico, has constituted
its inhabitants a body politic, has given it a governor and other officers, a
legislative assembly, and courts, with right of appeal to this court, Congress
can, in the same act and in the exercise of the power conferred by the 1st
clause of 8, impose duties on the commerce between Porto Rico and the states
and other territories in contravention of the rule of uniformity qualifying the
power. If this can be done, it is because the power of Congress over commerce
between the states and any of the territories is not restricted by the
Constitution. This was the position taken by the Attorney General, with a candor
and ability that did him great credit.
But
that position is rejected, and the contention seems to be that, if an organized
and settled province of another sovereignty is acquired by the United States,
Congress has the power to keep it, like a disembodied shade, in an intermediate
state of ambiguous existence for an indefinite period; and, more than that,
that after it has been called from that limbo, commerce with it is absolutely
subject to the will of Congress, irrespective of constitutional provisions.
The
accuracy of this view is supposed to be sustained by the act of 1856 in
relation to the protection of citizens of the United States removing guano from
unoccupied islands; but I am unable to see why the discharge by the United
States of its un- [182 U.S. 244, 373] doubted duty to protect its citizens on
terra nullius, whether temporarily engaged in catching and curing fish, or
working mines, or taking away manure, furnishes support to the proposition that
the power of Congress over the territories of the United States is
unrestricted.
Great
stress is thrown upon the word 'incorporation,' as if possessed of some occult
meaning, but I take it that the act under consideration made Porto Rico,
whatever its situation before, an organized territory of the United States.
Being such, and the act undertaking to impose duties by virtue of clause 1 of
8, how is it that the rule which qualifies the power does not apply to its
exercise in respect of commerce with that territory? The power can only be exercised
as prescribed, and even if the rule of uniformity could be treated as a mere
regulation of the granted power,-a suggestion to which I do not assent,-the
validity of these duties comes up directly, and it is idle to discuss the
distinction between a total want of power and a defective exercise of it.
The
concurring opinion recognizes the fact that Congress, in dealing with the
people of new territories or possessions, is bound to respect the fundamental
guaranties of life, liberty, and property, but assumes that Congress is not
bound, in those territories or possessions, to follow the rules of taxation
prescribed by the Constitution. And yet the power to tax involves the power to
destroy, and the levy of duties touches all our people in all places under the
jurisdiction of the government.
The
logical result is that Congress may prohibit commerce altogether between the
states and territories, and may prescribe one rule of taxation in one
territory, and a different rule in another.
That
theory assumes that the Constitution created a government empowered to acquire
countries throughout the world, to be governed by different rules than those
obtaining in the original states and territories, and substitutes for the
present system of republiean government a system of domination over distant
provinces in the exercise of unrestricted power.
In
our judgment, so much of the Porto Rican act as author- [182 U.S. 244, 374]
ized the imposition of these duties is invalid, and plaintiffs were
entitled to recover.
Some
argument was made as to general consequences apprehended to flow from this
result, but the language of the Constitution is too plain and unambiguous to
permit its meaning to be thus influenced. There is nothing 'in the literal
construction so obviously absurd, or mischievous, or repugnant to the general
spirit of the instrument as to justify those who expound the Constitution' in
giving it a construction not warranted by its words.
Briefs
have been presented at this bar, purporting to be on behalf of certain
industries, and eloquently setting forth the desirability that our government
should possess the power to impose a tariff on the products of newly acquired
territories so as to diminish or remove competition. That however, furnishes no
basis for judicial judgment, and if the producers of staples in the existing
states of this Union believe the Constitution should be amended so as to reach
that result, the instrument itself provides how such amendment can be
accomplished. The people of all the states are entitled to a voice in the
settlement of that subject.
Again,
it is objected on behalf of the government that the possession of absolute
power is essential to the acquisition of vast and distant territories, and that
we should regard the situation as it is to-day, rather than as it was a century
ago. 'We must look at the situation as comprehending a possibility-I do not say
a probability, but a possibility- that the question might be as to the powers
of this government in the acquisition of Egypt and the Soudan, or a section of
Central Africa, or a spot in the Antarctic Circle, or a section of the Chinese
Empire.'
But
it must be remembered that, as Marshall and Story declared, the Constitution
was framed for ages to come, and that the sagacious men who framed it were well
aware that a mighty future waited on their work. The rising sun to which
Franklin referred at the close of the convention, they well knew, was that star
of empire whose course Berkeley had sung sixty years before.
They
may not, indeed, have deliberately considered a trium- [182 U.S. 244, 375]
phal progress of the nation, as such, around the earth, but as Marshall
wrote: 'It is not enough to say that this particular case was not in the mind
of the convention when the article was framed, nor of the American people when
it was adopted. It is necessary to go further, and to say that, had this
particular case been suggested, the language would have been so varied as to
exclude it, or it would have been made a special exeption.'
This
cannot be said, and on the contrary, in order to the successful extension of
our institutions, the reasonable presumption is that the limitations on the
exertion of arbitrary power would have been made more rigorous.
After
all, these arguments are merely political, and 'political reasons have not the
requisite certainty to afford rules of judicial interpretation.'
Congress
has power to make all laws which shall be necessary and proper for carrying
into execution all the powers vested by the Constitution in the government of
the United States, or in any department or officer thereof. If the end be
legitimate and within the scope of the Constitution, then, to accomplish it,
Congress may use 'all means which are appropriate, which are plainly adapted to
that end, which are not prohibited, but consist with the letter and spirit of
the Constitution.'
The
grave duty of determining whether an act of Congress does or does not comply
with these requirements is only to be discharged by apply in the well-settled
rules which govern the interpretation of fundamental law, unaffected by the
theoretical opinions of individuals.
Tested
by those rules our conviction is that the imposition of these duties cannot be
sustained.
Mr.
Justice Harlan, dissenting:
I
concur in the dissenting opinion of the Chief Justice. The grounds upon which
he and Mr. Justice Brewer and Mr. Justice Peckham regard the Foraker act as
unconstitutional in the particulars involved in this action meet my entire
approval. [182 U.S. 244, 376] Those grounds need not be restated, nor is
it necessary to re-examine the authorities cited by the Chief Justice. I agree
in holding that Porto Rico- at least after the ratification of the treaty with
Spain-became a part of the United States within the meaning of the section of
the Constitution enumerating the powers of Congress, and providing the 'all
duties, imposts, and excises shall be uniform throughout the United States.'
