Mr. Justice Harlan, dissenting:
I concur in the dissenting opinion
of the Chief Justice. The grounds upon which he and Mr. Justice Brewer and Mr. Justice
Peckham regard the Foraker act as unconstitutional in the particulars involved
in this action meet my entire approval. [182 U.S.
244, 376] Those
grounds need not be restated, nor is it necessary to re-examine the authorities
cited by the Chief Justice. I agree in holding that Porto Rico -- at least
after the ratification of the treaty with Spain -- became a part of the United
States within the meaning of the section of the Constitution enumerating the
powers of Congress, and providing the 'all duties, imposts, and excises shall
be uniform throughout the United States.'
In view, however, of the importance
of the questions in this case, and of the consequences that will follow any
conclusion reached by the court, I deem it appropriate -- without rediscussing the principal questions presented -- to add
some observations suggested by certain passages in opinions just delivered in
support of the judgment.
In one of those opinions it is said
that 'the Constitution was created by the people of the United States, as a
union of states, to be governed solely by representatives of the states;’ also,
that 'we find the Constitution speaking only to states, except in the
territorial clause, which is absolute in its terms, and suggestive of no
limitations upon the power of Congress in dealing with them.' I am not sure
that I correctly interpret these words. But if it is meant, as I assume it is
meant, that, with the exception named, the Constitution was ordained by the
states, and is addressed to and operates only on the states, I cannot accept
that view.
In Martin v. Hunter, 1 Wheat. 304,
324, 326, 331, 4 L. ed. 97, 102, 104, this court speaking by Mr. Justice Story,
said that 'the Constitution of the United States was ordained and established,
not by the states in their sovereign capacities but emphatically, as the
preamble of the Constitution declares, by 'the People of the United
States."
In McCulloch v. Maryland, 4 Wheat.
316, 403-406, 4 L. ed. 579, 600, 601, Chief Justice Marshall, speaking for this
court, said: ‘The government proceeds
directly from the people; is 'ordained
and established' in the name of the people;
and is declared to be ordained 'in order to form a more perfect union,
establish justice, insure domestic tranquility, and secure the blessings of
liberty to themselves and to their posterity.' The assent of the states, in
their sovereign capacity, is implied in calling a con- [182 U.S. 244, 377]
vention, and thus submitting that instrument
to the people. But the people were at perfect liberty to accept or reject it; and their act was
final. It required not the affirmance, and could not be negatived,
by the state governments. The Constitution, when thus adopted, was of complete
obligation, and bound the state sovereignties . . . .
The government of the union, then (whatever may be the influence of this fact
on the case) is emphatically and truly a government of the people. In form and
in substance it emanates from them. Its powers are granted by them, and are to
be exercised directly on them and for their benefit. This government is
acknowledged by all to be one of enumerated powers . . . .
It is the government of all;
its powers are delegated by all;
it represents all, and acts for all.'
Although the states are constituent
parts of the United States, the government rests upon the authority of the
people of the United States, and not on that of the states. Chief Justice
Marshall, delivering the unanimous judgment of this court in Cohen v. Virginia,
6 Wheat. 264, 413, 5 L. ed. 257, 293, said: ‘That the United States form, for many
and for most important purposes, a single nation, has not yet been denied. In
war, we are one people. In making peace, we are one people .
. . . In many other respects, the American people are one; and the government which is alone
capable of controlling and managing their interests . . . is the government of
the Union. It is their government, and in that character
they have no other. America has chosen to be, in many respects and to many
purposes, a nation;
and for all these purposes her government is complete; to all these objects it is competent. The
people have declared that in the exercise of all powers given for those objects
it is supreme. It can, then, in effecting these objects, legitimately control
all individuals or governments within the American territory.'
In reference to the doctrine that
the Constitution was established by and for the states as distinct political
organizations, Mr. Webster said: ‘The Constitution itself in its very
front refutes that. It declares that it is ordained and established by [182 U.S. 244, 378] the People of the United States. So far from
saying that it is established by the governments of the several states, it does
not even say that it is established by the people of the several states. But it
pronounces that it was established by the people of the United States in the
aggregate. Doubtless, the people of the several states, taken collectively,
constitute the people of the United States. But it is in this their collective
capacity, it is as all the people of the United States, that they established
the Constitution.'
In view of the adjudications of this
court I cannot assent to the proposition, whether it be announced in express
words or by implication, that the national government is a government of or by
the states in union, and that the prohibitions and limitations of the
Constitution are addressed only to the states. That is but another form of
saying that, like the government created by the Articles of Confederation, the
present government is a mere league of states, held together by compact between
themselves; whereas, as this court has
often declared, it is a government created by the People of the United States,
with enumerated powers, and supreme over states and individuals with respect to
certain objects, throughout the entire territory over which its jurisdiction
extends. If the national government is in any sense a compact, it is a compact
between the People of the United States among themselves as constituting in the
aggregate the political community by whom the national government was
established. The Constitution speaks, not simply to the states in their
organized capacities, but to all peoples, whether of states or territories, who
are subject to the authority of the United States. Martin v. Hunter, 1 Wheat.
327, 4 L. ed. 103.
