United States Supreme Court
U S v. CRUIKSHANK (1875)
Argued: Decided: October 1, 1875
[92 U.S. 542, 544] ERROR to the Circuit Court of the United States for the District
of Louisiana.
This was an indictment for
conspiracy under the sixth section of the act of May 30, 1870, known as the
Enforcement Act (16 Stat. 140), and consisted of thirty-two counts.
The first count was for banding
together, with intent 'unlawfully and feloniously to injure, oppress, threaten,
and intimidate' two citizens of the United States, 'of African descent and
persons of color,' 'with the unlawful and felonious intent thereby' them 'to
hinder and prevent in their respective free
[92 U.S. 542, 545] exercise
and enjoyment of their lawful right and privilege to peaceably assemble
together with each other and with other citizens of the said United States for
a peaceable and lawful purpose.'
The second avers an intent to hinder
and prevent the exercise by the same persons of the 'right to keep and bear
arms for a lawful purpose.'
The third avers an intent to deprive
the same persons 'of their respective several lives and liberty of person,
without due process of law.'
The fourth avers an intent to
deprive the same persons of the 'free exercise and enjoyment of the right and
privilege to the full and equal benefit of all laws and proceedings for the
security of persons and property' enjoyed by white citizens.
The fifth avers an intent to hinder
and prevent the same persons 'in the exercise and enjoyment of the rights,
privileges, immunities, and protection granted and secured to them respectively
as citizens of the said United States, and as citizens of the said State of
Louisiana, by reason of and for and on account of the race and color' of the
said persons.
The sixth avers an intent to hinder
and prevent the same persons in 'the free exercise and enjoyment of the several
and respective right and privilege to vote at any election to be thereafter by
law had and held by the people in and of the said State of Louisiana.'
The seventh avers an intent 'to put
in great fear of bodily harm, injure, and oppress' the same persons, 'because
and for the reason' that, having the right to vote, they had voted.
The eighth avers an intent 'to
prevent and hinder' the same persons 'in their several and respective free
exercise and enjoyment of every, each, all, and singular and several rights and
privileges granted and secured' to them 'by the constitution and laws of the
United States.'
The next eight counts are a
repetition of the first eight, except that, instead of the words 'band
together,' the words 'combine, conspire, and confederate together' are used.
Three of the defendants were found guilty under the first sixteen counts, and
not guilty under the remaining counts. [92 U.S. 542, 546] The
parties thus convicted moved in arrest of judgment on the following grounds: --
1. Because the matters and things
set forth and charged in the several counts, one to sixteen inclusive, do not
constitute offences against the laws of the United States, and do not come
within the purview, true intent, and meaning of the act of Congress, approved
31st May, 1870, entitled 'An Act to enforce the right of citizens of the United
States,' & c.
2. Because the matters and things in
the said indictment set forth and charged do not constitute offences cognizable
in teh Circuit Court, and do not come within its
power and jurisdiction.
3. Because the offences created by
the sixth section of the act of Congress referred to, and upon which section
the aforesaid sixteen counts are based, are not constitutionally within the
jurisdiction of the courts of the United States, and because the matters and
things therein referred to are judicially cognizable by State tribunals only,
and legislative action thereon is among the constitutionally reserved rights of
the several States.
4. Because the said act, in so far
as it creates offences and imposes penalties, is in violation of the
Constitution of the United States, and an infringement of the rights of the
several States and the people.
5. Because the eighth and sixteenth
counts of the indictment are too vague, general, insufficient, and uncertain,
to afford the accused proper notice to plead and prepare their defence, and set forth no specific offence under the law.
6. Because the verdict of the jury
against the defendants is not warranted or supported by law.
On this motion the opinions of the
judges were divided, that of the presiding judge being that the several counts
in question are not sufficient in law, and do not contain charges of criminal
matter indictable under the laws of the United States; and that the motion in arrest of
judgment should be granted. The case comes up at the instance of the United
States, on certificate of this division of opinion.
Sect. 1 of the Enforcement Act
declares, that all citizens of the United States, otherwise qualified, shall be
allowed to vote at all elections, without distinction of race, color, or
previous servitude. [92 U.S. 542, 547] Sect. 2 provides, that, if by the law
of any State or Territory a prerequisite to voting is necessary, equal
opportunity for it shall be given to all, without distinction, &c.; and any person charged with the duty of
furnishing the prerequisite, who refuses or knowingly omits to give full effect
to this section, shall be guilty of misdemeanor.
Sect. 3 provides, that an offer of
performance, in respect to the prerequisite, when proved by affidavit of the
claimant, shall be equivalent to performance; and any judge or inspector of election
who refuses to accept it shall be guilty, &c.
Sect. 4 provides, that any person
who, by force, bribery, threats, intimidation, or other unlawful means,
hinders, delays, prevents, or obstructs any citizen from qualifying himself to
vote, or combines with others to do so, shall be guilty, &c.
Sect. 5 provides, that any person
who prevents, hinders, controls, or intimidates any person from exercising the
right of suffrage, to whom it is secured by the fifteenth amendment, or
attempts to do so, by bribery or threats of violence, or deprivation of
property or employment, shall be guilty, &c.
The sixth section is as follows: --
'That if two or more persons shall band or conspire
together, or go in disguise upon the public highway, or upon the premises of
another, with intent to violate any provisions of this act, or to injure,
oppress, threaten, or intimidate any citizen with intent to prevent or hinder
his free exercise and enjoyment of any right or privilege granted or secured to
him by the constitution or laws of the United States, or because of his having
exercised the same, such persons shall be held guilty of felony, and, on
conviction thereof, shall be fined or imprisoned, or both, at the discretion of
the court,-the fine not to exceed $5,000, and the imprisonment not to exceed
ten years; and shall, moreover, be
thereafter ineligible to, and disabled from holding, any office or place of
honor, profit, or trust created by the constitution or laws of the United
States.'