In
view, however, of the importance of the questions in this case, and of the
consequences that will follow any conclusion reached by the court, I deem it
appropriate-without rediscussing the principal questions presented-to add some
observations suggested by certain passages in opinions just delivered in
support of the judgment.
In
one of those opinions it is said that 'the Constitution was created by the
people of the United States, as a union of states, to be governed solely by
representatives of the states;' also, that 'we find the Constitution speaking
only to states, except in the territorial clause, which is absolute in its
terms, and suggestive of no limitations upon the power of Congress in dealing
with them.' I am not sure that I correctly interpret these words. But if it is
meant, as I assume it is meant, that, with the exception named, the
Constitution was ordained by the states, and is addressed to and operates only
on the staes, I cannot accept that view.
In
Martin v. Hunter, 1 Wheat. 304, 324, 326, 331, 4 L. ed. 97, 102, 104, this
court speaking by Mr. Justice Story, said that 'the Constitution of the United
States was ordained and established, not by the states in their sovereign
capacities but emphatically, as the preamble of the Constitution declares, by
'the People of the United States."
In
McCulloch v. Maryland, 4 Wheat. 316, 403-406, 4 L. ed. 579, 600, 601, Chief
Justice Marshall, speaking for this court, said: 'The government proceeds
directly from the people; is 'ordained and established' in the name of the
people; and is declared to be ordained 'in order to form a more perfect union,
establish justice, insure domestic tranquillity, and secure the blessings of
liberty to themselves and to their posterity.' The assent of the states, in
their sovereign capacity, is implied in calling a con- [182 U.S. 244, 377]
vention, and thus submitting that instrument to the people. But the
people were at perfect liberty to accept or reject it; and their act was final.
It required not the affirmance, and could not be negatived, by the state
governments. The Constitution, when thus adopted, was of complete obligation,
and bound the state sovereignties. . . . The government of the union, then
(whatever may be the influence of this fact on the case) is emphatically and
truly a government of the people. In form and in substance it emanates from
them. Its powers are granted by them, and are to be exercised directly on them
and for their benefit. This government is acknowledged by all to be one of
enumerated powers. . . . It is the government of all; its powers are delegated
by all; it represents all, and acts for all.'
Although
the states are constituent parts of the United States, the government rests
upon the authority of the people of the United States, and not on that of the
states. Chief Justice Marshall, delivering the unanimous judgment of this court
in Cohen v. Virginia, 6 Wheat. 264, 413, 5 L. ed. 257, 293, said: 'That the
United States form, for many and for most important purposes, a single nation,
has not yet been denied. In war, we are one people. In making peace, we are one
people. . . . In many other respects, the American people are one; and the
government which is alone capable of controlling and managing their interests .
. . is the government of the Union. It is their government, and in that
character they have no other. America has chosen to be, in many respects and to
many purposes, a nation; and for all these purposes her government is complete;
to all these objects it is competent. The people have declared that in the
exercise of all powers given for those objects it is supreme. It can, then, in
effecting these objects, legitimately control all individuals or governments
within the American territory.'
In
reference to the doctrine that the Constitution was established by and for the
states as distinct political organizations, Mr. Webster said: 'The Constitution
itself in its very front refutes that. It declares that it is ordained and
established by [182 U.S. 244, 378] the People of the United States. So far
from saying that it is established by the governments of the several states, it
does not even say that it is established by the people of the several states.
But it pronounces that it was established by the people of the United States in
the aggregate. Doubtless, the people of the several states, taken collectively,
constitute the people of the United States. But it is in this their collective
capacity, it is as all the people of the United States, that they established
the Constitution.'
In
view of the adjudications of this court I cannot assent to the proposition,
whether it be announced in express words or by implication, that the national
government is a government of or by the states in union, and that the
prohibitions and limitations of the Constitution are addressed only to the
states. That is but another form of saying that, like the government created by
the Articles of Confederation, the present government is a mere league of
states, held together by compact between themselves; whereas, as this court has
often declared, it is a government created by the People of the United States,
with enumerated powers, and supreme over states and individuals with respect to
certain objects, throughout the entire territory over which its jurisdiction
extends. If the national government is in any sense a compact, it is a compact
between the People of the United States among themselves as constituting in the
aggregate the political community by whom the national government was
established. The Constitution speaks, not simply to the states in their
organized capacities, but to all peoples, whether of states or territories, who
are subject to the authority of the United States. Martin v. Hunter, 1 Wheat.
327, 4 L. ed. 103.
In
the opinion to which I am referring it is also said that the 'practical
interpretation put by Congress upon the Constitution has been long continued
and uniform to the effect that the Constitution is applicable to territories
acquired by purchase or conquest only when and so far as Congress shall so
direct;' that while all power of government may be abused, the same may be said
of the power of the government 'under the Constitution as well as outside of
it;' that 'if it once be conceded that we are at liberty to acquire foreign
territory, a presumption arises that [182
U.S. 244, 379] our power with
respect to such territories is the same power which other nations have been
accustomed to exercise with respect to territories acquired by them;' that 'the
liberality of Congress in legislating the Constitution into all our contiguous
territories has undoubtedly fostered the impression that it went there by its
own force, but there is nothing in the Constitution itself and little in the
interpretation put upon it, to confirm that impression;' that as the states
could only delegate to Congress such powers as they themselves possessed, and
as they had no power to acquire new territory, and therefore none to delegate
in that connection, the logical inference is that 'if Congress had power to
acquire new territory, which is conceded, that power was not hampered by the
constitutional provisions;' that if 'we assume that the territorial clause of
the Constitution was not intended to be restricted to such territory as the
United States then possessed, there is nothing in the Constitution to indicate
that the power of Congress in dealing with them was intended to be restricted
by any of the other provisions;' and that 'the execuive and legislative
departments of the government have for more than a century interpreted this
silence as precluding the idea that the Constitution attached to these
territories as soon as acquired.'