In the opinion to which I am
referring it is also said that the 'practical interpretation put by Congress
upon the Constitution has been long continued and uniform to the effect that
the Constitution is applicable to territories acquired by purchase or conquest
only when and so far as Congress shall so direct;’ that while all power of
government may be abused, the same may be said of the power of the government
'under the Constitution as well as outside of it;’ that 'if it once be conceded
that we are at liberty to acquire foreign territory, a presumption arises that [182 U.S. 244, 379] our power with respect to such territories is the
same power which other nations have been accustomed to exercise with respect to
territories acquired by them;’ that 'the liberality of Congress in legislating
the Constitution into all our contiguous territories has undoubtedly fostered
the impression that it went there by its own force, but there is nothing in the
Constitution itself and little in the interpretation put upon it, to confirm
that impression;’ that as the states could only delegate to Congress such
powers as they themselves possessed, and as they had no power to acquire new
territory, and therefore none to delegate in that connection, the logical
inference is that 'if Congress had power to acquire new territory, which is
conceded, that power was not hampered by the constitutional provisions;’ that
if 'we assume that the territorial clause of the Constitution was not intended
to be restricted to such territory as the United States then possessed, there
is nothing in the Constitution to indicate that the power of Congress in
dealing with them was intended to be restricted by any of the other provisions;’
and that 'the executive and legislative departments of the government have for
more than a century interpreted this silence as precluding the idea that the
Constitution attached to these territories as soon as acquired.'
These are words of weighty import.
They involve consequences of the most momentous character. I take leave to say
that if the principles thus announced should ever receive the sanction of a
majority of this court, a radical and mischievous change in our system of
government will be the result. We will, in that event, pass from the era of
constitutional liberty guarded and protected by a written constitution into an
era of legislative absolutism.
Although from the foundation of the
government this court has held steadily to the view that the government of the
United States was one of enumerated powers, and that no one of its branches,
nor all of its branches combined, could constitutionally exercise powers not
granted, or which were not necessarily implied from those expressly granted
(Martin v. Hunter, 1 Wheat. 326, 331, 4 L. ed. 102, 104) we are now informed
that Congress possesses powers outside of the Constitution, and may deal with
new ter- [182
U.S. 244, 380] ritory, acquired by treaty or conquest, in the same manner
as other nations have been accustomed to act with respect to territories
acquired by them. In my opinion, Congress has no existence and can exercise no
authority outside of the Constitution. Still less is it true that Congress can
deal with new territories just as other nations have done or may do with their
new territories. This nation is under the control of a written constitution,
the supreme law of the land and the only source of the powers which our
government, or any branch or officer of it, may exert at any time or at any
place. Monarchical and despotic governments, unrestrained by written
constitutions, may do with newly acquired territories what this government may
not do consistently with our fundamental law. To say otherwise is to concede
that Congress may, by action taken outside of the Constitution, engraft upon
our republican institutions a colonial system such as exists under monarchical
governments. Surely such a result was never contemplated by the fathers of the
Constitution. If that instrument had contained a word suggesting the
possibility of a result of that character it would never have been adopted by
the people of the United States. The idea that this country may acquire
territories anywhere upon the earth, by conquest or treaty, and hold them as
mere colonies or provinces, -- the people inhabiting them to enjoy only such
rights as Congress chooses to accord to them, -- is wholly inconsistent with
the spirit and genius, as well as with the words, of the Constitution.
The idea prevails with some --
indeed, it found expression in arguments at the bar -- that we have in this
country substantially or practically two national governments; one to be maintained under the Constitution,
with all its restrictions; the other to
be maintained by Congress outside and independently of that instrument, by
exercising such powers as other nations of the earth are accustomed to
exercise. It is one thing to give such a latitudinarian construction to the
Constitution as will bring the exercise of power by Congress, upon a particular
occasion or upon a particular subject, within its provisions. It is quite a
different thing to say that Congress may, if it so elects, proceed outside of
the Constitution. The glory of our American system [182 U.S. 244, 381] of government is that it was created by
a written constitution which protects the people against the exercise of
arbitrary, unlimited power, and the limits of which instrument may not be
passed by the government it created, or by any branch of it, or even by the people
who ordained it, except by amendment or change of its provisions. 'To what
purpose,' Chief Justice Marshall said in Marbury v. Madison, 1 Cranch, 137, 176, 2 L. ed. 60, 73, 'are powers limited, and
to what purpose is that limitation committed to writing, if these limits may,
at any time, be passed by those intended to be restrained? The distinction
between a government with limited and unlimited powers is abolished if those
limits do not confine the persons on whom they are imposed, and if acts prohibited
and acts allowed are of equal obligation.'
The wise men who framed the
Constitution, and the patriotic people who adopted it, were unwilling to depend
for their safety upon what, in the opinion referred to, is described as
'certain principles of natural justice inherent in Anglo-Saxon character, which
need no expression in constitutions or statutes to give them effect or to
secure dependencies against legislation manifestly hostile to their real
interests.' They proceeded upon the theory -- the wisdom of which experience
has vindicated -- that the only safe guaranty against governmental oppression
was to withhold or restrict the power to oppress. They well remembered that
Anglo-Saxons across the ocean had attempted, in defiance of law and justice, to
trample upon the rights of Anglo-Saxons on this continent, and had sought, by
military force, to establish a government that could at will destroy the
privileges that inhere in liberty. They believed that the establishment here of
a government that could administer public affairs according to its will,
unrestrained by any fundamental law and without regard to the inherent rights
of freemen, would be ruinous to the liberties of the people by exposing them to
the oppressions of arbitrary power. Hence, the Constitution enumerates the
powers which Congress and the other departments may exercise, -- leaving
unimpaired, to the states or the People, the powers not delegated to the
national government nor prohibited to the states. That instrument so expressly
declares in [182 U.S. 244, 382] the 10th Article of Amendment. It will be an evil
day for American liberty if the theory of a government outside of the supreme
law of the land finds lodgment in our constitutional jurisprudence. No higher
duty rests upon this court than to exert its full authority to prevent all
violation of the principles of the Constitution.