This case was argued at the October
Term, 1874, by Mr. Attorney- General Williams and Mr. Solicitor-General
Phillips for the plaintiff in error; and by Mr. Reverdy Johnson, Mr. David
Dudley Field, Mr. Philip Phillips, and Mr. R. H. Marr for the defendants in
error. [92 U.S. 542, 548]
MR. CHIEF JUSTICE WAITE delivered
the opinion of the court.
This case comes here with a
certificate by the judges of the Circuit Court for the District of Louisiana
that they were divided in opinion upon a question which occurred at the
hearing. It presents for our consideration an indictment containing sixteen
counts, divided into two series of eight counts each, based upon sect. 6 of the
Enforcement Act of May 31, 1870. That section is as follows: --
'That if two or more persons shall band or conspire
together, or go in disguise upon the public highway, or upon the premises of
another, with intent to violate any provision of this act, or to injure,
oppress, threaten, or intimidate any citizen, with intent to prevent or hinder
his free exercise and enjoyment of any right or privilege granted or secured to
him by the constitution or laws of the United States, or because of his having
exercised the same, such persons shall be held guilty of felony, and, on
conviction thereof, shall be fined or imprisoned, or both, at the discretion of
the court,-the fine not to exceed $5,000, and the imprisonment not to exceed
ten years; and shall, moreover, be
thereafter ineligible to, and disabled from holding, any office or place of
honor, profit, or trust created by the constitution or laws of the United
States.' 16 Stat. 141.
The question certified arose upon a
motion in arrest of judgment after a verdict of guilty generally upon the whole
sixteen counts, and is stated to be, whether 'the said sixteen counts of said
indictment are severally good and sufficient in law, and contain charges of
criminal matter indictable under the laws of the United States.'
The general charge in the first
eight counts is that of 'banding,' and in the second eight, that of
'conspiring' together to injure, oppress, threaten, and intimidate Levi Nelson
and Alexander Tillman, citizens of the United States, of African descent and
persons of color, with the intent thereby to hinder and prevent them in their
free exercise and enjoyment of rights and privileges 'granted and secured' to
them 'in common with all other good citizens of the United States by the
constitution and laws of the United States.'
The offences provided for by the
statute in question do not consist in the mere 'banding' or 'conspiring' of two
or [92 U.S. 542, 549] more
persons together, but in their banding or conspiring with the intent, or for
any of the purposes, specified. To bring this case under the operation of the
statute, therefore, it must appear that the right, the enjoyment of which the
conspirators intended to hinder or prevent, was one granted or secured by the
constitution or laws of the United States. If it does not so appear, the
criminal matter charged has not been made indictable by any act of Congress.
We have in our political system a
government of the United States and a government of each of the several States.
Each one of these governments is distinct from the others, and each has
citizens of its own who owe it allegiance, and whose rights, within its
jurisdiction, it must protect. The same person may be at the same time a
citizen of the United States and a citizen of a State, but his rights of
citizenship under one of these governments will be different from those he has
under the other. Slaughter- House Cases, 16 Wall. 74.
Citizens are the members of the
political community to which they belong. They are the people who compose the
community, and who, in their associated capacity, have established or submitted
themselves to the dominion of a government for the promotion of their general
welfare and the protection of their individual as well as their collective
rights. In the formation of a government, the people may confer upon it such
powers as they choose. The government, when so formed, may, and when called
upon should, exercise all the powers it has for the protection of the rights of
its citizens and the people within its jurisdiction; but it can exercise no other. The duty
of a government to afford protection is limited always by the power it
possesses for that purpose.
Experience made the fact known to
the people of the United States that they required a national government for
national purposes. The separate governments of the separate States, bound
together by the articles of confederation alone, were not sufficient for the
promotion of the general welfare of the people in respect to foreign nations,
or for their complete protection as citizens of the confederated States. For
this reason, the people of the United States, 'in order to form a more perfect
union, establish justice, insure domestic tranquillity,
provide for [92 U.S. 542, 550] the common defence,
promote the general welfare, and secure the blessings of liberty' to themselves
and their posterity (Const. Preamble), ordained and established the government
of the United States, and defined its powers by a constitution, which they
adopted as its fundamental law, and made its rule of action.
The government thus established and
defined is to some extent a government of the States in their political
capacity. It is also, for certain purposes, a government of the pepole. Its powers are limited in number, but not in
degree. Within the scope of its powers, as enumerated and defined, it is
supreme and above the States;
but beyond, it has no existence. It was erected for special
purposes, and endowed with all the powers necessary for its own preservation
and the accomplishment of the ends its people had in view. It can neither grant
nor secure to its citizens any right or privilege not expressly or by
implication placed under its jurisdiction.
The people of the United States
resident within any State are subject to two governments: one State, and the
other National; but
there need be no conflict between the two. The powers which one possesses, the
other does not. They are established for different purposes, and have separate
jurisdictions. Together they make one whole, and furnish the people of the
United States with a complete government, ample for the protection of all their
rights at home and abroad. True, it may sometimes happen that a person is
amenable to both jurisdictions for one and the same act. Thus, if a marshal of
the United States is unlawfully resisted while executing the process of the
courts within a State, and the resistance is accompanied by an assault on the
officer, the sovereignty of the United States is violated by the resistance,
and that of the State by the breach of peace, in the assault. So, too, if one
passes counterfeited coin of the United States within a State, it may be an
offence against the United States and the State: the United States, because it
discredits the coin; and
the State, because of the fraud upon him to whom it is passed. This does not,
however, necessarily imply that the two governments possess powers in common,
or bring them into conflict with each other. It is the natural consequence of a
citizenship [92 U.S. 542, 551] which owes
allegiance to two sovereignties, and claims protection from both. The citizen
cannot complain, because he has voluntarily submitted himself to such a form of
government. He owes allegiance to the two departments, so to speak, and within
their respective spheres must pay the penalties which each exacts for
disobedience to its laws. In return, he can demand protection from each within
its own jurisdiction.