These
are words of weighty import. They involve consequences of the most momentous
character. I take leave to say that if the principles thus announced should
ever receive the sanction of a majority of this court, a radical and
mischievous change in our system of government will be the result. We will, in
that event, pass from the era of constitutional liberty guarded and protected
by a written constitution into an era of legislative absolutism.
Although
from the foundation of the government this court has held steadily to the view
that the government of the United States was one of enumerated powers, and that
no one of its branches, nor all of its branches combined, could
constitutionally exercise powers not granted, or which were not necessarily
implied from those expressly granted (Martin v. Hunter, 1 Wheat. 326, 331, 4 L.
ed. 102, 104) we are now informed that Congress possesses powers outside of the
Constitution, and may deal with new er- [182
U.S. 244, 380] ritory,
acquired by treaty or conquest, in the same manner as other nations have been
accustomed to act with respect to territories acquired by them. In my opinion,
Congress has no existence and can exercise no authority outside of the
Constitution. Still less is it true that Congress can deal with new territories
just as other nations have done or may do with their new territories. This
nation is under the control of a written constitution, the supreme law of the
land and the only source of the powers which our government, or any branch or
officer of it, may exert at any time or at any place. Monarchical and despotic
governments, unrestrained by written constitutions, may do with newly acquired
territories what this government may not do consistently with our fundamental
law. To say otherwise is to concede that Congress may, by action taken outside
of the Constitution, engraft upon our republican institutions a colonial system
such as exists under monarchical governments. Surely such a result was never
contemplated by the fathers of the Constitution. If that instrument had
contained a word suggesting the possibility of a result of that character it
would never have been adopted by the people of the United States. The idea that
this country may acquire territories anywhere upon the earth, by conquest or
treaty, and hold them as mere colonies or provinces,-the people inhabiting them
to enjoy only such rights as Congress chooses to accord to them,-is wholly
inconsistent with the spirit and genius, as well as with the words, of the
Constitution.
The
idea prevails with some-indeed, it found expression in agruments at the
bar-that we have in this country substantially or practically two national
governments; one to be maintained under the Constitution, with all its
restrictions; the other to be maintained by Congress outside and independently
of that instrument, by exercising such powers as other nations of the earth are
accustomed to exercise. It is one thing to give such a latitudinarian construction
to the Constitution as will bring the exercise of power by Congress, upon a
particular occasion or upon a particular subject, within its provisions. It is
quite a different thing to say that Congress may, if it so elects, proceed
outside of the Constitution. The glory of our American system [182 U.S. 244, 381]
of government is that it was created by a written constitution which
protects the people against the exercise of arbitrary, unlimited power, and the
limits of which instrument may not be passed by the government it created, or
by any branch of it, or even by the people who ordained it, except by amendment
or change of its provisions. 'To what purpose,' Chief Justice Marshall said in
Marbury v. Madison, 1 Cranch, 137, 176, 2 L. ed. 60, 73, 'are powers limited,
and to what purpose is that limitation committed to writting, if these limits
may, at any time, be passed by those intended to be restrained? The distinction
between a government with limited and unlimited powers is abolished if those limits
do not confine the persons on whom they are imposed, and if acts prohibited and
acts allowed are of equal obligation.'
The
wise men who framed the Constitution, and the patriotic people who adopted it,
were unwilling to depend for their safety upon what, in the opinion referred
to, is described as 'certain principles of natural justice inherent in
Anglo-Saxon character, which need no expression in constitutions or statutes to
give them effect or to secure dependencies against legislation manifestly
hostile to their real interests.' They proceeded upon the theory-the wisdom of
which experience has vindicated- that the only safe guaranty against
governmental oppression was to withhold or restrict the power to oppress. They
well remembered that Anglo- Saxons across the ocean had attempted, in defiance
of law and justice, to trample upon the rights of Anglo-Saxons on this
continent, and had sought, by military force, to establish a government that
could at will destroy the privileges that inhere in liberty. They believed that
the establishment here of a government that could administer public affairs
according to its will, unrestrained by any fundamental law and without regard
to the inherent rights of freemen, would be ruinous to the liberties of the people
by exposing them to the oppressions of arbitrary power. Hence, the Constitution
enumerates the powers which Congress and the other departments may
exercise,-leaving unimpaired, to the states or the People, the powers not
delegated to the national government nor prohibited to the states. That
instrument so expressly declares in [182
U.S. 244, 382] the 10th
Article of Amendment. It will be an evil day for American liberty if the theory
of a government outside of the supreme law of the land finds lodgment in our
constitutional jurisprudence. No higher duty rests upon this court than to
exert its full authority to prevent all violation of the principles of the
Constitution.
Again,
it is said that Congress has assumed, in its past history, that the Constitution
goes into territories acquired by purchase or conquest only when and as it
shall so direct, and we are informed of the liberality of Congress in
legislating the Constitution into all our contiguous territories. This is a
view of the Constitution that may well cause surprise, if not alarm. Congress,
as I have observed, has no existence except by virtue of the Constitution. It
is the creature of the Constitution. It has no powers which that instrument has
not granted, expressly or by necessary implication. I confess that I cannot
grasp the thought that Congress, which lives and moves and has its being in the
Constitution, and is consequently the mere creature of that instrument, can, at
its pleasure, legislate or exclude its creator from territories which were
acquired only by authority of the Constitution.
By
the express words of the Constitution, every Senator and Representative is
bound, by oath or affirmation, to regard it as the supreme law of the land.
When the constitutional convention was in session there was much discussion as
to the phraseology of the clause defining the supremacy of the Constitution,
laws, and treaties of the United States. At one stage of the proceedings the
convention adopted the following clause: 'This Constitution, and the laws of
the United States made in pursuance thereof, and all the treaties made under
the authority of the United States, shall be the supreme law of the several
states and of their citizens and inhabitants, and the judges of the several
states shall be bound thereby in their decisions, anything in the constitutions
or laws of the several states to the contrary notwithstanding.' This clause was
amended, on motion of Mr. Madison, by inserting after the words 'all treaties
made' the words 'or which shall be made.' If the clause, so amended had been
inserted in the Constitution as finally adopted, per- [182 U.S. 244, 383]
haps there would have been some justification for saying that the
Constitution, laws, and treaties of the United States constituted the supreme
law only in the states, and that outside of the states the will of Congress was
supreme. But the framers of the Constitution saw the danger of such a
provision, and put into that instrument in place of the above clause the
following: 'This Constitution, and the laws of the United States which shall be
made in pursuance thereof, and all treaties made, or which shall be made, under
the authority of the United States, shall be the supreme law of the land; and
the judges in every state shall be bound thereby, anything in the constitution
or laws of any state to the contrary notwithstanding.' Meigs's Growth of the
Constitution, 284, 287. That the convention struck out the words 'the supreme
law of the several states,' and inserted 'the supreme law of the land,' is a
fact of no little significance. The 'land' referred to manifestly embraced all
the peoples and all the territory, whether within or without the states, over
which the United States could exercise jurisdiction or authority.