Again, it is said that Congress has assumed,
in its past history, that the Constitution goes into territories acquired by
purchase or conquest only when and as it shall so direct, and we are informed
of the liberality of Congress in legislating the Constitution into all our
contiguous territories. This is a view of the Constitution that may well cause
surprise, if not alarm. Congress, as I have observed, has no existence except
by virtue of the Constitution. It is the creature of the Constitution. It has
no powers which that instrument has not granted, expressly or by necessary
implication. I confess that I cannot grasp the thought that Congress, which
lives and moves and has its being in the Constitution, and is consequently the
mere creature of that instrument, can, at its pleasure, legislate or exclude
its creator from territories which were acquired only by authority of the
Constitution.
By the express words of the
Constitution, every Senator and Representative is bound, by oath or
affirmation, to regard it as the supreme law of the land. When the
constitutional convention was in session there was much discussion as to the
phraseology of the clause defining the supremacy of the Constitution, laws, and
treaties of the United States. At one stage of the proceedings the convention
adopted the following clause: ‘This
Constitution, and the laws of the United States made in pursuance thereof, and
all the treaties made under the authority of the United States, shall be the
supreme law of the several states and of their citizens and inhabitants, and
the judges of the several states shall be bound thereby in their decisions,
anything in the constitutions or laws of the several states to the contrary
notwithstanding.' This clause was amended, on motion of Mr. Madison, by
inserting after the words 'all treaties made' the words 'or which shall be
made.' If the clause, so amended had been inserted in the Constitution as
finally adopted, per- [182 U.S. 244,
383] haps there would have been
some justification for saying that the Constitution, laws, and treaties of the
United States constituted the supreme law only in the states, and that outside
of the states the will of Congress was supreme. But the framers of the
Constitution saw the danger of such a provision, and put into that instrument
in place of the above clause the following:
‘This Constitution, and the laws of the United States which shall be
made in pursuance thereof, and all treaties made, or which shall be made, under
the authority of the United States, shall be the supreme law of the land; and the judges in every state shall be bound
thereby, anything in the constitution or laws of any state to the contrary
notwithstanding.' Meigs's Growth of the Constitution, 284, 287. That the
convention struck out the words 'the supreme law of the several states,' and
inserted 'the supreme law of the land,' is a fact of no little significance.
The 'land' referred to manifestly embraced all the peoples and all the
territory, whether within or without the states, over which the United States
could exercise jurisdiction or authority.
Further, it is admitted that some of
the provisions of the Constitution do apply to Porto Rico, and may be invoked
as limiting or restricting the authority of Congress, or for the protection of
the people of that island. And it is said that there is a clear distinction
between such prohibitions 'as go to the very root of the power of Congress to
act at all, irrespective of time or place, and such as are operative only
'throughout the United States' or among the several states.' In the enforcement
of this suggestion it is said in one of the opinions just delivered: ‘Thus, when the Constitution declares that
'no bill of attainder or ex post facto law shall be passed,' and that 'no title
of nobility shall be granted by the United States,' it goes to the competency
of Congress to pass a bill of that description.' I cannot accept this reasoning
as consistent with the Constitution or with sound rules of interpretation. The
express prohibition upon the passage by Congress of bills of attainder, or of
ex post facto laws, or the granting of titles of nobility, goes no more
directly to the root of the power of Congress than does the express prohibition
against the imposition by Congress of any [182
U.S. 244, 384] duty, impost, or
excise that is not uniform throughout the United States. The opposite theory, I
take leave to say, is quite as extraordinary as that which assumes that
Congress may exercise powers outside of the Constitution, and may, in its
discretion, legislate that instrument into or out of a domestic territory of
the United States.
In the opinion to which I have
referred it is suggested that conditions may arise when the annexation of
distant possessions may be desirable. 'If,' says that opinion, 'those
possessions are inhabited by alien races, differing from us in religion,
customs, laws, methods of taxation, and modes of thought, the administration of
government and justice, according to Anglo-Saxon principles, may for a time be
impossible; and the question at once
arises whether large concessions ought not to be made for a time, that
ultimately our own theories may be carried out, and the blessings of a free
government under the Constitution extended to them. We decline to hold that
there is anything in the Constitution to forbid such action.' In my judgment,
the Constitution does not sustain any such theory of our governmental system.
Whether a particular race will or will not assimilate with our people, and
whether they can or cannot with safety to our institutions be brought within
the operation of the Constitution, is a matter to be thought of when it is
proposed to acquire their territory by treaty. A mistake in the acquisition of
territory, although such acquisition seemed at the time to be necessary, cannot
be made the ground for violating the Constitution or refusing to give full
effect to its provisions. The Constitution is not to be obeyed or disobeyed as
the circumstances of a particular crisis in our history may suggest the one or
the other course to be pursued. The People have decreed that it shall be the
supreme law of the land at all times. When the acquisition of territory becomes
complete, by cession, the Constitution necessarily becomes the supreme law of
such new territory, and no power exists in any department of the government to
make 'concessions' that are inconsistent with its provisions. The authority to
make such concessions implies the existence in Congress of power to declare
that constitutional provisions may be ignored under special or [182 U.S. 244, 385]
embarrassing circumstances. No such dispensing power exists in any
branch of our government. The Constitution is supreme over every foot of
territory, wherever situated, under the jurisdiction of the United States, and
its full operation cannot be stayed by any branch of the government in order to
meet what some may suppose to be extraordinary
emergencies. If the Constitution is in force in any territory, it is in force
there for every purpose embraced by the objects for which the government was
ordained. Its authority cannot be displaced by concessions, even if it be true,
as asserted in argument in some of these cases, that if the tariff act took
effect in the Philippines of its own force, the inhabitants of Mandanao, who live on imported rice, would starve, because
the import duty is many fold more than the ordinary cost of the grain to them.