The government of the United States
is one of delegated powers alone. Its authority is defined and limited by the
Constitution. All powers not granted to it by that instrument are reserved to
the States or the people. No rights can be acquired under the constitution or
laws of the United States, except such as the government of the United States
has the authority to grant or secure. All that cannot be so granted or secured
are left under the protection of the States.
We now proceed to an examination of
the indictment, to ascertain whether the several rights, which it is alleged
the defendants intended to interfere with, are such as had been in law and in
fact granted or secured by the constitution or laws of the United States.
The first and ninth counts state the
intent of the defendants to have been to hinder and prevent the citizens named
in the free exercise and enjoyment of their 'lawful right and privilege to
peaceably assemble together with each other and with other citizens of the
United States for a peaceful and lawful purpose.' The right of the people
peaceably to assemble for lawful purposes existed long before the adoption of
the Constitution of the United States. In fact, it is, and always has been, one
of the attributes of citizenship under a free government. It 'derives its source,'
to use the language of Chief Justice Marshall, in Gibbons v. Ogden, 9 Wheat.
211, 'from those laws whose authority is acknowledged by civilized man
throughout the world.' It is found wherever civilization exists. It was not,
therefore, a right granted to the people by the Constitution. The government of
the United States when established found it in existence, with the obligation
on the part of the States to afford it protection. As no direct power over it
was granted to Congress, it remains, according to the ruling in Gibbons v.
Ogden, id. 203, subject to State jurisdiction.
[92 U.S. 542, 552] Only
such existing rights were committed by the people to the protection of Congress
as came within the general scope of the authority granted to the national
government.
The first amendment to the
Constitution prohibits Congress from abridging 'the right of the people to
assemble and to petition the government for a redress of grievances.' This,
like the other amendments proposed and adopted at the same time, was not
intended to limit the powers of the State governments in respect to their own
citizens, but to operate upon the National government alone. Barron v. The City
of Baltimore, 7 Pet. 250;
Lessee of Livingston v. Moore, id. 551; Fox v. Ohio, 5 How. 434; Smith v. Maryland, 18 id. 76; Withers v.
Buckley, 20 id. 90; Pervear v. The Commonwealth, 5 Wall. 479; Twitchell v. The
Commonwealth, 7 id. 321;
Edwards v. Elliott, 21 id. 557. It is now too late to question
the correctness of this construction. As was said by the late Chief Justice, in
Twitchell v. The Commonwealth, 7 Wall. 325, 'the scope and application of these
amendments are no longer subjects of discussion here.' They left the authority
of the States just where they found it, and added nothing to the already
existing powers of the United States.
The particular amendment now under
consideration assumes the existence of the right of the people to assemble for
lawful purposes, and protects it against encroachment by Congress. The right
was not created by the amendment; neither was its continuance
guaranteed, except as against congressional interference. For their protection
in its enjoyment, therefore, the people must look to the States. The power for
that purpose was originally placed there, and it has never been surrendered to
the United States.
The right of the people peaceably to
assemble for the purpose of petitioning Congress for a redress of grievances,
or for any thing else connected with the powers or
the duties of the national government, is an attribute of national citizenship,
and, as such, under the protection of, and guaranteed by, the United States.
The very idea of a government, republican in form, implies a right on the part
of its citizens to meet peaceably for consultation in respect to public affairs
and to petition for a redress of grievances. If it had been alleged in [92 U.S. 542, 553] these counts that the object of the
defendants was to prevent a meeting for such a purpose, the case would have
been within the statute, and within the scope of the sovereignty of the United
States. Such, however, is not the case. The offence, as stated in the
indictment, will be made out, if it be shown that the object of the conspiracy
was to prevent a meeting for any lawful purpose whatever.
The second and tenth counts are
equally defective. The right there specified is that of 'bearing arms for a
lawful purpose.' This is not a right granted by the Constitution. Neither is it
in any manner dependent upon that instrument for its existence. The second
amendment declares that it shall not be infringed; but this, as has been seen, means no
more than that it shall not be infringed by Congress. This is one of the
amendments that has no other effect than to restrict the powers of the national
government, leaving the people to look for their protection against any
violation by their fellow-citizens of the rights it recognizes, to what is
called, in The City of New York v. Miln, 11 Pet. 139,
the 'powers which relate to merely municipal legislation, or what was, perhaps,
more properly called internal police,' 'not surrendered or restrained' by the
Constitution of the United States.
The third and eleventh counts are
even more objectionable. They charge the intent to have been to deprive the
citizens named, they being in Louisiana, 'of their respective several lives and
liberty of person without due process of law.' This is nothing else than
alleging a conspiracy to falsely imprison or murder citizens of the United
States, being within the territorial jurisdiction of the State of Louisiana.
The rights of life and personal liberty are natural rights of man. 'To secure
these rights,' says the Declaration of Independence, 'governments are
instituted among men, deriving their just powers from the consent of the governed.'
The very highest duty of the States, when they entered into the Union under the
Constitution, was to protect all persons within their boundaries in the
enjoyment of these 'unalienable rights with which they were endowed by their
Creator.' Sovereignty, for this purpose, rests alone with the States. It is no
more the duty or within the power of the United States to punish for a conspiracy [92 U.S. 542, 554] to falsely
imprison or murder within a State, than it would be to punish for false
imprisonment or murder itself.