Further,
it is admitted that some of the provisions of the Constitution do apply to
Porto Rico, and may be invoked as limiting or restricting the authority of
Congress, or for the protection of the people of that island. And it is said
that there is a clear distinction between such prohibitions 'as go to the very
root of the power of Congress to act at all, irrespective of time or place, and
such as are operative only 'throughout the United States' or among the several
states.' In the enforcement of this suggestion it is said in one of the
opinions just delivered: 'Thus, when the Constitution declares that 'no bill of
attainder or ex post facto law shall be passed,' and that 'no title of nobility
shall be granted by the United States,' it goes to the competency of Congress
to pass a bill of that description.' I cannot accept this reasoning as
consistent with the Constitution or with sound rules of interpretation. The
express prohibition upon the passage by Congress of bills of attainder, or of
ex post facto laws, or the granting of titles of nobility, goes no more
directly to the root of the power of Congress than does the express prohibition
against the imposition by Congress of any [182
U.S. 244, 384] duty,
impost, or excise that is not uniform throughout the United States. The
opposite theory, I take leave to say, is quite as extraordinary as that which
assumes that Congress may exercise powers outside of the Constitution, and may,
in its discretion, legislate that instrument into or out of a domestic
territory of the United States.
In
the opinion to which I have referred it is suggested that conditions may arise
when the annexation of distant possessions may be desirable. 'If,' says that
opinion, 'those possessions are inhabited by alien races, differing from us in
religion, customs, laws, methods of taxation, and modes of thought, the
administration of government and justice, according to Anglo-Saxon principles,
may for a time be impossible; and the question at once arises whether large
concessions ought not to be made for a time, that ultimately our own theories
may be carried out, and the blessings of a free government under the
Constitution extended to them. We decline to hold that there is anything in the
Constitution to forbid such action.' In my judgment, the Constitution does not
sustain any such theory of our governmental system. Whether a particular race
will or will not assimilate with our people, and whether they can or cannot
with safety to our institutions be brought within the operation of the
Constitution, is a matter to be thought of when it is proposed to acquire their
territory by treaty. A mistake in the acquisition of territory, although such
acquisition seemed at the time to be necessary, cannot be made the ground for
violating the Constitution or refusing to give full effect to its provisions.
The Constitution is not to be obeyed or disobeyed as the circumstances of a
particular crisis in our history may suggest the one or the other course to be
pursued. The People have decreed that it shall be the supreme law of the land
at all times. When the acquisition of territory becomes complete, by cession,
the Constitution necessarily becomes the supreme law of such new territory, and
no power exists in any department of the government to make 'concessions' that
are inconsistent with its provisions. The authority to make such concessions
implies the existence in Congress of power to declare that constitutional
provisions may be ignored under special or [182
U.S. 244, 385] embarrassing
circumstances. No such dispensing power exists in any branch of our government.
The Constitution is supreme over every foot of territory, wherever situated,
under the jurisdiction of the United States, and its full operation cannot be
stayed by any branch of the government in order to meet what some may suppose
to be extraordinary emergencies. If the Constitution is in force in any
territory, it is in force there for every purpose embraced by the objects for
which the government was ordained. Its authority cannot be displaced by concessions,
even if it be true, as asserted in argument in some of these cases, that if the
tariff act took effect in the Philippines of its own force, the inhabitants of
Mandanao, who live on imported rice, would starve, because the import duty is
many fold more than the ordinary cost of the grain to them. The meaning of the
Constitution cannot depend upon accidental circumstances arising out of the
products of other countries or of this country. We cannot violate the
Constitution in order to serve particular interests in our own or in foreign
lands. Even this court, with its tremendous power, must heed the mandate of the
Constitution. No one in official station, to whatever department of the
government he belongs, can disobey its commands without violating the obligation
of the oath he has taken. By whomsoever and wherever power is exercised in the
name and under the authority of the United States, or of any branch of its
government, the validity or invalidity of that which is done must be determined
by the Constitution.
In
De Lima v. Bidwell, just decided, 181 U. S. --, ante, 743, 21 Sup. Ct. Rep.
743, we have held that, upon the ratification of the treaty with Spain, Porto
Rico ceased to be a foreign country and became a domestic territory of the
United States. We have said in that case that from 1803 to the present time
there was not a shred of authority, except a dictum in one case, 'for holding
that a district ceded to and in possession of the United States remains for any
purpose a foreign territory;' that territory so acquired cannot be 'domestic
for one purpose and foreign for another;' and that any judgment to the contrary
would be 'pure judicial legislation,' for which there was no warrant in the
Constitution or in the powers conferred upon this court. Although, as we have
just decided, [182 U.S. 244, 386] Porto Rico ceased, after the ratification
of the treaty with Spain, to be a foreign country within the meaning of the
tariff act, and became a domestic country,-'a territory of the United
States,'-it is said that if Congress so wills it may be controlled and governed
outside of the Constitution and by the exertion of the powers which other
nations have been accustomed to exercise with respect to territories acquired
by them; in other words, we may solve the question of the power of Congress
under the Constitution by referring to the powers that may be exercised by
other nations. I cannot assent to this view. I reject altogether the theory
that Congress, in its discretion, can exclude the Constitution from a domestic
territory of the United States, acquired, and which could only have been
acquired, in virtue of the Constitution. I cannot agree that it is a domestic
territory of the United States for the purpose of preventing the application of
the tariff act imposing duties upon imports from foreign countries, but not a
part of the United States for the purpose of enforcing the constitutional
requirement that all duties, imposts, and excises imposed by Congress 'shall be
uniform throughout the United States.' How Porto Rico can be a domestic
territory of the United States, as distinctly held in De Lima v. Bidwell, and
yet, as is now held, not embraced by the words 'throughout the United States,'
is more than I can understand.