The meaning of the Constitution cannot depend upon accidental circumstances
arising out of the products of other countries or of this country. We cannot
violate the Constitution in order to serve particular interests in our own or
in foreign lands. Even this court, with its tremendous power, must heed the
mandate of the Constitution. No one in official station, to whatever department
of the government he belongs, can disobey its commands without violating the
obligation of the oath he has taken. By whomsoever and wherever power is
exercised in the name and under the authority of the United States, or of any
branch of its government, the validity or invalidity of that which is done must
be determined by the Constitution.
In De Lima v. Bidwell, just decided,
181 U. S. --, ante, 743, 21 Sup. Ct. Rep. 743, we have held that, upon the
ratification of the treaty with Spain, Porto Rico ceased to be a foreign
country and became a domestic territory of the United States. We have said in
that case that from 1803 to the present time there was not a shred of
authority, except a dictum in one case, 'for holding that a district ceded to
and in possession of the United States remains for any purpose a foreign
territory;’ that territory so acquired cannot be 'domestic for one purpose and
foreign for another;’ and that any judgment to the contrary would be 'pure
judicial legislation,' for which there was no warrant in the Constitution or in
the powers conferred upon this court. Although, as we have just decided, [182 U.S. 244, 386] Porto Rico ceased, after the ratification of the
treaty with Spain, to be a foreign country within the meaning of the tariff
act, and became a domestic country, -- 'a territory of the United States,' --
it is said that if Congress so wills it may be controlled and governed outside
of the Constitution and by the exertion of the powers which other nations have
been accustomed to exercise with respect to territories acquired by them; in other words, we may solve the question of
the power of Congress under the Constitution by referring to the powers that
may be exercised by other nations. I cannot assent to this view. I reject
altogether the theory that Congress, in its discretion, can exclude the
Constitution from a domestic territory of the United States, acquired, and
which could only have been acquired, in virtue of the Constitution. I cannot
agree that it is a domestic territory of the United States for the purpose of
preventing the application of the tariff act imposing duties upon imports from
foreign countries, but not a part of the United States for the purpose of
enforcing the constitutional requirement that all duties, imposts, and excises
imposed by Congress 'shall be uniform throughout the United States.' How Porto
Rico can be a domestic territory of the United States, as distinctly held in De
Lima v. Bidwell, and yet, as is now held, not embraced by the words 'throughout
the United States,' is more than I can understand.
We heard much in argument about the
'expanding future of our country.' It was said that the United States is to
become what is called a 'world power;’ and that if this government intends to
keep abreast of the times and be equal to the great destiny that awaits the
American people, it must be allowed to exert all the power that other nations
are accustomed to exercise. My answer is, that the fathers never intended that
the authority and influence of this nation should be exerted otherwise than in
accordance with the Constitution. If our government needs more power than is
conferred upon it by the Constitution, that instrument provides the mode in
which it may be amended and additional power thereby obtained. The People of
the United States who ordained the Constitution never supposed that a change
could be made in our system of govern- [182
U.S. 244, 387] ment by mere judicial interpretation. They never
contemplated any such juggling with the words of the Constitution as would
authorize the courts to hold that the words 'throughout the United States,' in
the taxing clause of the Constitution, do not embrace a domestic 'territory of
the United States' having a civil government established by the authority of
the United States. This is a distinction which I am unable to make, and which I
do not think ought to be made when we are endeavoring to ascertain the meaning
of a great instrument of government.
There are other matters to which I
desire to refer. In one of the opinions just delivered the case of Neely v.
Henkel, 180 U.S. 109 , ante, 302, 21 Sup. Ct. Rep. 302, is
cited in support of the proposition that the provision of the Foraker act here
involved was consistent with the Constitution. If the contrary had not been asserted I should have said that the judgment in that case
did not have the slightest bearing on the question before us. The only inquiry
there was whether Cuba was a foreign country or territory within the meaning,
not of the tariff act, but of the act of June 6th, 1900 (31 Stat. at L. 656,
chap. 793). We held that it was a foreign country. We could not have held
otherwise, because the United States, when recognizing the existence of war
between this country and Spain, disclaimed 'any disposition or intention to
exercise sovereignty, jurisdiction, or control over said island except for the
pacification thereof,' and asserted 'its determination, when that is
accomplished, to leave the government and control of the island to its
people.' We said: ‘While by the act of April 25th, 1898,
declaring war between this country and Spain, the President was directed and empowered
to use our entire land and naval forces, as well as the militia of the several
states, to such extent as was necessary to carry such act into effect, that
authorization was not for the purpose of making Cuba an integral part of the
United States, but only for the purpose of compelling the relinquishment by
Spain of its authority and government in that island and the withdrawal of its
forces from Cuba and Cuban waters. The legislative and executive branches of
the government, by the joint resolution of April 20th, 1898, expressly
disclaimed any purpose to exercise sovereignty juris- [182 U.S. 244, 388]
diction, or control over Cuba 'except for the pacification thereof,' and
asserted the determination of the United States, that object being
accomplished, to leave the government and control of Cuba to its own people.