The fourteenth amendment prohibits a
State from depriving any person of life, liberty, or property, without due
process of law; but
this adds nothing to the rights of one citizen as against another. It simply
furnishes an additional guaranty against any encroachment by the States upon
the fundamental rights which belong to every citizen as a member of society. As
was said by Mr. Justice Johnson, in Bank of Columbia v. Okely,
4 Wheat. 244, it secures 'the individual from the arbitrary exercise of the
powers of government, unrestrained by the established principles of private
rights and distributive justice.' These counts in the indictment do not call
for the exercise of any of the powers conferred by this provision in the
amendment.
The fourth and twelfth counts charge
the intent to have been to prevent and hinder the citizens named, who were of
African descent and persons of color, in 'the free exercise and enjoyment of
their several right and privilege to the full and equal benefit of all laws and
proceedings, then and there, before that time, enacted or ordained by the said
State of Louisiana and by the United States;
and then and there, at that time, being in force in the said State and
District of Louisiana aforesaid, for the security of their respective persons
and property, then and there, at that time enjoyed at and within said State and
District of Louisiana by white persons, being citizens of said State of
Louisiana and the United States, for the protection of the persons and property
of said white citizens.' There is no allegation that this was done because of
the race or color of the persons conspired against. When stripped of its
verbiage, the case as presented amounts to nothing more than that the
defendants conspired to prevent certain citizens of the United States, being
within the State of Louisiana, from enjoying the equal protection of the laws
of the State and of the United States.
The fourteenth amendment prohibits a
State from denying to any person within its jurisdiction the equal protection
of the laws; but this provision does
not, any more than the one which precedes it, and which we have just
considered, add any thing [92
U.S. 542, 555] to the rights which one citizen has
under the Constitution against another. The equality of the rights of citizens
is a principle of republicanism. Every republican government is in duty bound
to protect all its citizens in the enjoyment of this principle, if within its
power. That duty was originally assumed by the States; and it still remains there. The only
obligation resting upon the United States is to see that the States do not deny
the right. This the amendment guarantees, but no more. The power of the
national government is limited to the enforcement of this guaranty.
No question arises under the Civil
Rights Act of April 9, 1866 (14 Stat. 27), which is intended for the protection
of citizens of the United States in the enjoyment of certain rights, without
discrimination on account of race, color, or previous condition of servitude,
because, as has already been stated, it is nowhere alleged in these counts that
the wrong contemplated against the rights of these citizens was on account of
their race or color.
Another objection is made to these
counts, that they are too vague and uncertain. This will be considered
hereafter, in connection with the same objection to other counts.
The sixth and fourteenth counts
state the intent of the defendants to have been to hinder and prevent the
citizens named, being of African descent, and colored, 'in the free exercise
and enjoyment of their several and respective right and privilege to vote at
any election to be thereafter by law had and held by the people in and of the
said State of Louisiana, or by the people of and in the parish of Grant
aforesaid.' In Minor v. Happersett, 21 Wall. 178, we
decided that the Constitution of the United States has not conferred the right
of suffrage upon any one, and that the United States have no voters of their
own creation in the States. In United States v. Reese et al., supra, p. 214, we
hold that the fifteenth amendment has invested the citizens of the United
States with a new constitutional right, which is, exemption from discrimination
in the exercise of the elective franchise on account of race, color, or
previous condition of servitude. From this it appears that the right of
suffrage is not a necessary attribute of national citizenship; but that exemption from discrimination
in the exercise of that right on [92 U.S. 542, 556] account of
race, &c., is. The right to vote in the States comes from the States; but the right
of exemption from the prohibited discrimination comes from the United States.
The first has not been granted or secured by the Constitution of the United States; but the lat has been.
Inasmuch, therefore, as it does not
appear in these counts that the intent of the defendants was to prevent these
parties from exercising their right to vote on account of their race, &c.,
it does not appear that it was their intent to interfere with any right granted
or secured by the constitution or laws of the United States. We may suspect
that race was the cause of the hostility; but it is not so averred. This is
material to a description of the substance of the offence, and cannot be
supplied by implication. Every thing essential must
be charged positively, and not inferentially. The defect here is not in form,
but in substance.
The seventh and fifteenth counts are
no better than the sixth and fourteenth. The intent here charged is to put the
parties named in great fear of bodily harm, and to injure and oppress them,
because, being and having been in all things qualified, they had voted 'at an
election before that time had and held according to law by the people of the
said State of Louisiana, in said State, to wit, on the fourth day of November,
A.D. 1872, and at divers other elections by the people of the State, also
before that time had and held according to law.' There is nothing to show that
the elections voted at were any other than State elections, or that the
conspiracy was formed on account of the race of the parties against whom the
conspirators were to act. The charge as made is really of nothing more than a
conspiracy to commit a breach of the peace within a State. Certainly
it will not be claimed that the United States have the power or are required to
do mere police duly in the States. If a State cannot protect itself against
domestic violence, the United States may, upon the call of the executive, when
the legislature cannot be convened, lend their assistance for that purpose.
This is a guaranty of the Constitution (art. 4, sect. 4); but it applies to no case like this.
We are, therefore, of the opinion
that the first, second, third, fourth, sixth, seventh, ninth, tenth, eleventh,
twelfth, fourteenth, [92 U.S. 542, 557] and fifteenth counts do not contain
charges of a criminal nature made indictable under the laws of the United
States, and that consequently they are not good and sufficient in law. They do
not show that it was the intent of the defendants, by their conspiracy, to
hinder or prevent the enjoyment of any right granted or secured by the
Constitution.