We
heard much in argument about the 'expanding future of our country.' It was said
that the United States is to become what is called a 'world power;' and that if
this government intends to keep abreast of the times and be equal to the great
destiny that awaits the American people, it must be allowed to exert all the
power that other nations are accustomed to exercise. My answer is, that the
fathers never intended that the authority and influence of this nation should
be exerted otherwise than in accordance with the Constitution. If our
government needs more power than is conferred upon it by the Constitution, that
instrument provides the mode in which it may be amended and additional power
thereby obtained. The People of the United States who ordained the Constitution
never supposed that a change could be made in our system of govern- [182 U.S. 244, 387] ment by mere judicial interpretation. They
never contemplated any such juggling with the words of the Constitution as
would authorize the courts to hold that the words 'throughout the United
States,' in the taxing clause of the Constitution, do not embrace a domestic
'territory of the United States' having a civil government established by the
authority of the United States. This is a distinction which I am unable to
make, and which I do not think ought to be made when we are endeavoring to
ascertain the meaning of a great instrument of government.
There
are other matters to which I desire to refer. In one of the opinions just
delivered the case of Neely v. Henkel, 180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep.
302, is cited in support of the proposition that the provision of the Foraker
act here involved was consistent with the Constitution. If the contrary had not
been asserted I should have said that the judgment in that case did not have
the slightest bearing on the question before us. The only inquiry there was
whether Cuba was a foreign country or territory within the meaning, not of the
tariff act, but of the act of June 6th, 1900 (31 Stat. at L. 656, chap. 793).
We held that it was a foreign country. We could not have held otherwise,
because the United States, when recognizing the existence of war between this
country and Spain, disclaimed 'any disposition or intention to exercise
sovereignty, jurisdiction, or control over said island except for the
pacification thereof,' and asserted 'its determination, when that is
accomplished, to leave the government and control of the island to its people.'
We said: 'While by the act of April 25th, 1898, declaring war between this
country and Spain, the President was directed and empowered to use our entire
land and naval forces, as well as the militia of the several states, to such
extent as was necessary to carry such act into effect, that authorization was
not for the purpose of making Cuba an integral part of the United States, but
only for the purpose of compelling the relinquishment by Spain of its authority
and government in that island and the withdrawal of its forces from Cuba and
Cuban waters. The legislative and executive branches of the government, by the
joint resolution of April 20th, 1898, expressly disclaimed any purpose to
exercise sovereignty juris- [182 U.S.
244, 388] diction, or
control over Cuba 'except for the pacification thereof,' and asserted the
determination of the United States, that object being accomplished, to leave
the government and control of Cuba to its own people. All that has been done in
relation to Cuba has had that end in view, and, so far as the court is informed
by the public history of the relations of this country with that island,
nothing has been done inconsistent with the declared object of the war with
Spain. Cuba is none the less foreign territory, within the meaning of the act
of Congress, because it is under a military governor appointed by and
representing the President in the work of assisting the inhabitants of that
island to establish a government of their own, under which, as a free and
independent people, they may control their own affairs without interference by
other nations. The occupancy of the island by troops of the United States was
the necessary result of the war. That result could not have been avoided by the
United States consistently with the principles of international law or with its
obligations to the people of Cuba. It is true that as between Spain and the
United States,-indeed, as between the United States and all foreign
nations,-Cuba, upon the cessation of hostilities with Spain and after the
treaty of Paris, was to be treated as if it were conquered territory. But as
between the United States and Cuba, that island is territory held in trust for
the inhabitants of Cuba to whom it rightfully belongs, and to whose exclusive
control it will be surrendered when a stable government shall have been
established by their voluntary action.' In answer to the suggestion that, under
the modes of trial there adopted, Neely, if taken to Cuba, would be denied the
rights, privileges, and immunities accorded by our Constitution to persons
charged with crime against the United States, we said that the constitutional
provisions referred to 'have no relation to crimes committed without the
jurisdiction of the United States against the laws of a foreign country.' What
use can be made of that case in order to prove that the Constitution is not in
force in a territory of the United States acquired by treaty, except as
Congress may provide, is more than I can perceive.
There
is still another view taken of this case. Conceding [182 U.S. 244, 389]
that the national government is one of enumerated powers, to be exerted
only for the limited objects defined in the Constitution, and that Congress has
no power, except as given by that instrument either expressly or by necessary
implication, it is yet said that a new territory, acquired by treaty or
conquest, cannot become incorporated into the United States without the consent
of Congress. What is meant by such incorporation we are not fully informed, nor
are we instructed as to the precise mode in which it is to be accomplished. Of
course, no territory can become a state in virtue of a treaty or without the
consent of the legislative branch of the government; for only Congress is given
power by the Constitution to admit new states. But it is an entirely different
question whether a domestic 'territory of the United States,' having an
organized civil government established by Congress, is not, for all purposes of
government by the nation, under the complete jurisdiction of the United States,
and therefore a part of, and incorporated into, the United States, subject to
all the authority which the national government may exert over any territory or
people. If Porto Rico, although a territory of the United States, may be treated
as if it were not a part of the United States, then New Mexico and Arizona may
be treated as not parts of the United States, and subject to such legislation
as Congress may choose to enact without any reference to the restrictions
imposed by the Constitution. The admission that no power can be exercised under
and by authority of the United States except in accordance with the
Constitution is of no practical value whatever to constitutional liberty, if,
as soon as the admission is made,-as quickly as the words expressing the
thought can be uttered,-the Constitution is so liberally interpreted as to
produce the same results as those which flow from the theory that Congress may
go outside of the Constitution in dealing with newly acquired territories, and give
them the benefit of that instrument only when and as it shall direct.
Can
it for a moment be doubted that the addition of Porto Rico to the territory of
the United States in virtue of the treaty with Spain has been recognized by
direct action upon the part of Congress? Has it not legislated in recognition
of that treaty, [182 U.S. 244, 390] and appropriated the money which it
required this country to pay?