All that has been done in relation to Cuba has had that end in view, and, so
far as the court is informed by the public history of the relations of this
country with that island, nothing has been done inconsistent with the declared
object of the war with Spain. Cuba is none the less foreign territory, within
the meaning of the act of Congress, because it is under a military governor
appointed by and representing the President in the work of assisting the
inhabitants of that island to establish a government of their own, under which,
as a free and independent people, they may control their own affairs without
interference by other nations. The occupancy of the island by troops of the
United States was the necessary result of the war. That result could not have
been avoided by the United States consistently with the principles of
international law or with its obligations to the people of Cuba. It is true
that as between Spain and the United States, -- indeed, as between the United
States and all foreign nations, -- Cuba, upon the cessation of hostilities with
Spain and after the treaty of Paris, was to be treated as if it were conquered
territory. But as between the United States and Cuba, that island is territory
held in trust for the inhabitants of Cuba to whom it rightfully belongs, and to
whose exclusive control it will be surrendered when a stable government shall
have been established by their voluntary action.' In answer to the suggestion
that, under the modes of trial there adopted, Neely, if taken to Cuba, would be
denied the rights, privileges, and immunities accorded by our Constitution to
persons charged with crime against the United States, we said that the
constitutional provisions referred to 'have no relation to crimes committed
without the jurisdiction of the United States against the laws of a foreign
country.' What use can be made of that case in order to prove that the
Constitution is not in force in a territory of the United States acquired by
treaty, except as Congress may provide, is more than I can perceive.
There is still another view taken of
this case. Conceding [182 U.S. 244,
389] that the national government
is one of enumerated powers, to be exerted only for the limited objects defined
in the Constitution, and that Congress has no power, except as given by that
instrument either expressly or by necessary implication, it is yet said that a
new territory, acquired by treaty or conquest, cannot become incorporated into
the United States without the consent of Congress. What is meant by such
incorporation we are not fully informed, nor are we instructed as to the
precise mode in which it is to be accomplished. Of course, no territory can
become a state in virtue of a treaty or without the consent of the legislative
branch of the government;
for only Congress is given power by the Constitution to admit new
states. But it is an entirely different question whether a domestic 'territory
of the United States,' having an organized civil government established by
Congress, is not, for all purposes of government by the nation, under the
complete jurisdiction of the United States, and therefore a part of, and
incorporated into, the United States, subject to all the authority which the
national government may exert over any territory or people. If Porto Rico, although
a territory of the United States, may be treated as if it were not a part of
the United States, then New Mexico and Arizona may be treated as not parts of
the United States, and subject to such legislation as Congress may choose to
enact without any reference to the restrictions imposed by the Constitution.
The admission that no power can be exercised under and by authority of the
United States except in accordance with the Constitution is of no practical
value whatever to constitutional liberty, if, as soon as the admission is made,
-- as quickly as the words expressing the thought can be uttered, -- the
Constitution is so liberally interpreted as to produce the same results as
those which flow from the theory that Congress may go outside of the Constitution
in dealing with newly acquired territories, and give them the benefit of that
instrument only when and as it shall direct.
Can it for a moment be doubted that
the addition of Porto Rico to the territory of the United States in virtue of
the treaty with Spain has been recognized by direct action upon the part of
Congress? Has it not legislated in recognition of that treaty, [182 U.S. 244, 390]
and appropriated the money which it required this country to pay?
If, by virtue of the ratification of
the treaty with Spain, and the appropriation of the amount which that treaty
required this country to pay, Porto Rico could not become a part of the United
States so as to be embraced by the words 'throughout the United States,' did it
not become 'incorporated' into the United States when Congress passed the
Foraker act? 31 Stat. at L. 77, chap. 191. What did that act do? It provided a
civil government for Porto Rico, with legislative, executive, and judicial
departments; also, for the appointment
by the President, by and with the advice and consent of the Senate of the
United States, of a 'governor, secretary, attorney general, treasurer, auditor,
commissioner of the interior, and a commissioner of education.' 17-25. It
provided for an executive council, the members of which should be appointed by
the President, by and with the advice and consent of the Senate. 18. The
governor was required to report all transactions of the government in Porto
Rico to the President of the United States. 17. Provision was made for the
coins of the United States to take the place of Porto Rican coins
. 11. All laws enacted by the Porto Rican legislative assembly were
required to be reported to the Congress of the United States, which reserved
the power and authority to amend the same. 31. But that was not all. Except as
otherwise provided, and except also the internal revenue laws, the statutory
laws of the United States, not locally inapplicable, are to have the same force
and effect in Porto Rico as in the United States. 14. A judicial department was
established in Porto Rico, with a judge to be appointed by the President, by
and with the advice and consent of the Senate. 33. The court so established was
to be known as the district court of the United States for Porto Rico, from
which writs of error and appeals were to be allowed to this court. 34. All
judicial process, it was provided, 'shall run in the name of the United States
of America, ss: the
President of the United States.' 16. And yet it is said that Porto Rico was not
'incorporated' by the Foraker act into the United States so as to be part of
the United States within the [182 U.S.
244, 391] meaning of the
constitutional requirement that all duties, imposts, and excises imposed by
Congress shall be uniform 'throughout the United States.'