We come now to consider the fifth
and thirteenth and the eighth and sixteenth counts, which may be brought
together for that purpose. The intent charged in the fifth and thirteenth is
'to hinder and prevent the parties in their respective free exercise and
enjoyment of the rights, privileges, immunities, and protection granted and
secured to them respectively as citizens of the United States, and as citizens
of said State of Louisiana,' 'for the reason that they, . . . being then and
there citizens of said State and of the United States, were persons of African
descent and race, and persons of color, and not white citizens thereof;' and in
the eighth and sixteenth, to hinder and prevent them 'in their several and
respective free exercise and enjoyment of every, each, all, and singular the
several rights and privileges granted and secured to them by the constitution
and laws of the United States.' The same general statement of the rights to be
interfered with is found in the fifth and thirteenth counts.
According to the view we take of
these counts, the question is not whether it is enough, in general, to describe
a statutory offence in the language of the statute, but whether the offence has
here been described at all. The statute provides for the punishment of those
who conspire 'to injure, oppress, threaten, or intimidate any citizen, with
intent to prevent or hinder his free exercise and enjoyment of any right or
privilege granted or secured to him by the constitution or laws of the United
States.' These counts in the indictment charge, in substance, that the intent
in this case was to hinder and prevent these citizens in the free exercise and
enjoyment of 'every, each, all, and singular' the rights granted them by the
Constitution, &c. There is no specification of any particular right. The
language is broad enough to cover all.
In criminal cases, prosecuted under
the laws of the United States, the accused has the constitutional right 'to be informed [92 U.S. 542, 558] of the
nature and cause of the accusation.' Amend. VI. In United States v. Mills, 7
Pet. 142, this was construed to mean, that the indictment must set forth the
offence 'with clearness and all necessary certainty, to apprise the accused of
the crime with which he stands charged;' and in United States v. Cook, 17 Wall.
174, that 'every ingredient of which the offence is composed must be accurately
and clearly alleged.' It is an elementary principle of criminal pleading, that
where the definition of an offence, whether it be at common law or by statute,
'includes generic terms, it is not sufficient that the indictment shall charge
the offence in the same generic terms as in the definition; but it must state the species,-it must
descend to particulars. 1 Arch. Cr. Pr. and Pl., 291. The object of the
indictment is, first, to furnish the accused with such a description of the
charge against him as will enable him to make his defence,
and avail himself of his conviction or acquittal for protection against a
further prosecution for the same cause; and,
second, to inform the court of the facts alleged, so that it may decide whether
they are sufficient in law to support a conviction, if one should be had. For
this, facts are to be stated, not conclusions of law alone. A crime is made up
of acts and intent; and
these must be set forth in the indictment, with reasonable particularity of
time, place, and circumstances.
It is a crime to steal goods and chattels; but an
indictment would be bad that did not specify with some degree of certainty the
articles stolen. This, because the accused must be advised of the essential
particulars of the charge against him, and the court must be able to decide
whether the property taken was such as was the subject of larceny. So, too, it
is in some States a crime for two or more persons to conspire to cheat and
defraud another out of his property; but
it has been held that an indictment for such an offence must contain
allegations setting forth the means proposed to be used to accomplish the
purpose. This, because, to make such a purpose criminal, the conspiracy must be
to cheat and defraud in a mode made criminal by statute; and as all cheating and defrauding has not
been made criminal, it is necessary for the indictment to state the means
proposed, in order that the court [92 U.S. 542, 559] may see
that they are in fact illegal. State v. Parker, 43 N. H. 83; State v. Keach,
40 Vt. 118; Alderman v. The People, 4
Mich. 414; State
v. Roberts, 34 Me. 32. In Maine, it is an offence for two or more to conspire
with the intent unlawfully and wickedly to commit any crime punishable by
imprisonment in the State prison (State v. Roberts); but we think it will hardly be claimed that
an indictment would be good under this statute, which charges the object of the
conspiracy to have been 'unlawfully and wickedly to commit each, every, all,
and singular the crimes punishable by imprisonment in the State prison.' All crimes
are not so punishable. Whether a particular crime be such a one or not, is a
question of law. The accused has, therefore, the right to have a specification
of the charge against him in this respect, in order that he may decide whether
he should present his defence by motion to quash,
demurrer, or plea; and the court, that
it may determine whether the facts will sustain the indictment. So here, the
crime is made to consist in the unlawful combination with an intent to prevent
the enjoyment of any right granted or secured by the Constitution, &c. All
rights are not so granted or secured. Whether one is so or not is a question of
law, to be decided by the court, not the prosecutor. Therefore, the indictment
should state the particulars, to inform the court as well as the accused. It
must be made to appear-that is to say, appears from the indictment, without
going further-that the acts charged will, if proved, support a conviction for
the offence alleged.
But it is needless to pursue the
argument further. The conclusion is irresistible, that these counts are too
vague and general. They lack the certainty and precision required by the
established rules of criminal pleading. It follows that they are not good and
sufficient in law. They are so defective that no judgment of conviction should
be pronounced upon them.
The order of the Circuit Court
arresting the judgment upon the verdict is, therefore, affirmed; and the cause remanded, with
instructions to discharge the defendants.
MR. JUSTICE CLIFFORD dissenting.