If,
by virtue of the ratification of the treaty with Spain, and the appropriation
of the amount which that treaty required this country to pay, Porto Rico could
not become a part of the United States so as to be embraced by the words
'throughout the United States,' did it not become 'incorporated' into the
United States when Congress passed the Foraker act? 31 Stat. at L. 77, chap.
191. What did that act do? It provided a civil government for Porto Rico, with
legislative, executive, and judicial departments; also, for the appointment by
the President, by and with the advice and consent of the Senate of the United
States, of a 'governor, secretary, attorney general, treasurer, auditor,
commissioner of the interior, and a commissioner of education.' 17-25. It
provided for an executive council, the members of which should be appointed by
the President, by and with the advice and consent of the Senate. 18. The
governor was required to report all transactions of the government in Porto
Rico to the President of the United States. 17. Provision was made for the
coins of the United States to take the place of Porto Rican coins . 11. All
laws enacted by the Porto Rican legislative assembly were required to be
reported to the Congress of the United States, which reserved the power and
authority to amend the same. 31. But that was not all. Except as otherwise provided,
and except also the internal revenue laws, the statutory laws of the United
States, not locally inapplicable, are to have the same force and effect in
Porto Rico as in the United States. 14. A judicial department was established
in Porto Rico, with a judge to be appointed by the President, by and with the
advice and consent of the Senate. 33. The court so established was to be known
as the district court of the United States for Porto Rico, from which writs of
error and appeals were to be allowed to this court. 34. All judicial process,
it was provided, 'shall run in the name of the United States of America, ss:
the President of the United States.' 16. And yet it is said that Porto Rico was
not 'incorporated' by the Foraker act into the United States so as to be part
of the United States within the [182
U.S. 244, 391] meaning of
the constitutional requirement that all duties, imposts, and excises imposed by
Congress shall be uniform 'throughout the United States.'
It
would seem, according to the theories of some, that even if Porto Rico is in
and of the United States for many important purposes, it is yet not a part of
this country with the privilege of protesting against a rule of taxation which
Congress is expressly forbidden by the Constitution from adopting as to any
part of the 'United States.' And this result comes from the failure of Congress
to use the word 'incorporate' in the Foraker act, although by the same act all
power exercised by the civil government in Porto Rico is by authority of the
United States, and although this court has been given jurisdiction by writ of
error or appeal to re-examine the final judgments of the district court of the
United States established by Congress for that territory. Suppose Congress had
passed this act: 'Be it enacted by the Senate and House of Representatives in
Congress assembled, That Porto Rico be and is hereby incorporated into the
United States as a territory,' would such a statute have enlarged the scope or
effect of the Foraker act? Would such a statute have accomplished more than the
Foraker act has done? Indeed, would not such legislation have been regarded as
most extraordinary as well as unnecessary?
I
am constrained to say that this idea of 'incorporation' has some occult meaning
which my mind does not apprehend. It is enveloped in some mystery which I am
unable to unravel.
In
my opinion Porto Rico became, at least after the ratification of the treaty
with Spain, a part of and subject to the jurisdiction of the United States in
respect of all its territory and people, and that Congress could not thereafter
impose any duty, impost, or excise with respect to that island and its
inhabitants, which departed from the rule of uniformity established by the
Constitution.
Footnotes
[
Footnote 1 ]
Marbury v. Madison, 1 Cranch, 176, 2 L. ed. 73 et seq.; Martin v. Hunter, 1
Wheat. 326, 4 L. ed. 102; New Orleans v. United States, 10 Pet. 662, 736, 9 L.
ed. 573, 602; De Geofroy v. Riggs, 133 U.S. 258, 266 , 33 S. L. ed. 642, 644, 10
Sup. Ct. Rep. 295; United States v. Gettysburg Electric R. Co. 160 U.S. 668, 679 , 40 S. L. ed. 576, 580, 16
Sup. Ct. Rep. 427, and cases cited.
[
Footnote 2 ] The
City of Panama, 101 U.S. 453, 460 , 25 S. L. ed. 1061, 1064;
Fong Yue Ting v. United States, 149 U.S. 716, 738 , 37 S. L. ed. 914, 921, 13
Sup. Ct. Rep. 1016.
[
Footnote 3 ]
Monongahela Nav. Co. v. United States, 148 U.S. 312, 336 , 37 S. L. ed. 463, 471, 13
Sup. Ct. Rep. 622; Interstate Commerce Commission v. Brimson, 154 U.S. 447, 479 , 38 S. L. ed. 1047, 1058, 4
Inters. Com. Rep. 545, 14 Sup. Ct. Rep. 1125; United States v. Joint Traffic
Asso. 171 U.S. 571 , 43 L. ed. 288, 19 Sup. Ct. Rep.
25.
[
Footnote 4 ]
United States v. Kagama, 118 U.S. 375, 378 , 30 S. L. ed. 228, 229, 6
Sup. Ct. Rep. 1109; Shively v. Bowlby, 152 U.S. 1, 48 , 38 S. L. ed. 331, 349, 14
Sup. Ct. Rep. 548.
[
Footnote 5 ] Sere
v. Pitot, 6 Cranch, 332, 336, 3 L. ed. 240, 241; M'Culloch v. Maryland, 4
Wheat. 316, 421, 4 L. ed. 579, 605; American Ins. Co. v. 356 Bales of Cotton, 1
Pet. 511, 542, 7 L. ed. 242, 255; United States v. Gratiot, 14 Pet. 526, 537,
10 L. ed. 573, 578; Scott v. Sandford, 19 How. 448, 15 L. ed. 718; Clinton v.
Englebrecht, 13 Wall. 434, 447, 20 L. ed. 659, 662; Hamilton v. Dillin, 21
Wall. 73, 93, 22 L. ed. 528, 532; First Nat. Bank v. Yankton County, 101 U.S. 129, 132 , 25 S. L. ed. 1046, 1047;
The City of Panama, 101 U.S. 453 , 457, sub nom. The City of
Panama v. Phelps, 25 L. ed. 1061, 1062; Murphy v. Ramsey, 114 U.S. 15, 44 , 29 S. L. ed. 47, 57, 5 Sup.