It would seem, according to the
theories of some, that even if Porto Rico is in and of the United States for
many important purposes, it is yet not a part of this country with the
privilege of protesting against a rule of taxation which Congress is expressly
forbidden by the Constitution from adopting as to any part of the 'United
States.' And this result comes from the failure of Congress to use the word
'incorporate' in the Foraker act, although by the same act all power exercised by
the civil government in Porto Rico is by authority of the United States, and
although this court has been given jurisdiction by writ of error or appeal to
re-examine the final judgments of the district court of the United States
established by Congress for that territory. Suppose Congress had passed this
act: ‘Be it
enacted by the Senate and House of Representatives in Congress assembled, That
Porto Rico be and is hereby incorporated into the United States as a
territory,' would such a statute have enlarged the scope or effect of the
Foraker act? Would such a statute have accomplished more than the Foraker act
has done? Indeed, would not such legislation have been regarded as most
extraordinary as well as unnecessary?
I am constrained to say that this idea
of 'incorporation' has some occult meaning which my mind does not apprehend. It
is enveloped in some mystery which I am unable to unravel.
In my opinion Porto Rico became, at
least after the ratification of the treaty with Spain, a part of and subject to
the jurisdiction of the United States in respect of all its territory and
people, and that Congress could not thereafter impose any duty, impost, or
excise with respect to that island and its inhabitants, which departed from the
rule of uniformity established by the Constitution.
Footnotes
[ Footnote 1 ] Marbury v. Madison, 1 Cranch, 176, 2 L. ed. 73 et seq.; Martin v. Hunter, 1 Wheat. 326, 4 L. ed.
102; New Orleans v. United States, 10
Pet. 662, 736, 9 L. ed. 573, 602; De Geofroy v. Riggs, 133 U.S. 258, 266 , 33 S. L. ed. 642, 644, 10
Sup. Ct. Rep. 295; United States v.
Gettysburg Electric R. Co. 160 U.S. 668, 679 , 40 S. L. ed. 576,
580, 16 Sup. Ct. Rep. 427, and cases cited.
[ Footnote 2 ] The City of Panama, 101 U.S. 453, 460 , 25 S. L. ed. 1061,
1064; Fong Yue Ting v. United States, 149 U.S. 716, 738 , 37 S. L. ed. 914, 921, 13
Sup. Ct. Rep. 1016.
[ Footnote 3 ] Monongahela Nav. Co. v. United
States, 148 U.S. 312, 336 , 37 S. L. ed. 463,
471, 13 Sup. Ct. Rep. 622; Interstate
Commerce Commission v. Brimson, 154 U.S. 447, 479 , 38 S. L. ed. 1047,
1058, 4 Inters. Com. Rep. 545, 14 Sup. Ct. Rep. 1125; United States v. Joint Traffic Asso. 171 U.S. 571 , 43 L. ed. 288, 19 Sup. Ct. Rep. 25.
[ Footnote 4 ] United States v. Kagama, 118 U.S. 375, 378 , 30 S. L. ed. 228,
229, 6 Sup. Ct. Rep. 1109; Shively v.
Bowlby, 152 U.S. 1, 48 , 38 S. L. ed. 331, 349, 14 Sup. Ct.
Rep. 548.
[ Footnote 5 ] Sere v. Pitot, 6 Cranch, 332, 336, 3 L. ed. 240, 241; M'Culloch v.
Maryland, 4 Wheat. 316, 421, 4 L. ed. 579, 605; American Ins. Co. v. 356 Bales of
Cotton, 1 Pet. 511, 542, 7 L. ed. 242, 255;
United States v. Gratiot, 14 Pet. 526, 537, 10 L. ed. 573, 578; Scott v. Sandford, 19 How. 448, 15 L. ed. 718; Clinton v.
Englebrecht, 13 Wall. 434, 447, 20 L. ed. 659, 662; Hamilton v. Dillin,
21 Wall. 73, 93, 22 L. ed. 528, 532;
First Nat. Bank v. Yankton County, 101 U.S. 129, 132 , 25 S. L. ed. 1046,
1047; The City of Panama, 101 U.S. 453 , 457, sub nom. The City of
Panama v. Phelps, 25 L. ed. 1061, 1062;
Murphy v. Ramsey, 114 U.S. 15, 44 , 29 S. L. ed. 47, 57,
5 Sup. Ct. Rep. 747; United States v. Kagama, 118 U.S. 375, 380 , 30 S. L. ed. 228,
230, 6 Sup. Ct. Rep. 1109; Church of
Jesus Christ of L. D. S. v. United States, 136 U.S. 1, 42 , 34 S. L. ed. 478, 490, 10
Sup. Ct. Rep. 792; Boyd v. Nebraska ex
rel. Thayer, 143 U.S. 135, 169 , 36 S. L. ed. 103,
112, 12 Sup. Ct. Rep. 375.
[ Footnote 6 ] Church of Jesus Christ of L. D.
S. v. United States, 136 U.S. 1, 44 , 34 S. L. ed. 478, 491, 10 Sup. Ct.
Rep. 792.
[ Footnote 7 ] Loughborough v. Blake, 5 Wheat.
317, 322, 5 L. ed. 98, 99;
Woodruff v. Parham, 8 Wall. 123, 133, 19 L. ed. 382, 385; Brown v. Houston, 114 U.S. 622, 628 , 29 S. L. ed. 257,
259, 5 Sup. Ct. Rep. 1091;
Fairbank v. United States, 181, U. S. 283, ante, 648, 21 Sup. Ct.
Rep. 648.
[ Footnote 8 ] American Ins. Co. v. 356 Bales of
Cotton, 1 Pet. 511, 7 L. ed. 242; Benner
v. Porter, 9 How. 235, 13 L. ed. 119; Webster v. Reid, 11 How. 437, 460, 13
L. ed. 761, 770;
Clinton v. Englebrecht, 13 Wall. 434, 20 L. ed. 659; Reynolds v. United States, 98 U.S. 145 , 25 L. ed. 244; Callan v. Wilson, 127 U.S. 540 , 32 L. ed. 223, 8 Sup. Ct. Rep.