I concur that the judgment in this
case should be arrested, but for reasons quite different from those given by
the court. [92 U.S. 542, 560] Power is vested in Congress to enforce
by appropriate legislation the prohibition contained in the fourteenth
amendment of the Constitution; and the
fifth section of the Enforcement Act provides to the effect, that persons who
prevent, hinder, control, or intimidate, or who attempt to prevent, hinder,
control, or intimidate, any person to whom the right of suffrage is secured or
guaranteed by that amendment, from exercising, or in exercising such right, by
means of bribery or threats; of
depriving such person of employment or occupation; or of ejecting such person from rented house,
lands, or other property; or by threats
of refusing to renew leases or contracts for labor; or by threats of violence to himself or
family,-such person so offending shall be deemed guilty of a misdemeanor, and,
on conviction thereof, shall be fined or imprisoned, or both, as therein provided.
16 Stat. 141.
Provision is also made, by sect. 6
of the same act, that, if two or more persons shall band or conspire together,
or go in disguise, upon the public highway, or upon the premises of another,
with intent to violate any provision of that act, or to injure, oppress,
threaten, or intimidate any citizen with intent to prevent or hinder his free
exercise and enjoyment of any right or privilege granted or secured to him by
the constitution and laws of the United States, or because of his having
exercised the same, such persons shall be deemed guilty of felony, and, on
conviction thereof, shall be fined or imprisoned, or both, and be further
punished as therein provided.
More than one hundred persons were
jointly indicted at the April Term, 1873, of the Circuit Court of the United
States for the District of Louisiana, charged with offences in violation of the
provisions of the Enforcement Act. By the record, it appears that the
indictment contained thirty-two counts, in two series of sixteen counts each:
that the first series were drawn under the fifth and sixth sections of the act; and that the second series were drawn under
the seventh section of the same act; and
that the latter series charged that the prisoners are guilty of murder committed
by them in the act of violating some of the provisions of the two preceding
sections of that act.
Eight of the persons named in the
indictment appeared on
[92 U.S. 542, 561] the 10th
of June, 1874, and went to trial under the plea of not guilty, previously
entered at the time of their arraignment. Three of those who went to trial-to
wit, the three defendants named in the transcript-were found guilty by the jury
on the first series of the counts of the indictment, and not guilty on the
second series of the counts in the same indictment.
Subsequently the convicted
defendants filed a motion for a new trial, which motion being overruled they
filed a motion in arrest of judgment. Hearing was had upon that motion; and the
opinions of the judges of the Circuit Court being opposed, the matter in
difference was duly certified to this court, the question being whether the
motion in arrest of judgment ought to be granted or denied.
Two only of the causes of arrest
assigned in the motion will be considered in answering the questions certified:
(1.) Because the matters and things set forth and charged in the several counts
in question do not constitute offences against the laws of the United States,
and do not come within the purview, true intent, and meaning of the Enforcement
Act. (2.) Because the several counts of the indictment in question are too
vague, insufficient, and uncertain to afford the accused proper notice to plead
and prepare their defence, and do not set forth any
offence defined by the Enforcement Act.
Four other causes of arrest were assigned; but, in the
view taken of the case, it will be sufficient to examine the two causes above
set forth.
Since the questions were certified
into this court, the parties have been fully heard in respect to all the
questions presented for decision in the transcript. Questions not pressed at
the argument will not be considered; and,
inasmuch as the counsel in behalf of the United States confined their arguments
entirely to the thirteenth, fourteenth, and sixteenth counts of the first
series in the indictment, the answers may well be limited to these counts, the
others being virtually abandoned. Mere introductory allegations will be omitted
as unimportant, for the reason that the questions to be answered relate to the
allegations of the respective counts describing the offence.
As described in the thirteenth
count, the charge is, that the [92 U.S. 542, 562] defendants
did, at the time and place mentioned, combine, conspire, and confederated
together, between and among themselves, for and with the unlawful and felonious
intent and purpose one Levi Nelson and one Alexander Tillman, each of whom
being then and there a citizen of the United States, of African descent, and a
person of color, unlawfully and feloniously to injure, oppress, threaten, and
intimidate, with the unlawful and felonious intent thereby the said persons of
color, respectively, then and there to hinder and prevent in their respective
and several free exercise and enjoyment of the rights, privileges, and
immunities, and protection, granted and secured to them respectively as
citizens of the United States and citizens of the State, by reason of their
race and color; and because that they,
the said persons of color, being then and there citizens of the State and of
the United States, were then and there persons of African descent and race, and
persons of color, and not white citizens thereof; the same being a right or privilege granted
or secured to the said persons of color respectively, in common with all other
good citizens of the United States, by the Federal Constitution and the laws of
Congress.
Matters of law conceded, in the
opinion of the court, may be assumed to be correct without argument; and, if so, then discussion is not necessary
to show that every ingredient of which an offence is composed must be
accurately and clearly alleged in the indictment, or the indictment will be
bad, and may be quashed on motion, or the judgment may be arrested before
sentence, or be reversed on a writ of error. United States v. Cook, 17 Wall.
174.
Offences created by statute, as well
as offences at common law, must be accurately and clearly described in an
indictment; and, if the offence cannot
be so described without expanding the allegations beyond the mere words of the
statute, then it is clear that the allegations of the indictment must be
expanded to that extent, as it is universally true that no indictment is
sufficient which does not accurately and clearly allege all the ingredients of
which the offence is composed, so as to bring the accused within the true
intent and meaning of the statute defining the offence. Authorities of great
weight, besides those referred to by me, in the dissenting opinion just read, [92 U.S. 542, 563] may be found in support of that
proposition. 2 East, P. C. 1124; Dord v.
People, 9 Barb. 675; Ike
v. State, 23 Miss. 525; State v.
Eldridge, 7 Eng. 608.
Every offence consists of certain
acts done or omitted under certain circumstances; and, in the indictment for the
offence, it is not sufficient to charge the accused generally with having
committed the offence, but all the circumstances constituting the offence must
be specially set forth. Arch. Cr. Pl., 15th ed., 43.