Ct. Rep. 747; United States v. Kagama, 118 U.S. 375, 380 , 30 S. L. ed. 228, 230, 6
Sup. Ct. Rep. 1109; Church of Jesus Christ of L. D. S. v. United States, 136 U.S. 1, 42 , 34 S. L. ed. 478, 490, 10
Sup. Ct. Rep. 792; Boyd v. Nebraska ex rel. Thayer, 143 U.S. 135, 169 , 36 S. L. ed. 103, 112, 12
Sup. Ct. Rep. 375.
[
Footnote 6 ]
Church of Jesus Christ of L. D. S. v. United States, 136 U.S. 1, 44 , 34 S. L. ed. 478, 491, 10
Sup. Ct. Rep. 792.
[
Footnote 7 ]
Loughborough v. Blake, 5 Wheat. 317, 322, 5 L. ed. 98, 99; Woodruff v. Parham,
8 Wall. 123, 133, 19 L. ed. 382, 385; Brown v. Houston, 114 U.S. 622, 628 , 29 S. L. ed. 257, 259, 5
Sup. Ct. Rep. 1091; Fairbank v. United States, 181, U. S. 283, ante, 648, 21
Sup. Ct. Rep. 648.
[
Footnote 8 ]
American Ins. Co. v. 356 Bales of Cotton, 1 Pet. 511, 7 L. ed. 242; Benner v.
Porter, 9 How. 235, 13 L. ed. 119; Webster v. Reid, 11 How. 437, 460, 13 L. ed.
761, 770; Clinton v. Englebrecht, 13 Wall. 434, 20 L. ed. 659; Reynolds v.
United States, 98 U.S. 145 , 25 L. ed. 244; Callan v. Wilson,
127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep.
1301; McAllister v. United States, 141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep.
949; Springville v. Thomas, 166 U.S. 707 , 41 L. ed. 1172, 17 Sup. Ct.
Rep. 717; Bauman v. Ross, 167 U.S. 548 , 42 L. ed. 270, 17 Sup. Ct. Rep.
966; Thompson v. Utah, 170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct.
Rep. 620; Capital Traction Co. v. Hof, 174 U.S. 1 , 43 L. ed. 873, 19 Sup. Ct. Rep.
580; Black v. Jackson, 177 U.S. 363 , 44 L. ed. 807, 20 Sup. Ct. Rep.
648.
[
Footnote 9 ] Re
Ross, 140 U.S. 453, 461 , 462 S., 463, sub nom. Ross
v. McIntyre, 35 L. ed. 581, 585, 11 Sup. Ct. Rep. 897.
[
Footnote 10 ]
Extract from the Free Soil Party Platform of 1842 (Standwood, Hist. of
Presidency, p. 240):
'Resolved,
That our fathers ordained the Constitution of the United States in order, among
other great national objects, to establish justice, promote the general
welfare, and secure the blessings of liberty, but expressly denied to the
Federal government which they created, all constitutional power to deprive any
person of life, liberty, or property without due legal process.
'Resolved,
That, in the judgment of this convention, Congress has no more power to make a
slave than to make a king; no more power to institute or establish slavery than
to institute or establish a monarchy. No such power can be found among those
specifically conferred by the Constitution, or derived by any just implication
from them.
'Resolved,
That it is the duty of the Federal government to relieve itself from all responsibility
for the existence or continuance of slavery wherever the government possesses
constitutional authority to legislate on that subject, and is thus responsible
for its existence.
'Resolved,
That the true, and in the judgment of this convention the only safe, means of
preventing the extension of slavery into territory now free, is to prohibit its
existence in all such territory by an act of Congress.'
[
Footnote 11 ]
Excerpt from Declarations Made in the Platform of the Republican Party in 1860
(Stanwood, Hist. of Presidency, p. 293):
'8.
That the normal condition of all the territory of the United States is that of
freedom; that as our republican fathers, when they had abolished slavery in all
our national territory, ordained that no person should be deprived of life,
liberty, or property without due process of law, it becomes our duty, by
legislation, whenever such legislation is necessary, to maintain this provision
of the Constitution against all attempts to violate it; and we deny the
authority of Congress, of a territorial legislature, or of any individual, to
give legal existence to slavery in any territory of the United States.'
[
Footnote 12 ]
First draft of Mr. Jefferson's proposed amendment to the Constitution: 'The
province of Louisiana is incorporated with the United States and made part
thereof. The rights of occupancy in the soil and of self-government are
confirmed to Indian inhabitants as they now exist.' It then proceeded with
other provisions relative to Indian rights and possession and exchange of
lands, and forbidding Congress to dispose of the lands otherwise than is
therein provided without further amendment to the Constitution. This draft
closes thus: 'Except as to that portion thereof which lies south of the
latitude of 31ø, which, whenever they deem expedient, they may enact into a
territorial government, either separate or as making part with one on the
eastern side of the river, vesting the inhabitants thereof with all rights
possessed by other territorial citizens of the United States.' Writings of
Jefferson, edited by Ford, vol. 8, p. 241.
[
Footnote 13 ]
Letter to William Dunbar of July 7, 1803;
'Before
you receive this you will have heard through the channel of the public papers
of the cession of Louisiana by France to the United States. The terms as stated
in the National Intelligencer are accurate. That the treaty may be ratified in
time, I have found it necessary to convene Congress on the 17th of October, and
it is very important for the happiness of the country that they should possess
all information which can be obtained respecting it, that they make the best
arrangements practicable for its good government. It is most necessary because
they will be obliged to ask from the people an amendment of the Constitution
authorizing their receiving the province into the Union and providing for its
government, and limitations of power which shall be given by that amendment
will be unalterable but by the same authority.' Jefferson's Writings, vol. 8,
p. 254.
Letter
to Wilson Cary Nicholas of September 7, 1803:
'I
am aware of the force of the observations you make on the power given by the
Constitution to Congress to admit new states into the Union without restraining
the subject to the territory then constituting the United States. But when I
consider that the limits of the United States are precisely fixed by the treaty
of 1783, that the Constitution expressly declares itself to be made for the
United States, I cannot help believing that the intention was to permit
Congress to admit into the Union new states which should be formed out of the
territory for which and under whose authority alone they were then acting. I do
not believe it was meant that they might receive England, Ireland, Holland,
etc., into it, which would be the case under your construction. When an
instrument admits two constructions, the one safe, the other dangerous, the one
precise, the other indefinite, I prefer that which is safe and precise. I had
rather ask an enlargement of power from the nation where it is found necessary,
than to assume it by a construction which would make our powers boundless.'