1301; McAllister v. United States, 141 U.S. 174 , 35 L. ed. 693, 11 Sup. Ct. Rep.
949; Springville v. Thomas, 166 U.S. 707 , 41 L. ed. 1172, 17 Sup. Ct. Rep.
717; Bauman v. Ross, 167 U.S. 548 , 42 L. ed. 270, 17 Sup. Ct. Rep.
966; Thompson v. Utah, 170 U.S. 343 , 42 L. ed. 1061, 18 Sup. Ct. Rep.
620; Capital Traction Co. v. Hof, 174 U.S. 1 , 43 L. ed. 873, 19 Sup. Ct. Rep.
580; Black v. Jackson, 177 U.S. 363 , 44 L. ed. 807, 20 Sup. Ct. Rep. 648.
[ Footnote 9 ] Re Ross, 140 U.S. 453, 461 , 462 S., 463, sub
nom. Ross v. McIntyre, 35 L. ed. 581, 585, 11 Sup. Ct. Rep. 897.
[ Footnote 10 ] Extract from the Free Soil Party
Platform of 1842 (Standwood, Hist. of Presidency, p.
240):
'Resolved, That our fathers ordained
the Constitution of the United States in order, among other great national
objects, to establish justice, promote the general welfare, and secure the
blessings of liberty, but expressly denied to the Federal government which they
created, all constitutional power to deprive any person of life, liberty, or
property without due legal process.
'Resolved, That, in the judgment of
this convention, Congress has no more power to make a slave than to make a king; no more power
to institute or establish slavery than to institute or establish a monarchy. No
such power can be found among those specifically conferred by the Constitution,
or derived by any just implication from them.
'Resolved, That
it is the duty of the Federal government to relieve itself from all
responsibility for the existence or continuance of slavery wherever the
government possesses constitutional authority to legislate on that subject, and
is thus responsible for its existence.
'Resolved, That the true, and in the
judgment of this convention the only safe, means of preventing the extension of
slavery into territory now free, is to prohibit its existence in all such
territory by an act of Congress.'
[ Footnote 11 ] Excerpt from Declarations Made in
the Platform of the Republican Party in 1860 (Stanwood, Hist. of Presidency, p.
293):
'8. That the normal condition of all
the territory of the United States is that of freedom; that as our republican fathers, when they had
abolished slavery in all our national territory, ordained that no person should
be deprived of life, liberty, or property without due process of law, it
becomes our duty, by legislation, whenever such legislation is necessary, to
maintain this provision of the Constitution against all attempts to violate
it; and we deny the authority of
Congress, of a territorial legislature, or of any individual, to give legal
existence to slavery in any territory of the United States.'
[ Footnote 12 ] First draft of Mr. Jefferson's
proposed amendment to the Constitution:
‘The province of Louisiana is incorporated with the United States and
made part thereof. The rights of occupancy in the soil and of self-government
are confirmed to Indian inhabitants as they now exist.' It then proceeded with
other provisions relative to Indian rights and possession and exchange of
lands, and forbidding Congress to dispose of the lands otherwise than is therein
provided without further amendment to the Constitution. This draft closes
thus: ‘Except as to that portion thereof
which lies south of the latitude of 31ø, which, whenever they deem expedient,
they may enact into a territorial government, either separate or as making part
with one on the eastern side of the river, vesting the inhabitants thereof with
all rights possessed by other territorial citizens of the United States.'
Writings of Jefferson, edited by Ford, vol. 8, p. 241.
[ Footnote 13 ] Letter to William Dunbar of July
7, 1803;
'Before you receive this you will
have heard through the channel of the public papers of the cession of Louisiana
by France to the United States. The terms as stated in the National
Intelligencer are accurate. That the treaty may be ratified in time, I have
found it necessary to convene Congress on the 17th of October, and it is very
important for the happiness of the country that they should possess all
information which can be obtained respecting it, that they make the best
arrangements practicable for its good government. It is most necessary because
they will be obliged to ask from the people an amendment of the Constitution
authorizing their receiving the province into the Union and providing for its
government, and limitations of power which shall be given by that amendment
will be unalterable but by the same authority.' Jefferson's Writings, vol. 8,
p. 254.
Letter to Wilson Cary Nicholas of
September 7, 1803:
'I am aware of the force of the
observations you make on the power given by the Constitution to Congress to
admit new states into the Union without restraining the subject to the
territory then constituting the United States. But when I consider that the
limits of the United States are precisely fixed by the treaty of 1783, that the
Constitution expressly declares itself to be made for the United States, I
cannot help believing that the intention was to permit Congress to admit into
the Union new states which should be formed out of the territory for which and
under whose authority alone they were then acting. I do not believe it was
meant that they might receive England, Ireland, Holland, etc., into it, which
would be the case under your construction. When an instrument admits two
constructions, the one safe, the other dangerous, the one precise, the other
indefinite, I prefer that which is safe and precise. I had rather ask an
enlargement of power from the nation where it is found necessary, than to
assume it by a construction which would make our powers boundless.' Writings of
Jefferson, vol. 8, p. 247.