Persons born on naturalized in the
United States, and subject to the jurisdiction thereof, are citizens thereof; and the
fourteenth amendment also provides, that no State shall make or enforce any law
which shall abridge the privileges or immunities of citizens of the United
States. Congress may, doubtless, prohibit any violation of that provision, and
may provide that any person convicted of violating the same shall be guilty of
an offence, and be subject to such reasonable punishment as Congress may
prescribe.
Conspiracies of the kind described
in the introductory clause of the sixth section of the Enforcement Act are
explicitly forbidden by the subsequent clauses of the same section; and it may be that if the indictment was for
a conspiracy at common law, and was pending in a tribunal having jurisdiction
of common-law offences, the indictment in its present form might be sufficient,
even though it contains no definite allegation whatever of any particular overt
act committed by the defendants in pursuance of the alleged conspiracy.
Decided cases may doubtless be found
in which it is held that an indictment for a conspiracy, at common law, may be
sustained where there is an unlawful agreement between two or more persons to
do an unlawful act, or to do a lawful act by unlawful means; and authorities may be referred to which
support the proposition, that the indictment, if the conspiracy is well
pleaded, is sufficient, even though it be not alleged that any overt act had
been done in pursuance of the unlawful combination.
Suffice it to say, however, that the
authorities to that effect are opposed by another class of authorities equally
respectable, and even more numerous, which decide that the indictment is [92
U.S. 542, 564] bad unless it is alleged that some
overt act was committed in pursuance of the intent and purpose of the alleged
conspiracy; and in all the latter class
of cases it is held, that the overt act, as well as the unlawful combination,
must be clearly and accurately alleged.
Two reasons of a conclusive nature,
however, may be assigned which show, beyond all doubt, that it is not necessary
to enter into the inquiry which class of those decisions is correct.
1. Because the common law is not a
source of jurisdiction in the circuit courts, nor in any other Federal court.
Circuit Courts have no common-law
jurisdiction of offences of any grade or description; and it is equally clear that the
appellate jurisdiction of the Supreme Court does not extend to any case or any
question, in a case not within the jurisdiction of the subordinate Federal
courts. State v. Wheeling Bridge Co., 13 How. 503; United States v. Hudson et al., 7 Cranch, 32.
2. Because it is conceded that the
offence described in the indictment is an offence created and defined by an act
of Congress.
Indictments for offences created and
defined by statute must in all cases follow the words of the statute: and,
where there is no departure from that rule, the indictment is in general
sufficient, except in cases where the statute is elliptical, or where, by
necessary implication, other constituents are component parts of the offence; as where the words of the statute defining
the offence have a compound signification, or are enlarged by what immediately
precedes or follows the words describing the offence, and in the same
connection. Cases of the kind do arise, as where, in the dissenting opinion in
United States v. Reese et al., supra, p. 222, it was held, that the words offer
to pay a capitation tax were so expanded by a succeeding clause of the same
sentence that the word 'offer' necessarily included readiness to perform what
was offered, the provision being that the offer should be equivalent to actual
performance if the offer failed to be carried into execution by the wrongful
act or omission of the party to whom the offer was made.
Two offences are in fact created and
defined by the sixth section of the Enforcement Act, both of which consist of a [92 U.S. 542, 565] conspiracy with an intent to
perpetrate a forbidden act. They are alike in respect to the conspiracy; but differ very widely in respect to
the act embraced in the prohibition.
1. Persons, two or more, are
forbidden to band or conspire together, or go in disguise upon the public
highway, or on the premises of another, with intent to violate any provision of
the Enforcement Act, which is an act of twenty-three sections.
Much discussion of that clause is
certainly unnecessary, as no one of the counts under consideration is founded
on it, or contains any allegations describing such an offence. Such a
conspiracy with intent to injure, oppress, threaten, or intimidate any person,
is also forbidden by the succeeding clause of that section, if it be done with
intent to prevent or hinder his free exercise and enjoyment of any right or
privilege granted or secured to him by the constitution or laws of the United
States, or because of having exercised the same. Sufficient appears in the
thirteenth count to warrant the conclusion, that the grand jury intended to
charge the defendants with the second offence created and defined in the sixth
section of the Enforcement Act.
Indefinite and vague as the
description of the offence there defined, is, it is obvious that it is greatly
more so as described in the allegations of the thirteenth count. By the act of
Congress, the prohibition is extended to any right or privilege granted or
secured by the constitution or laws of Congress; leaving it to the pleader to specify the
particular right or privilege which had been invaded, in order to give the
accusation that certainty which the rules of criminal pleading everywhere
require in an indictment; but the
pleader in this case, overlooking any necessity for any such specification, and
making no attempt to comply with the rules of criminal pleading in that regard,
describes the supposed offence in terms much more vague and indefinite than
those employed in the act of Congress.
Instead of specifying the particular
right or privilege which had been invaded, the pleader proceeds to allege that
the defendants, with all the others named in the indictment, did combine,
conspire, and confederate together, with the unlawful intent and purpose the
said persons of African descent and [92 U.S. 542, 566] persons of
color then and there to injure, oppress, threaten, and intimidate, and thereby
then and there to hinder and prevent them in the free exercise and enjoyment of
the rights, privileges, and immunities and protection granted and secured to
them as citizens of the United States and citizens of the State, without any
other specification of the rights, privileges, immunities, and protection which
had been violated or invaded, or which were threatened, except what follows; to wit, the same being a right or privilege
granted or secured in common with all other good citizens by the constitution
and laws of the United States.
Vague and indefinite allegations of
the kind are not sufficient to inform the accused in a criminal prosecution of
the nature and cause of the accusation against him, within the meaning of the
sixth amendment of the Constitution.