Writings of Jefferson, vol. 8, p. 247.
[
Footnote 14 ]
Sec. 2. That on and after the passage of this act the same tariffs, customs,
and duties shall be levied, collected, and paid upon all articles imported into
Porto Rico from ports other than those of the United States which are required
by law to be collected upon articles imported into the United States from
foreign countries: Provided, That on all coffee in the bean or ground imported
into Porto Rico there shall be levied and collected a duty of five cents per
pound, any law or part of law to the contrary notwithstanding: And provided
further, That all Spanish scientific, literary, and artistic works, not
subversive of public order in Porto Rico, shall be admitted free of duty into
Porto Rico for a period of ten years, reckoning from the eleventh day of April,
eighteen hundred and ninety-nine, as provided in said treaty of peace between
the United States and Spain: And provided further, That all books and pamphlets
printed in the English language shall be admitted into Porto Rico free of duty
when imported from the United States.
Sec.
3. That on and after the passage of this act all merchandise coming into the
United States from Porto Rico and coming into Porto Rico from the United States
shall be entered at the several ports of entry upon payment of fifteen per
centum of the duties which are required to be levied, collected, and paid upon
like articles of merchandise imported from foreign countries; and in addition
thereto, upon articles of merchandise of Porto Rican manufacture coming into
the United States and withdrawn for consumption or sale, upon payment of a tax
equal to the internal revenue tax imposed in the United States upon the like
articles of merchandise of domestic manufacture; such tax to be paid by
internal revenue stamp or stamps to be purchased and provided by the
Commissioner of Internal Revenue, and to be procured from the collector of
internal revenue at or most convenient to the port of entry of said merchandise
in the United States, and to be affixed under such regulations as the
Commissioner of Internal Revenue, with the approval of the Secretary of the
Treasury, shall prescribe; and on all articles of merchandise of United States
manufacture coming into Porto Rico, in addition to the duty above provided,
upon payment of a tax equal in rate and amount to the internal revenue tax
imposed in Porto Rico upon the like articles of Porto Rican manufacture:
Provided, That on and after the date when this act shall take effect all
merchandise and articles, except coffee, not dutiable under the tariff laws of
the United States, and all merchandise and articles entered in Porto Rico free
of duty under orders heretofore made by the Secretary of War, shall be admitted
into
the several ports thereof, when imported from the United States, free of duty,
all laws or parts of laws to the contrary notwithstanding; and whenever the
legislative assembly of Porto Rico shall have enacted and put into operation a
system of local taxation to meet the necessities of the government of Porto
Rico, by this act established, and shall by resolution duly passed so notify
the President, he shall make proclamation thereof, and thereupon all tariff
duties on merchandise and articles going into Porto Rico from the United States
or coming into the United States from Porto Rico shall cease, and from and
after such date all such merchandise and articles shall be entered at the
several ports of entry free of duty; and in no event shall any duties be
collected after the first day of March, nineteen hundred and two, on
merchandise and articles going into Porto Rico from the United States or coming
into the United states from Porto Rico.
Sec.
4. That the duties and taxes collected in Porto Rico in pursuance of this act,
less the cost of collecting the same, and the gross amount of all collections
of duties and taxes in the United States upon articles of merchandise coming
from Porto Rico, shall not be covered into the general fund of the Treasury,
but shall be held as a separate fund, and shall be placed at the disposal of
the President to be used for the government and benefit of Porto Rico until the
government of Porto Rico herein provided for shall have been organized, when
all moneys theretofore collected under the provisions hereof, then unexpended,
shall be transferred to the local treasury of Porto Rico, and the Secretary of
the Treasury shall designate the several ports and sub-ports of entry into
Porto Rico, and shall make such rules and regulations and appoint such agents
as may be necessary to collect the duties and taxes authorized to be levied,
collected, and paid in Porto Rico by the provisions of this act, and he shall
fix the compensation and provide for the payment thereof of all such officers,
agents, and assistants as he may find it necessary to employ to carry out the
provisions hereof: Provided, however, That as soon as a civil government for
Porto Rico shall have been organized in accordance with the provisions of this
act, and notice thereof shall have been given to the President, he shall make
proclamation thereof, and thereafter all collections of duties and taxes in
Porto Rico under the provisions of this act shall be paid into the treasury of
Porto Rico, to be expended as required by law for the government and benefit
thereof, instead of being paid into the Treasury of the United States.
Sec.
5: That on and after the day when this act shall go into effect all goods,
wares, and merchandise previously imported from Porto Rico, for which no entry
has been made, and all goods, wares, and merchandise previously entered without
payment of duty and under bond for warehousing, transportation, or any other
purpose, for which no permit of delivery to the importer or his agent has been
issued, shall be subjected to the duties imposed by this act, and to no other
duty, upon the entry or the withdrawal
thereof:
Provided, That when duties are based upon the weight of merchandise deposited
in any public or private bonded warehouse said duties shall be levied and
collected upon the weight of such merchandise at the time of its entry.
...
Sec.
38. That no export duties shall be levied or collected on exports from Porto
Rico; but taxes and assessments on property, and license fees for franchises,
privileges, and concessions may be imposed for the purposes of the insular and
municipal governments, respectively, as may be provided and defined by act of
the legislative assembly; and where necessary to anticipate taxes and revenues,
bonds and other obligations may be issued by Porto Rico or any municipal
government therein as may be provided by law to provide for expenditures
authorized by law, and to protect the public credit, and to reimburse the
United States for any moneys which have been or may be expended out of the
emergency fund of the War Department for the relief of the industrial
conditions of Porto Rico caused by the hurricane of August eighth, eighteen
hundred and ninety-nine: Provided, however, That no public indebtedness of
Porto Rico or of any municipality thereof shall be authorized or allowed in
excess of seven per centum of the aggregate tax valuation of its property.