[ Footnote 14 ] Sec. 2. That on and after the
passage of this act the same tariffs, customs, and duties shall be levied,
collected, and paid upon all articles imported into Porto Rico from ports other
than those of the United States which are required by law to be collected upon
articles imported into the United States from foreign countries: Provided, That on all coffee in the bean or
ground imported into Porto Rico there shall be levied and collected a duty of
five cents per pound, any law or part of law to the contrary
notwithstanding: And provided further,
That all Spanish scientific, literary, and artistic works, not subversive of
public order in Porto Rico, shall be admitted free of duty into Porto Rico for
a period of ten years, reckoning from the eleventh day of April, eighteen
hundred and ninety-nine, as provided in said treaty of peace between the United
States and Spain: And provided further,
That all books and pamphlets printed in the English language shall be admitted
into Porto Rico free of duty when imported from the United States.
Sec. 3. That on and after the
passage of this act all merchandise coming into the United States from Porto
Rico and coming into Porto Rico from the United States shall be entered at the
several ports of entry upon payment of fifteen per centum of the duties which
are required to be levied, collected, and paid upon like articles of
merchandise imported from foreign countries;
and in addition thereto, upon articles of merchandise of Porto Rican
manufacture coming into the United States and withdrawn for consumption or
sale, upon payment of a tax equal to the internal revenue tax imposed in the
United States upon the like articles of merchandise of domestic
manufacture; such tax to be paid by
internal revenue stamp or stamps to be purchased and provided by the
Commissioner of Internal Revenue, and to be procured from the collector of
internal revenue at or most convenient to the port of entry of said merchandise
in the United States, and to be affixed under such regulations as the
Commissioner of Internal Revenue, with the approval of the Secretary of the
Treasury, shall prescribe; and on all
articles of merchandise of United States manufacture coming into Porto Rico, in
addition to the duty above provided, upon payment of a tax equal in rate and
amount to the internal revenue tax imposed in Porto Rico upon the like articles
of Porto Rican manufacture: Provided,
That on and after the date when this act shall take effect all merchandise and
articles, except coffee, not dutiable under the tariff laws of the United
States, and all merchandise and articles entered in Porto Rico free of duty
under orders heretofore made by the Secretary of War, shall be admitted into
the several ports thereof, when imported from the United States, free of duty,
all laws or parts of laws to the contrary notwithstanding; and whenever the legislative assembly of
Porto Rico shall have enacted and put into operation a system of local taxation
to meet the necessities of the government of Porto Rico, by this act
established, and shall by resolution duly passed so notify the President, he
shall make proclamation thereof, and thereupon all tariff duties on merchandise
and articles going into Porto Rico from the United States or coming into the United
States from Porto Rico shall cease, and from and after such date all such
merchandise and articles shall be entered at the several ports of entry free of
duty; and in no event shall any duties
be collected after the first day of March, nineteen hundred and two, on
merchandise and articles going into Porto Rico from the United States or coming
into the United states from Porto Rico.
Sec. 4. That the duties and taxes
collected in Porto Rico in pursuance of this act, less the cost of collecting
the same, and the gross amount of all collections of duties and taxes in the
United States upon articles of merchandise coming from Porto Rico, shall not be
covered into the general fund of the Treasury, but shall be held as a separate
fund, and shall be placed at the disposal of the President to be used for the
government and benefit of Porto Rico until the government of Porto Rico herein
provided for shall have been organized, when all moneys theretofore collected
under the provisions hereof, then unexpended, shall be transferred to the local
treasury of Porto Rico, and the Secretary of the Treasury shall designate the
several ports and sub-ports of entry into Porto Rico, and shall make such rules
and regulations and appoint such agents as may be necessary to collect the
duties and taxes authorized to be levied, collected, and paid in Porto Rico by
the provisions of this act, and he shall fix the compensation and provide for
the payment thereof of all such officers, agents, and assistants as he may find
it necessary to employ to carry out the provisions hereof: Provided, however, That as soon as a civil
government for Porto Rico shall have been organized in accordance with the
provisions of this act, and notice thereof shall have been given to the
President, he shall make proclamation thereof, and thereafter all collections
of duties and taxes in Porto Rico under the provisions of this act shall be
paid into the treasury of Porto Rico, to be expended as required by law for the
government and benefit thereof, instead of being paid into the Treasury of the
United States.
Sec. 5: That on and after the day when this act shall
go into effect all goods, wares, and merchandise previously imported from Porto
Rico, for which no entry has been made, and all goods, wares, and merchandise
previously entered without payment of duty and under bond for warehousing,
transportation, or any other purpose, for which no permit of delivery to the
importer or his agent has been issued, shall be subjected to the duties imposed
by this act, and to no other duty, upon the entry or the withdrawal
thereof: Provided, That when
duties are based upon the weight of merchandise deposited in any public or
private bonded warehouse said duties shall be levied and collected upon the
weight of such merchandise at the time of its entry.
...
Sec. 38. That no export duties shall
be levied or collected on exports from Porto Rico; but taxes and assessments on property, and
license fees for franchises, privileges, and concessions may be imposed for the
purposes of the insular and municipal governments, respectively, as may be
provided and defined by act of the legislative assembly; and where necessary to anticipate taxes and
revenues, bonds and other obligations may be issued by Porto Rico or any municipal
government therein as may be provided by law to provide for expenditures
authorized by law, and to protect the public credit, and to reimburse the
United States for any moneys which have been or may be expended out of the
emergency fund of the War Department for the relief of the industrial
conditions of Porto Rico caused by the hurricane of August eighth, eighteen
hundred and ninety-nine: Provided,
however, That no public indebtedness of Porto Rico or of any municipality
thereof shall be authorized or allowed in excess of seven per centum of the
aggregate tax valuation of its property.