Valuable rights and privileges,
almost without number, are granted and secured to citizens by the constitution
and laws of Congress; none
of which may be, with impunity, invaded in violation of the prohibition
contained in that section. Congress intended by that provision to protect
citizens in the enjoyment of all such rights and privileges; but in affording such protection in the mode
there provided Congress never intended to open the door to the invasion of the
rule requiring certainty in criminal pleading, which for ages has been regarded
as one of the great safeguards of the citizen against oppressive and groundless
prosecutions.
Judge Story says the indictment must
charge the time and place and nature and circumstances of the offence with
clearness and certainty, so that the party may have full notice of the charge,
and be able to make his defence with all reasonable
knowledge and ability. 2 Story, Const.,
sect. 1785
Nothing need be added to show that
the fourteenth count is founded upon the same clause in the sixth section of
the Enforcement Act as the thirteenth count, which will supersede the necessity
of any extended remarks to explain the nature and character of the offence
there created and defined. Enough has already been remarked to show that that
particular clause of the section was passed to protect citizens in the free
exercise and enjoyment of every right or privilege granted [92
U.S. 542, 567] or secured to them by the constitution
and laws of Congress, and to provide for the punishment of those who band or
conspire together, in the manner described, to injure, oppress, or intimidate
any citizen, to prevent or hinder him from the free exercise and enjoyment of
all such rights or privileges, or because of his having exercised any such
right or privilege so granted or secured.
What is charged in the fourteenth
count is, that the defendants did combine, conspire, and confederate the said
citizens of African descent and persons of color to injure, oppress, threaten,
and intimidate, with intent the said citizens thereby to prevent and hinder in
the free exercise and enjoyment of the right and privilege to vote at any
election to be thereafter had and held according to law by the people of the
State, or by the people of the parish; they,
the defendants, well knowing that the said citizens were lawfully qualified to
vote at any such election thereafter to be had and held.
Confessedly, some of the defects
existing in the preceding count are avoided in the count in question; as, for example, the description of the
particular right or privilege of the said citizens which it was the intent of
the defendants to invade is clearly alleged;
but the difficulty in the count is, that it does not allege for what
purpose the election or elections were to be ordered, nor when or where the
elections were to be had and held. All that is alleged upon the subject is, that
it was the intent of the defendants to prevent and hinder the said citizens of
African descent and persons of color in the free exercise and enjoyment of the
right and privilege to vote at any election thereafter to be had and held,
according to law, by the people of the State, or by the people of the parish,
without any other allegation whatever as to the purpose of the election, or any
allegation as to the time and place when and where the election was to be had
and held.
Elections thereafter to be held must
mean something different from pending elections; but whether the pleader means to charge that
the intent and purpose of the alleged conspiracy extended only to the next
succeeding elections to be held in the State or parish, or to all future
elections to be held in the State or parish during the lifetime of the parties,
may admit of [92 U.S. 542, 568] a serious question, which cannot be
easily solved by any thing contained in the
allegations of the count.
Reasonable certainty, all will
agree, is required in criminal pleading; and if so it must be conceded, we
think, that the allegation in question fails to comply with that requirement.
Accused persons, as matter of common justice, ought to have the charge against
them set forth in such terms that they may readily understand the nature and
character of the accusation, in order that they, when arraigned, may know what
answer to make to it, and that they may not be embarrassed in conducting their defence; and the
charge ought also to be laid in such terms that, if the party accused is put to
trial, the verdict and judgment may be pleaded in bar of a second accusation
for the same offence.
Tested by these considerations, it
is quite clear that the fourteenth count is not sufficient to warrant the
conviction and sentence of the accused.
Defects and imperfections of the
same kind as those pointed out in the thirteenth count also exist in the
sixteenth count, and of a more decided character in the latter count than in
the former; conclusive proof of which will
appear by a brief examination of a few of the most material allegations of the
charge against the defendants. Suffice it to say, without entering into
details, that the introductory allegations of the count are in all respects the
same as in the thirteenth and fourteenth counts. None of the introductory
allegations allege that any overt act was perpetrated in pursuance of the
alleged conspiracy; but the jurors
proceed to present that the unlawful and felonious intent and purpose of the
defendants were to prevent and hinder the said citizens of African descent and
persons of color, by the means therein described, in the free exercise and
enjoyment of each, every, all, and singular the several rights and privileges
granted and secured to them by the constitution and laws of the United States
in common with all other good citizens, without any attempt to describe or
designate any particular right or privilege which it was the purpose and intent
of the defendants to invade, abridge, or deny.
Descriptive allegations in criminal
pleading are required to be reasonably definite and certain, as a necessary
safeguard [92 U.S. 542, 569] to the accused against surprise,
misconception, and error in conducting his defence,
and in order that the judgment in the case may be a bar to a second accusation
for the same charge. Considerations of the kind are entitled to respect; but it is obvious, that, if such a
description of the ingredient of an offence created and defined by an act of
Congress is held to be sufficient, the indictment must become a snare to the
accused; as it is scarcely possible that
an allegation can be framed which would be less certain, or more at variance
with the universal rule that every ingredient of the offence must be clearly
and accurately described so as to bring the defendant within the true intent
and meaning of the provision defining the offence. Such a vague and indefinite
description of a material ingredient of the offence is not a compliance with
the rules of pleading in framing an indictment. On the contrary, such an
indictment is insufficient, and must be held bad on demurrer or in arrest of
judgment.
Certain other causes for arresting
the judgment are assigned in the record, which deny the constitutionality of
the Enforcement Act; but,
having come to the conclusion that the indictment is insufficient, it is not
necessary to consider that question.